religious history

Introduction: Special Forum on Christianity and Human Rights

By Udi Greenberg (Dartmouth College) and Daniel Steinmetz-Jenkins (Yale University)

We are delighted to bring you the Introduction to the Special Forum on Christianity and Human Rights that appears in the latest issue of the Journal of the History of Ideas, by kind permission of the Journal, the University of Pennsylvania Press, and Project MUSE. You can find the Project MUSE page for this introduction here, and the entirety of volume 79, number 3 here.

The intellectual roots of human rights have been a source of much debate, but Christianity’s role in shaping the language of universal equality has been especially controversial. Historians agree that prominent Catholic philosophers, such as Jacques Maritain, were crucial in crafting and popularizing theories of rights, and that Protestant activists, such as American Protestant Frederick Nolde, were instrumental in drafting the UN’s Universal Declaration of Human Rights. Yet the lessons that scholars draw from this genealogy are diverse. For some, such as John Nurser, history reveals Christianity as the crucial engine of the modern era’s most celebrated concept. Christians may have engaged in countless brutalities over the centuries, but the Gospel’s universal aspirations also helped bolster peaceful endeavors. Others, such as Samuel Moyn and Joan Scott, have instead claimed that the marriage of Christianity and rights reflect how deeply the language of universal equality preserved traditional hierarchies. Human rights and religious freedom, they claim, were forged by Christian Western Europeans, and were meant to combat Marxists, feminists, Muslims, and anti-colonial activists. In this provocative narrative, the concept of rights was never an equalizing force. Rather, it helped—and still helps today—sustain political, gender, and social inequalities.

This recent debate has centered on the nature of rights, but the essays assembled in this forum seek to push the discussion in a new direction. The authors explore Christian engagement with the idea of rights to better understand the scope and evolution of Christian thought over the last two centuries. Indeed, if the project of mapping human rights’ origins and ascendancy may be now reaching its conclusion, scholars still have much to say on Christianity’s seminal role in shaping modern politics, ideologies, and culture. Having long stood on the margins of modern intellectual history, thinkers who self-identified foremost as Christian—theologians, philosophers, and social theorists—have received growing attention. Protestants and Catholics alike developed comprehensive visions of economic, social, and sexual relations, and repeatedly sought to explain the Gospel’s message regarding varied topics such as Judaism, racial tensions, marriage, and international politics. These projects—which often defied the secular categories of left and right—enjoyed considerable influence, especially in Europe and North America where Christianity remained dominant. They often resonated well beyond theological seminaries and churches, inspiring state laws and policies in a variety of regimes, in colonial, democratic, fascist, or authoritarian settings. Rights often figured prominently in these efforts, as thinkers sought to explain who has what rights and under what conditions. The concept of rights therefore provides a crucial window to an expansive and ongoing intellectual effort.

What is more, exploring the ways in which Christian thinkers grappled with rights helps chart the dramatic shifts that characterized Christianity in the modern era. While the nature and meaning of Christianity had never been stable and was always contested, the centuries that followed the French Revolution brought a new kind of turmoil. Protestants and Catholics confronted a proliferation of ideological projects rooted in non-religious and even atheist assumptions, such as utilitarian morality, racial science, and socialist revolution. For many Christians, secularism’s assumed corrosive impact necessitated a recalibration of Christian life. Many came to believe that if the Gospel were to triumph, the churches would have to rethink their approach to state institutions, foster new alliances with other Christian denominations, and even treat other religious groups (such as Jews or Confucians) as legitimate. Debating the scope and nature of rights stood at the heart of these efforts. Tracing the trajectories of these disputes helps shed light on the complex redrawing of Christianity’s content and borders.

The following essays uncover diverse Christian reflections on rights, from their first sustained appearance in the late eighteenth century until their zenith in the mid-twentieth century. They examine how a panoply of thinkers on both sides of the Atlantic, largely Catholic but also Protestant, utilized rights to rethink Christianity. Taken together, they offer new ways of understanding the transformations of Christian thought in one of its most dynamic and fascinating periods.

Udi Greenberg is an associate professor of European history at Dartmouth College. He is currently writing a book titled Religious Pluralism in the Age of Violence: Catholics and Protestants from Animosity to Peace, 1879-1970.
Daniel Steinmetz-Jenkins is a lecturer at Yale University’s Jackson Institute for Global Affairs. He is currently writing a book for Columbia University Press titled, The Neoconservative Moment in France: Raymond Aron and the United States

The strange peregrination of a Latin noun: tribus from Italy to India

By guest contributor Professor Sumit Guha

This essay addresses the shifting connection between signifier and signified, word and thing, by looking at the history of an important and yet so protean sociological term: ‘tribe’. My argument is that  ‘tribe’ is a ‘fossil word’ whose content has been replaced through centuries, just as a fossil’s soft tissue has been replaced by mineral compounds. In the process, it has changed to conform with the soil where it has lain. It is these shifts and their underlying discourses that I want to present in this post. In South Asia, the term was also in recent centuries permeated by traits based on the race theories of imperial-age Europe. It has therefore acquired a different connotation in the Republic of India than it has anywhere else. I begin however with its renewed presence in American public discourse now.

Tribes are in vogue (and even in Vogue) nowadays.  Their primordial existence is invoked by journalists and academics to explain mass behavior today. This is of course not new: in the age of modernization theory (after World War II) ‘tribalism’ was frequently invoked to explain the political behavior of ‘not yet modern’ (read non-Western) peoples. Modernization would dissolve all that. John Locke wrote that in the beginning, all was as America: Francis Fukuyama that in the end all would be. History has proved more complex, and back in the USA, ‘tribalism’ is the word of the day. Nations disintegrate and states fail, but ‘Tribalism’ has frequently invoked ever since the U.S. election of 2016 to explain political behavior.

I will show how the same word has come to have distinct referents within and outside the modern Republic of India. As an exercise in the history of ideas, I will look at how and why this came about by bringing to light the racial theories in which the Indian understanding originated.

is well known, tribus is an old Latin noun, originally applied to the divisions of the people by the ancient Romans. It has been suggested that it was originally a compound meaning ‘the three peoples’ or ‘three orders’, though the number of Roman tribes later increased to over thirty. The word entered many European languages during the medieval period. In English we find it in a 1752 thesaurus, and it was used (from Hebrew) as a name for the twelve divisions of the people of Israel as described in Exodus and elsewhere.

After 1510, the Portuguese controlled all sea-borne European access to the Indian Ocean  for almost a century. Asian ships largely sailed under stringent conditions that came with Portuguese permits. The Portuguese arrived at the beginning of the print revolution in the West. Western knowledge of Asia was mediated through Portuguese (and for the learned, Latin). Portuguese became a lingua franca around the littoral. The British commander Robert Clive addressed his Indian soldiery in that language in 1757.  The social category of tribe (tribus) was however, little used by the Portuguese despite their Latin heritage. Other than ‘casta’ – a sociological term common to both Portuguese and Spanish empires–communities were usually called. Both terms referred to ‘people’ in the loosest sense of the term.

But the word ‘tribe’ was early employed by the major South Asian colonial power: Britain. That usage likely came from literate Protestants’ familiarity with the English Bible. But it was still loosely used to mean an ethno-political  grouping. We therefore find great nomenclatural confusion in early English documents. The English East India Company took over the formerly Portuguese-ruled island of Bombay in 1665 and a few years later the governor wrote to his superiors that there were several different ‘nations’ (also described as ‘orders or tribes’) inhabiting the . (I have modernized his orthography by expanding abbreviations; all emphases added.)

[I]n order to preserve the Govern[ment] in constant regular method, free from that confusion which a body composed of so many nations will be subject to, it were requisite [that] [the] severall nations at pres[ent] inhabiting or hereafter to inhabit on the Island of Bombay be reduced or modelled into so many orders or tribes, & that each nation may have a Cheif (sic) or Consull of the same nation appointed over them by the Gover[nor] and Councell…

The distinctive twentieth-century anthropological use of ‘tribe’ and ‘caste’ was still absent as late as the 1820s. For example, in 1823, Thomas Marshall reporting to the Government of Bombay, wrote of one district: ‘the Weavers are either of the tribe of Lingayut [a religious community] or of another Kanaree tribe called Hutgur …’ (p.18). Today both of these would be classified as ‘castes’. He went on ‘the tribe of Bunyas [ a generic term for all Hindu and Jain merchant castes] educated to reading and accompts being unknown here ..’ (p.24).

To add to the confusion, any descent group could also be labeled ‘race’ – so Marshall writes that ‘a respectable Mahratta [today both an ethnonym and a caste-name] (to which race the institution is confined) …’ (p.83). From North India in the same period we find two Muslim communities self-classified as Sheikh [Arabic ‘chief’; used in India by many Muslims as a status label and Sayyad [descendant of the Prophet] referred to as races: ‘The village is divided into two [sections], corresponding with the two races (sic) by which it is occupied …’ This ethnographic looseness had however little administrative effect. (I have discussed English nineteenth century usage of ‘race’ elsewhere.)  Its practical unimportance is why it was allowed to persist. But some officials realized that tribal organization could frame political life in some parts of Southern Asia. Once social categories became administrative ones it became necessary to label clearly and describe exactly.

Mountstuart Elphinstone, one of Marshall’s superior officers in Bombay (later Governor there) and realized the sociopolitical importance of sociological clarity during his visit to the then Eastern Afghanistan in 1808-10. (Shah Shuja refused him permission to go further than Peshawar but he indefatigably interviewed travelers, merchants, Afghan immigrants into India and others when compiling his account.  I have discussed Elphinstone in a recent publication.)  He noted the centrality of ‘tribal’ organization to the political life of the region and this led him to try and label it accurately. So he wrote (all emphases added):

I beg my readers to remark, that hereafter, when I speak of the great divisions of the Afghauns, I shall call them tribes ; and when the component parts of a tribe are mentioned with reference to the tribe, I shall call the first divisions clans : those which compose a clan, Khails, &c, as above. But when I am treating of one of those divisions as an independent body, I shall call it Oolooss, and its component parts clans, khails, &c, according to the relation they bear to the Oolooss, as if the latter were a tribe. Khail is a corruption of the Arabic word Khyle, a band or assemblage ; and Zye, so often affixed to the names of tribes, clans, and families, means son, and is added as Mac is prefixed by the [Scots]Highlanders.

(Oolooss/ulus was a term popularized across the 13th century Mongol Empire to refer to an aggregate of tribe and their grazing domain.)

Elphinstone wrote of the founder-king, King Ahmed Shah Durrani (ruled 1747-1772), that he had been wise enough to know that it would need less exertion to conquer all the neighboring countries (i.e. Elphinstone’s ‘great divisions’) of Afghanistan. Ahmed Shah founded a state that, while designated a monarchy, functioned as a confederation of tribes and chiefdoms (khanates) held together by the Shah’s redistribution of tribute and plunder from the region extending from western Uttar Pradesh to the Khyber Pass. In the nineteenth century, British and Russian arms and subsidies enabled the kings to acquire more authority. But that broke down with the overthrow of the monarchy and then of all settled government in the late 1970s and 1980s.

Over much of the world therefore, “tribe” has generally referred to strong organizations, often possessing much latent military power. Nor should we view this as a situation confined to specific regions of West Asia or North Africa. Decades ago, Owen Lattimore provocatively suggested that from their beginnings, civilizations gave birth to the barbarian tribes that they then sought to subdue or to exclude, and by whom they were periodically conquered. Tribes (he argued) emerged out of simple bands of foragers or farmers because emerging empires preyed upon small unorganized communities for slaves, encroached on their territories, or sought to incorporate them as servile peasants.

afridi tribesmen

Afridi tribesmen, 1878, from Wikimedia Commons

Tribes might also take shape out of conquering war-bands. The area northeast of Delhi, for example (now known as Rohilkhand), lost its medieval name (Katehar) in the eighteenth century as warrior-bands called Rohilla displaced the local Katehriya Rajput gentry that had tenaciously resisted the power of Delhi from the thirteenth century. The Rohillas in turn, maintained the local tradition of resistance to central power well into the British colonial period. But there was no original Rohilla tribe in Afghanistan. As Jos Gommans has demonstrated in his contribution to the volume for D.H.A. Kolff, the early Indian Rohillas had themselves assembled a ‘tribal’ community out of various Afghan war bands and miscellaneous local slaves drawn into the following of Daud Khan, a horse-trader turned soldier of fortune turned tribal chieftain.

‘Tribe’ is an important category in modern South Asia, especially in the Republic of India. Nandini Sundar, an important Indian academic recently published a valuable edited volume on the 100 million-plus people classed as members of ‘Scheduled Tribes’ in India. This part of the post only looks at the origins of this term and the evolution of its unusual usage in the India, one so distinct from that in other parts of the Old World.

The Republic has followed a late colonial classification, one that began by defining ‘tribes’ as This strain of thought originated in late colonial times and derived from the now abandoned effort to apply geological models of stratification to contemporary social organization. We find it exemplified in the work of the missionary ethnographer John Wilson. It was transferred to the hilly forests of Central India by the British official Charles Grant who also incorporated the emerging “Nordic” and “Aryan race” theory.

The rise of nationalism and its critiques of colonial rule increasingly irked the British imperial government. One of the ideological responses was to argue that various Indian communities needed the benevolent protection of the Empire against the oppressions of other Indians, especially those critical of the Empire. This discourse naturally gravitated to the communities already declared to be . By the early twentieth century that led to special protection for such peoples and thus began the movement towards a conception of tribes as composed of simple, timid and primitive peoples whose special traits made them deserving of protection by the British government of India. As I have written elsewhere, the government wanted to counter nationalist agitations by presenting itself as the protector of the simple aborigines against oppression by their fellow-Indians. One effect of this was the creation of ‘excluded areas’ beyond the inner frontiers, where ordinary law and civil process did not operate and the executive had wide powers. The separate existence of such areas was gradually terminated after Indian independence, but special measures of affirmative action were enshrined in the new Constitution (1950).

However, the defining traits of ‘tribal’ communities were taken from colonial ethnography. Thus India’s tribes are defined and have been officially defined since at least the 1960s in ways detailed in Sundar’s Introduction to her book. Megan Moodie recently pointed out that “shyness” was an important identifying trait. This has had real-world consequences for communities seeking inclusion in this category. For example, the failure of the Gurjar or Gujar community of northern India to display the necessary traits led a judicial commission appointed by the Government of Rajasthan to deny them entry into the list of Scheduled Tribes for that state.  That commission reiterated the conclusions of an earlier report submitted to the government on 20 August 1981, which had said of them: “They are fairly well-off and suffer from no shyness of contact with people of other castes. Also, they do not have any primitive traits (for them) to be considered for inclusion in [Scheduled Tribe] ”.

Thus the same sociological term has radically different meanings. A few hundred miles west of the Indian border, adjoining Afghanistan, lies what was (until recently) known as  Pakistan’s Federally Administered Tribal Area (FATA). Its residents have never been known for shyness or timidity: indeed, quite the opposite. It is here that we find the direct descendants of the ‘tribes’ that Elphinstone observed in 1810. Two hundred years later, they are still political and military communities that play a major part in the public life of Afghanistan and, to a lesser degree of Pakistan.

Sumit Guha is Professor of History at The University of Texas at Austin. He is indebted to Derek O’Leary for two careful readings and many good suggestions.

“To seek God in all things”: The Jesuit encounter with botany in India

By contributing writer Joseph Satish V

Only a month after India gained independence from the British in 1947, the Indian botanist Debabrata Chatterjee wrote of his

hope that in the new India the Government will… effect among other things the early revival of the Botanical Survey of India. If it is possible to recruit men of knowledge and qualities of those giants of the past… no man of science in India need doubt that the revival of the Survey would be of the greatest help and of far-reaching benefits to India.

In 1954, the first independent Government of India appointed the taxonomist Hermegild Santapau as its Chief Botanist and Director.  Santapau had a PhD in Botany from the London University, had worked at the Royal Botanical Gardens in Kew (England), was a Fellow of the Linnean Society of London, editor of the Journal of the Bombay Museum of Natural History, and a Professor of Botany. His services to reviving botany and science education in the country were recognized with the award of the Padma Shri from the Government of India. But this “giant” was neither British nor Indian — he was a Catholic Jesuit priest from Spain. Fr. Santapau was only one of the many Jesuits who established a legacy of “Jesuit science” in India after the religious order was “restored” in 1814.

Ignatius at the River Cardoner - By Dora Nikolova Bittau in Chapel of St Ignatius, Seattle University

Ignatius at the River Cardoner .By Dora Nikolova Bittau, in the Chapel of St. Ignatius, Seattle University

The Society of Jesus is a religious congregation of Catholic clerics founded by Ignatius of Loyola (1491-1556) in 1540. Only two years later, Francis Xavier (1506-1552), one of Ignatius’ first companions, reached Goa on the western coast of India. When Ignatius died sixteen years later, the number of Jesuits had grown to a thousand members around the world. With a unique “way of proceeding“, the Jesuits established themselves firmly in secular culture — arts, astronomy, anthropology, even naval architecture — all “for the greater glory of God“. However, the growing influence of the Jesuits in the Church, State, and society caused resentment in many of Catholic Europe’s nations (chiefly Portugal, Spain, and France), which led to the Suppression of the Jesuits by Pope Clement XIV in 1773. Forty-one years later though, Pope Pius VII restored the Society in 1814.

Scholarship in the history of the Jesuits has witnessed a significant shift in the past few decades. Since the 1980s, the number of non-Jesuit (also non-Catholic) scholars interrogating what has come to be called “Jesuit science” has increased. Historians of Jesuit science have generally explored the relationship between the Jesuit missionary goals and their scientific activity in the sixteenth and seventeenth centuries, often portraying the Jesuits as ‘transmitters’ of European science to the colonies in the New World. Steven J. Harris’s description of early modern Jesuit science continues to be used as a universal description of Jesuit science across space and time. But some scholars have begun arguing the case for a more nuanced engagement with regional variants of Jesuit science.

Dhruv Raina explains that the European Jesuits who arrived in South Asia not only transmitted European science but also discovered, collected, and interpreted indigenous knowledge in the colonies. Agustin Udias argues for a broader exploration of Jesuit science in the post-Restoration period beyond Europe. It is worth exploring, even briefly, why post-1814 Jesuit science is considered different in comparison to early modern Jesuit science.

After 1814, the “new” Jesuits of the restored Society found themselves in an alien scientific landscape, which, among other things, was characterized by the emergence of specialized disciplines and “professionals” who were paid to pursue science. Subsequently, the Jesuits reinvented themselves as a teaching order in schools and colleges across the world. But they were forced to shift from the eclectic scientific tradition of their past to the new disciplines like seismology in North America and the “new botany” (laboratory-based botany research) in England and Germany. It was also in this period that the Jesuits returned to India – a group of Belgian Jesuits came to the eastern coast and set up the Bengal Mission in 1834. Later in 1837, the French Jesuits established the Madurai Mission in southern India. While the sixteenth-century Jesuits interacted with Hindu kings and Mughal emperors, now the Jesuits were obligated to cooperate with the British Empire. However, one feature remained common to the scientific enterprise of the “old” and the “new” Jesuits in India: collecting plant specimens.

Harris notes that medical botany – identifying local plants and their benefits for health reasons – was fairly consistent across all the early Jesuit missions. In India, the Jesuits in early modern Goa acquainted themselves with the native medical traditions – the Portuguese Jesuit Garcia de Orta (1500-1568) provided the first instance of the exchange between European and Ayurvedic medical systems. The early Jesuits to India lived as pilgrims, moving between villages and kingdoms, and evangelized the natives. In the process the Jesuits gained knowledge about the local customs, including that of native plants which they consumed as food or medicine. The restored Jesuits were no longer evangelizers but educators of the evangelized. They established training houses (novitiates) for teaching candidates for the priesthood (novices) in subjects that included philosophy, theology as well as the natural and physical sciences. Training in the natural sciences included collecting, identifying and preserving different flora and fauna. Yet, the focus on nature and the sciences was not only necessitated by the educational mission of the Jesuits; it was an integral part of their “spiritual” training.

Ignatius of Loyola believed that one could experience God in the natural world. He writes in his autobiography that he had spiritual experiences while gazing at nature, be it the stars in the night sky or the Cardoner river in his native Spain. Ignatius maintained notes of these experiences, reflected upon them, and later felt that “some things which he used to observe in his soul and found advantageous could be useful also to others, and so he put them into writing”. This took the form of a series of contemplative exercises called the Spiritual Exercises which later became the foundation for the compulsory spiritual training of the Jesuit novices and continues to be so.

The goal of the Spiritual Exercises was (and is) to help the Jesuit to identify his vocation in life. Guided by a spiritual director in solitude, the novice was urged “to use his senses, particularly sight to fix their mental gaze upon the scene of the meditation” during each exercise. Following this, the novice was expected to write down notes of his contemplative experience, like Ignatius did, and maintain an “observational” record of his spiritual experiences. The acme of the exercises was the ‘Contemplation to Attain Love‘ in the Fourth Week where the novice was asked to consider: “… how God dwells in creatures; in the elements, giving them existence; in the plants, giving them life; in the animals, giving them sensation; in human beings, giving them intelligence …” This tradition of contemplating “how God dwells in” nature remained unchanged in the restored Society. This along with an emphasis on silence and solitude encouraged Jesuits to establish their formation houses amidst pristine natural habitats. It was for this reason that the French Jesuits established their novitiate in Shembaganur (1877) close to Kodaikanal, a south Indian hill station favored by the British.

Hand painted plate by Anglade 1919 - Courtesy Rapinat Herbarium Trichy

Hand painted plate by Anglade, 1919. Courtesy Rapinat Herbarium Trichy

Less than a decade before the Shembaganur novitiate was established, the British taxonomist Joseph Dalton Hooker had completed his botanical expedition in the Himalayas and published several illustrated flora (1871). The Royal Botanical Gardens at Kew outside London became “the center of a worldwide network of colonial gardens”. Acknowledging these developments, the French Jesuits (who had already received some training in the natural sciences in Europe) promoted the teaching and learning of the biological sciences at Shembaganur. A part of the novice’s education also included plant taxonomy; the novices had to venture into the nearby Palni hills to identify and collect plant specimens. The young novices had several Jesuits to guide and inspire them. Pierre Labarthere (1831–1904)  cultivated botanical gardens on the novitiate premises (of course, with the help of the novices). Emile Gombert (1866–1948) collected orchids and established a garden dedicated to orchids (which survives till date). Louis Anglade (1873–1953) documented local plants through a collection of nearly 2000 paintings. George Foreau (1889–1959) assembled a collection of mosses, lichens, algae, and fungi while Alfred Rapinat (1892–1959) collected flowering plants and ferns. These Jesuits and the young novices often sent plant specimens to the Royal Botanical Gardens at Kew for proper identification. Santapau, though not a resident of Shembaganur, had begun his life’s work at the Kew Garden. Soon enough, the French Jesuits encouraged the young novices to interact with Santapau, who was then in the Jesuit college of St. Xavier’s at Bombay (1940). It was only expected that the younger Jesuits would follow his botanical legacy.

Jesuits with the oldest tree on the Palni Hills 1903 - Courtesy Rapinat Herbarium Trichy

Jesuits with the oldest tree on the Palni Hills, 1903. Courtesy Rapinat Herbarium Trichy.

As a young novice at the Sacred Heart College, KM Matthew (1930-2004) was acquainted with botanical surveys in Shembaganur. With the nomination of Santapau to the Botanical Survey of India, Mathew was encouraged to pursue his doctoral research with the senior botanist. In 1962, under the supervision of Santapau, KM Matthew became the first Indian Jesuit to acquire a PhD in botany, focusing on the alien plants of the Palni Hills. In 1963, another pupil of Santapau, Cecil Saldanha (1926-2002) was awarded his PhD for his thesis on Taxonomic Revision of the Scrophulariaceae of Western Peninsular India. Like Santapau, both the Jesuits made significant contributions to plant taxonomy: KM Mathew published the four-volume Flora of Tamil Nadu Carnatic (1981-1988) while Saldanha published Flora of the Hassan District, Karnataka (1976).

Matthew and Saldanha were among the first Indian Jesuits to engage with science in a globalized, industrial era, where science and technology came to be seen as intertwined with “social, political and cultural issues of societal relevance”. Observing the wider implications of modern science and technology for the Catholic Church, its bishops observed at the Second Vatican Council (1962-65) that “if these instruments (of science and technology) are rightly used they bring solid nourishment to the human race”. After Vatican II, the Jesuit Superior General of the Jesuits, Pedro Arrupe (1907-1991) named the first delegate for what came to be known as the “scientific apostolate” of the Jesuits. In 1979, the Jesuit scientists of India, Nepal and Sri Lanka came together to organize the first ever meeting of south Asian Jesuit scientists. Responding to a report of this meeting, Arrupe noted the “apostolic aspect of the Jesuit [s]cientist’s work” and emphasized the need for Indian Jesuits “to reflect more on Indian problems”. This provides a hint of how the “new” Jesuit scientific activity became “localized” in the backdrop of the Catholic Church’s wider embrace of modern science and technology. Further investigation of how Jesuit science is manifested locally in the context of a global missionary ethos is required, especially with respect to Jesuit botany in southern India.

Contemporary Jesuit botanists in India have widened their horizons beyond the plant taxonomy of their French mentors. This engagement has extended into specialized terrains like molecular systematics and agricultural biotechnology for solving “Indian problems” like drought, crop pests and diseases, extinction of native flora, and deforestation. While Jesuits have also ventured into the twenty-first century (and contentious) disciplines like genetic engineering, there is little scholarship on how the trajectory of Jesuit biological sciences evolved in India. The establishment of the Shembaganur novitiate and the arrival of European Jesuits like Santapau signify a milestone for exploring the dawn of post-Restoration Jesuit science in southern India.

The election of the first Jesuit Pope (Francis) in 2013 has renewed interest in Jesuit studies. Historians of Jesuit science and historians of post-colonial science could consider stepping into this uncharted domain of why the quintessential Jesuit botanist did what he did in independent India. Young historians of Jesuit science must wonder why then Prime Minister of India, Indira Gandhi observed after Santapau’s death in 1970 that:

In Rev. Fr. Santapau’s death we have lost an eminent scholar who has served education and science for over 40 years. His deep love for India urged him to become a citizen of the country. He had a great knowledge of, and concern for, our plant wealth and wrote intensively on it for experts and laymen. May his memory long continue to inspire all those interested in our flora.

Joseph Satish V is a PhD student in Science, Technology and Society Studies (STS) at the Centre for Knowledge, Culture and Innovation Studies (CKCIS), University of Hyderabad, India. His research focuses on the work of Jesuit scientists in the botanical sciences in independent India.

Geneva’s Calvin

By Editor Spencer J. Weinreich

How the mightily Protestant have fallen. Almost five hundred years after Geneva deposed its (absentee) bishop and declared for the Reformation, there are nearly three Catholics and two agnostics/atheists for every Protestant Genevan. This, the city of John Calvin, acclaimed by his Scottish follower John Knox as the “the most perfect school of Christ that ever was in the earth since the days of the apostles” (qtd. in Reid, 15), revered (and reviled) as the “Protestant Rome.”

Of course, a lot changes in five centuries, as well it should. No longer a fief of the House of Savoy or a satellite dependent on the military might of Bern, Geneva has become the epitome of a global city, home to more international organizations than any other place on the planet. The rich diversity of twenty-first-century Geneva is a transformation undreamt-of in the days of Calvin—and one reflected in the astonishing diversity of the reformed tradition in contemporary Christianity, whose adherents are more likely to hail from Nigeria and Indonesia, Madagascar and Mexico, than from Geneva or Lausanne.

In a sense, I came to Geneva looking for John Calvin, as a student of the Reformation and more particularly of the city Calvin remolded in his three decades as the spiritual leader of Geneva. I came to participate in a summer course offered by the Université de Genève’s Institut d’histoire de la Réformation, whose very existence owes much to the special relationship between this city and the religious transformations of the sixteenth century. I came, too, to immerse myself in Geneva’s exceptional archives—principally the Archives d’Etat de Genève (the cantonal archives) and the Bibliothèque de Genève (a public research library operated by the city government)—to understand how Calvin and the structures he created maintained the vision and the day-to-day realities of a godly city.

So my eyes were peeled for the footprints of the reformer, far more than the average visitor to this beautiful city at the far western edge of Lake Léman. And as much the intervening years have changed the city, I did not need to look too far. For Calvin remains the most iconic (how he would have hated to be called iconic!) figure of whom Geneva can boast (though he was born some four hundred miles to the north and west, in Noyon). One of the city’s most famous tourist attractions is the International Monument to the Reformation, usually known as the Reformation Wall, a massive relief that spans one side of the Parc des Bastions on the grounds of the Université de Genève. Erected in 1909—the quatercentenary of Calvin’s birth and the 350th anniversary of the university’s foundation—the centerpiece of the memorial is a larger-than-life sculpture of Calvin flanked by three of his associates: Guillaume Farel (the French reformer who convinced Calvin to stay in Geneva), Theodore Beza (Calvin’s protégé and successor as the leader of the Genevan church), and Knox. The Reformation Wall offers a curious vision of Calvin: the gaunt, dour likeness of the reformer, in Bruce Gordon’s felicitous phrase, “casts him to look like some forgotten figure of Middle Earth” (147).

ReformationsdenkmalGenf1

The central relief of the Reformation Wall

The Reformation Wall is the most prominent monument to Calvin in Geneva. There is a memorial in the Cimitière des Rois at a grave long thought to be his, but the true location of his remains has been unknown since his death in 1564. There is the Auditoire de Calvin, a chapel next to the cathedral where the great man taught Scripture every morning. There is the Rue Jean-Calvin, running through the very heart of the Old Town. And, in a more diffuse fashion, there is Geneva’s abiding relationship with the Reformation: the Musée International de la Réforme, the Ecumenical Centre housing groups like the World Council of Churches, and the reformed services that take place each Sunday across the city.

IMG_4212Yet what has struck me in the past month has been the extent to which Calvin’s presence in Geneva slips the bounds of Reformation Studies, the early modern period, and even the persona of the reformer himself. Thus a restaurant in the Eaux-Vives neighborhood, whose logo traces out the features of its namesake. A learned friend mooted the possibility—which I suspect have not been actualized—of a restaurant run according to Calvinist theology: “One’s choice of dish is not conditional on how good the dish actually is.” Thus, too, Calvinus, a popular local brand of lager. (The man himself was certainly fond of good wine, at least [Gordon, 147].)

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Spotted in the gift shop of the Musée International de la Réforme

But perhaps my favorite sighting of Calvin came in the gift shop of the Musée International de la Réforme. In the children’s section, in pride of place among the illustrated biographies and primers on the world’s religions, were several volumes of that sublime theological exploration, Calvin and Hobbes.

It is worth noting that Bill Waterson, the peerless thinker behind said magnum opus, chose the names of his protagonists as deliberate nods to the early modern thinkers (1995, 21–22). And in their turn scholars have taken Waterson’s pairing as a jumping-off point for analyzing early modern thought: next to one of the albums of Calvin and Hobbesin the gift shop—rather incongruous in the children’s section—was Pierre-François Moreau, Olivier Abel, and Dominique Weber’s Jean Calvin et Thomas Hobbes: Naissance de la modernité politique (Labor et Fides, 2013), one of several scholarly works to juxtapose the authors of the Institutesand Leviathan. Charmingly, the influence occasionally flows in the other direction, as another friend flagged with the delightful art of Nina Matsumoto.

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Nina MatsumotoJohn Calvin and Thomas Hobbes, used by kind permission of the artist.

Calvin is by no means unique in having his image and persona coopted by the new devotions of consumerism and mass media. Nabil Matar ended his keynote lecture, “The Protestant Reformation in Arabic Sources, 1517–1798,” at this year’s Renaissance Society of America meeting with the use of Luther’s likeness to advertise cold-cuts. Think of Caesar’s salads, King Arthur’s flour, Samuel Adams’s beer.

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Calvinus

I hasten to say that this post should not be taken as a lament for the (mythical) theological and intellectual rigor of yesteryear. I may not be thrilled that many Genevans will know Calvin first and foremost as the face on a bottle of lager, but nor would I particularly welcome a reinstatement of the kind of overwhelming public religiosity the man himself enforced on this city. Things change. Calvin’s Geneva is long gone, for better and for worse, and as a historian it is no bad thing that I can—must—look at it from without.

More to the point, the demise of Calvin the theologian is easy to exaggerate. The very fact that Calvin is used to sell beer and to brand restaurants indicates the enduring currency of his cultural profile. Furthermore, countless visitors to the Reformation Wall, to the Musée International de la Réforme, and to Geneva’s historic churches are devout members of one branch or other of the Calvinist tradition, coming to pay their respects to, and to learn something about, the place where their faith took shape. For millions of Christians across the world, John Calvin remains a towering spiritual presence, the forceful and penetrating thinker whose efforts even now structure their beliefs and practices. God isn’t quite dead, certainly not in “the most perfect school of Christ.”

Reading Saint Augustine in Toledo

By Editor Spencer J. Weinreich

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Antonio Rodríguez, Saint Augustine

In his magisterial history of the Reformation, Diarmaid MacCulloch wrote, “from one perspective, a century or more of turmoil in the Western Church from 1517 was a debate in the mind of long-dead Augustine.” MacCulloch riffs on B. B. Warfield’s pronouncement that “[t]he Reformation, inwardly considered, was just the ultimate triumph of Augustine’s doctrine of grace over Augustine’s doctrine of the Church” (111). There can be no denying the centrality to the Reformation of Thagaste’s most famous son. But Warfield’s “triumph” is only half the story—forgivably so, from the last of the great Princeton theologians. Catholics, too, laid claim to Augustine’s mantle. Not least among them was a Toledan Jesuit by the name of Pedro de Ribadeneyra, whose particular brand of personal Augustinianism offers a useful tonic to the theological and polemical Augustine.

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Pedro de Ribadeneyra

To quote Eusebio Rey, “I do not believe there were many religious writers of the Siglo de Oro who internalized certain ascetical aspects of Saint Augustine to a greater degree than Ribadeneyra” (xciii). Ribadeneyra translated the Confessions, the Soliloquies, and the Enchiridion, as well as the pseudo-Augustinian Meditations. His own works of history, biography, theology, and political theory are filled with citations, quotations, and allusions to the saint’s oeuvre, including such recondite texts as the Contra Cresconium and the Answer to an Enemy of the Laws and the Prophets. In short, like so many of his contemporaries, Ribadeneyra invoked Augustine as a commanding authority on doctrinal and philosophical issues. But there is another component to Ribadeneyra’s Augustinianism: his spiritual memoir, the Confesiones.

Composed just before his death in September 1611, Ribadeneyra’s Confesiones may be the first memoir to borrow Augustine’s title directly (Pabel 456). Yet, a title does not a book make. How Augustinian are the Confesiones?

Pierre Courcelle, the great scholar of the afterlives of Augustine’s Confessions, declared that “the Confesiones of the Jesuit Ribadeneyra seem to have taken nothing from Augustine save the form of a prayer of praise” (379). Of this commonality there can be no doubt: Ribadeneyra effuses with gratitude to a degree that rivals Augustine. “These mercies I especially acknowledge from your blessed hand, and I praise and glorify you, and implore all the courtiers of heaven that they praise and forever thank you for them” (21). Like the Confessions, the Confesiones are written as “an on-going conversation with God to which […] readers were deliberately made a party” (Pabel 462). That said, reading the two side-by-side reveals deeper connections, as the Jesuit borrows from Augustine’s life story in narrating his own.

Though Ribadeneyra could not recount flirtations with Manicheanism or astrology, he could follow Augustine in subjecting his childhood to unsparing critique. His early years furnished—whose do not?—sufficient petty rebellions to merit Augustinian laments for “the passions and awfulness of my wayward nature” (5–6). In one such incident, Pedro stubbornly demands milk as a snack; enraged by his mother’s refusal, he runs from the house and begins roughhousing with his friends, resulting in a broken leg. Sin inspired by a desire for dairy sets up an echo of Augustine’s rebuke of

the jealousy of a small child: he could not even speak, yet he glared with livid fury at his fellow-nursling. […] Is this to be regarded as innocence, this refusal to tolerate a rival for a richly abundant fountain of milk, at a time when the other child stands in greatest need of it and depends for its very life on this food alone? (I.7,11)

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Luis Tristán, Santa Monica

Ribadeneyra’s mother, Catalina de Villalobos, unsurprisingly plays the role of Monica, the guarantor of his Catholic future (while pregnant, Catalina vows that her son will become a cleric). She was not the only premodern woman to be thus canonized by her son: Jean Gerson tells us that his mother, Élisabeth de la Charenière, was “another Monica” (400n10).

Leaving Toledo, Pedro comes to Rome, which was cast as one of Augustine’s perilous earthly cities. Hilmar Pabel points out that the Jesuit’s description of the city as “Babylonia” imitates Augustine’s jeremiad against Thagaste as “Babylon” (474). Like its North African predecessor, this Italian Babylon threatens the soul of its young visitor. Foremost among these perils are teachers: in terms practically borrowed from the Confessions, Ribadeneyra decries “those who ought to be masters, [who] are seated in the throne of pestilence and teach a pestilent doctrine, and not only do not punish the evil they see in their vassals and followers, but instead favor and encourage them by their authority” (7–8).

After Ribadeneyra left for Italy, Catalina’s duties as Monica passed to Ignatius of Loyola, who combined them with those of Ambrose of Milan—the father-figure and guide encountered far from home . Like Ambrose, Ignatius acts como padre, one whose piety is the standard that can never be met, who combines affection with correction.

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A young Ignatius of Loyola

The narrative climax of the Confessions is Augustine’s tortured struggle culminating in his embrace of Christianity. No such conversion could be forthcoming for Ribadeneyra, its place taken by tentacion, an umbrella term encapsulating emotional upheavals, doubts over his vocation, the fantasy of returning to Spain, and resentment of Ignatius. Famously, Augustine agonizes until he hears a voice that seems to instruct him, tolle lege (VIII.29). Ribadeneyra structures the resolution of his own crises in analogous fashion, his anxieties dissolved by a single utterance of Ignatius’s: “I beg of you, Pedro, do not be ungrateful to one who has shown you so many kindnesses, as God our Lord.” “These words,” Ribadeneyra tells us, “were as powerful as if an angel come from heaven had spoken them,” his tentacion forever banished (37).

I am not suggesting Ribadeneyra fabricated these incidents in order to claim an Augustinian mantle. But the choices of what to include and how to narrate his Confesiones were shaped, consciously and unconsciously, by Augustine’s example.

Ribadeneyra’s story also diverges from its Late Antique model, and at times the contrast is such as to favor the Jesuit, however implicitly. Ribadeneyra professes an unmistakably early modern Marian piety that has no equivalent in Augustine. Where Monica is reassured by a vision of “a young man of radiant aspect” (III.11,19), Catalina de Villalobos makes her vow to vuestra sanctíssima Madre y Señora nuestra (3). Augustine addresses his gratitude to “my God, my God and my Lord” (I.2, 2), while Ribadeneyra, who mentions his travels to Marian shrines like Loreto, is more likely to add the Virgin to his exclamations: “and in particular I implored your most glorious virgin-mother, my exquisite lady, the Virgin Mary” (11). The Confessions mention Mary only twice, solely as the conduit for the Incarnation (IV.12, 19; V.10, 20). Furthermore, Ribadeneyra’s early conquest of his tentaciones produces a much smoother path than Augustine’s erratic embrace of Christianity; thus the Jesuit declares, “I never had any inclination for a way of life other than that I have” (6). His rhapsodic praise of chastity—“when could I praise you enough for having bound me with a vow to flee the filthiness of the flesh and to consecrate my body and soul to you in a clean and sweet sacrifice” (46)—is far cry from the infamous “Make me chaste, Lord, but not yet” (VIII.17)

When Ribadeneyra translated Augustine’s Confessions into Spanish in 1596, his paratexts lauded Augustine as the luz de la Iglesia and God’s signal gift to the Church. There is no hint—anything else would have been highly inappropriate—of equating himself with Augustine, whose ingenio was “either the greatest or one of the greatest and most excellent there has ever been in the world.” As a last word, however, Ribadeneyra mentions the previous Spanish version, published in 1554 by Sebastián Toscano. Toscano was not a native speaker, “and art can never equal nature, and so his style could not match the dignity and elegance of our language.” It falls to Ribadeneyra, in other words, to provide the Hispanophone world with the proper text of the Confessions; without ever saying so, he positions himself as a privileged interpreter of Augustine.

The Confessions is a profoundly personal text, perhaps the seminal expression of Christian subjectivity—told in a searingly intense first-person. Ribadeneyra himself writes that in the Confessions “is depicted, as in a masterful portrait painted from life, the heavenly spirit of Saint Augustine, in all its colors and shades.” Without wandering into the trackless wastes of psychohistory, it must have been a heady experience for so devoted a reader of Augustine to compose—all translation being composition—the life and thought of the great bishop.

Ribadeneyra was of course one of many Augustinians in early modern Europe, part of an ongoing Catholic effort to reclaim the Doctor from the Protestants, but we will misunderstand his dedication if we regard the saint as no more than a prime piece of symbolic real estate. For scholars of early modern Augustinianism have rooted the Church Father in philosophical schools and the cut-and-thrust of confessional conflict. To MacCulloch and Warfield we might add Meredith J. Gill, Alister McGrath, Arnoud Visser, and William J. Bouwsma, for whom early modern thought was fundamentally shaped by the tidal pulls of two edifices, Augustinianism and Stoicism.

There can be no doubt that Ribadeneyra was convinced of Augustine’s unimpeachable Catholicism and opposition to heresy—categories he had no hesitation in mapping onto Reformation-era confessions. Equally, Augustine profoundly influenced his own theology. But beyond and beneath these affinities lay a personal bond. Augustine, who bared his soul to a degree unmatched among the Fathers, was an inspiration, in the most immediate sense, to early modern believers. Like Ignatius, the bishop of Hippo offered Ribadeneyra a model for living.

That early modern individuals took inspiration from classical, biblical, and late antique forebears is nothing new. Bruce Gordon writes that, influenced by humanist notions of emulation, “through intensive study, prayer and conduct [John] Calvin sought to become Paul” (110). Mutatis mutandis, the sentiment applies to Ribadeneyra and Augustine. Curiously, Stephen Greenblatt’s seminal Renaissance Self-Fashioning does not much engage with emulation, concerning itself with self-fashioning as creation ad nihilum—that is to say, a new self, not geared toward an existing model (Greenblatt notes in passing, and in contrast, the tradition of imitatio Christi). Ribadeneyra, in reading, translating, interpreting, citing, and imitating Augustine, was fashioning a self after another’s image. As his Catholicized Confesiones indicate, this was not a slavish and literal-minded adherence to each detail. He recognized the great gap of time that separated him from his hero, changes that demanded creativity and alteration in the fashioning of a self. This need not be a thought-out or even conscious plan, but simply the cumulative effect of a lifetime of admiration and inspiration. Without denying Ribadeneyra’s formidable mind or his fervent Catholicism, there is something to be gained from taking emotional significance as our starting point, from which to understand all the intellectual and personal work the Jesuit, and others of his time, could accomplish through a hero.

A Reflection on the Phenomenology of Tibetan Space

By guest contributor Joshua S. Daugherty

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Milarepa, Tibet, 11th-14th century, Kagyu lineage, Taglung style. Ground pigment on cotton. 55.24×46.99cm (21.75×18.50in) HAR 65121. Rubin Museum of Art, accession no. C2002.24.5
(https://www.himalayanart.org/items/65121/images/primary#-3004,-8020,9726,0)

Image 2

Milarepa, Tibet, 1600-1699, Kagyu lineage. Ground pigment on cotton, HAR 30508. Private collection. (https://www.himalayanart.org/items/30508)

While exploring the pictorial depth displayed in traditional Tibetan scroll paintings known as thangkas, a rather abstract concept continually resurfaced: the notion of space. Early paintings appear shallow or flat, yet, in later centuries, the surrounding environment was expanded to include landscape elements. Questioning whether this change is material evidence of a shifting zeitgeist, I have begun to trace a thread running throughout the Tibetan imagination, one that links topographical ideas with soteriological aspirations. By looking to theories of phenomenology, it is possible to begin unravelling the way space structures lived experience in the Tibetan context.

Numerous studies trace the impact of concepts such as love and hate (Hadreas 2007), evil (Hamblet 2014), perception (Merleau-Ponty 2002), and the sacred self (Csordas 1994); each of these dissect how concepts set up a matrix of presuppositions and expectations that govern lived experience. Prior to engaging with Tibetan ideas, it is useful to briefly consider the work of Western academics who have defined phenomenological methodologies. Henri Lefebvre theorized the “spatial body” in which the conception of reality is predicated on perceptions experienced through a human form (Lefebvre 1991:194-6). The body orients the mind within the environment, which organizes the development of understanding just as language gives structure to thoughts. Considering that thoughts are formed in words, they are therefore limited by vocabulary and syntax; likewise, the mind struggles to imagine a reality beyond the known environment. Just as it becomes impossible for the human mind to experience thoughts beyond the limitations of language, the use of the five sensory perceptions to navigate reality limits the mind’s understanding of that reality. An environment which does not contact the mind via these sense faculties is unfathomable.

Moreover, as Maurice Merleau-Ponty explained, “Our perception is entirely dominated by a logic which assigns each object its determinate features in virtue of those of the rest…” Consequently, once the facts of spatial perception are perceived by sense faculties, they are organized according to logical dualism: near and far, above and below, inside and out, etc. To propose that space is underpinned by a type of logic originating from the human body, one that demarcates zones of being based on practicalities of physical movement, and superimposes notions of the metaphysical, ontological, and soteriological dimensions derived from a sense of self, requires that space take on “an essential and necessary structural role” (Merleau-Ponty 2002:313). Consequently, both Lefebvre’s spatial body and Merleau-Ponty’s logical dualism allow us to glimpse the conceptual object of ‘space’ as a structure of consciousness. Yet, such a statement can be brutal in its hegemony.

Accepting space to be a fundamental structure of human consciousness risks totalizing all human experience under the yoke of a single paradigm. Gavin Flood provides an important counterpoint in his assessment of the limitations of phenomenology when applied to religion, that it “carries with it Husserlian assumptions about the transcendental ego and an overarching rationality… [and] smuggles into the phenomenology of religion a Husserlian philosophy of consciousness.” (Flood 1999:155) While both Lefebvre and Merleau-Ponty assert that space underlies perception—and certainly, parallels between Tibetan concepts of sacred geography and macro-microcosmic spiritual domains suggest an overarching thought-structure—Flood is wise to warn us against essentializing phenomenological structures as a fact of consciousness. In many ways, Tibetan concepts of space mirror the prevailing notions of South and Southeast Asia prior to vernacularization, a time when “Mount Meru and the Ganga were locatable everywhere” and as Sheldon Pollock explained, this is “nothing in the least mystical” but rather “a function of a different, plural, premodern logic of space” (Pollock 2006:16).

In the Tibetan language, there is an inherent connection between notions of location and materiality. The word sa means both “place” and “earth;” a concise twofold definition which poetically demonstrates the problem at hand. To stand on soil is to be somewhere, which may seem rather obvious, but in the case of Tibet, topographical features possess complicated layers of attributions. A single point in space can be the form comprising a deity, a vessel of sacred energy, the domicile of either divine or demonic beings, a site embedded with residual power left behind by spiritual adepts, or some combination thereof, which can change depending on the inhabitant’s religious affiliations. Moreover, beyond these immediate details pertaining to individual sites, all locations are subsumed within a cosmic system. Therefore, to stand on Tibetan earth is not simply to be somewhere in a cavalier sense, but rather a very specific place within a complicated network of locations and ontological stratifications.

In his assessment of Heidegger’s essay ‘Art and Space’ (1969), Paul Crowther wrote, “Place comes into being not only through the relation between things, but through the event of their coming together to define a certain location, and even more importantly, through their enduring together, and individually, through time” (Crowther 2013:70). Physical space can be described as a matter of distances and directions, but also exists as an omnipresent aspect of the cultural milieu. Areas defined in relation to an ‘object’ or localized essence, are termed “place” or gnas, as the site possesses a distinct identity. Conversely, locations like yul lha or mountain gods, where consciousness is believed to be active in the site, are identities which acquire a place and possess agency. Examples of sites expressing agency include Tsibri and Mount Potalaka. The former is a mountain in Tsang, Tibet believed to have relocated from Bodhgaya, India to conceal a poisonous lake while the latter is the home of the bodhisattva Avalokiteśvara, which also originated in India and supposedly moved to Lhasa, the capital city of Tibet (Quintman 2008:367). As the conceptualization of locations as gnas or conscious yul lha endured through time, characterizing the culture of Tibet, they inspired the continued identification of newly recognized sacred places, leading to a proliferation of moveable spaces and single sites which simultaneously exist in multiple locations.

Therefore, in Tibetan civilization, geography is not uniformly fixed in place; rather, it is subject to change over time, resulting in an ongoing, shifting amalgamation of spaces. There are many examples of locations being transported to Tibet, like the eight charnel grounds utilized in tantric rites, or sites in India replicated elsewhere. The latter includes the Mahābodhi temple, the site of the original Buddha’s enlightenment, which has been replicated in Bagan, Burma and Patan, Nepal (Buffertrille 2015:135). Another Mahābodhi temple can be found at Lung Ngön monastery in the Golog area of Tibet, where Kusum Lingpa (1934-2009) carried out several building projects in the 1990s. Other duplicated sites included at this location are the Sarnath Stūpa, Samye monastery’s Tsuklakhang, and the Bodhnāth Stūpa (bya rung kha shor). Although these structures are apparently not organized according to a larger composition, they establish links with important sites from the historical Buddha’s life, significant masters of the Kagyu lineage of Tibetan Buddhism, and important figures active during the Tibetan empire period (Buffertrille 2015:138, 142). During her investigation, the scholar Katia Buffertrille was informed of Kusum Lingpa’s motivation, “When the pilgrim could not go to the pilgrimage, the pilgrimage was brought to the pilgrim” (Buffertrille 2015:144). While the reasons for these relocations are diverse, ranging from religious veneration to economic prosperity and legitimization of power, this quote demonstrates the visiting practitioner’s pragmatic reception of these events, which in other cultural perspectives would be nothing short of mystical.

Further, the replicated sites are considered to possess the same power believed to imbue the original location, so the circumambulations performed by pilgrims at the replica bestows a similar quality of spiritual merit. Buffertrille points to several incidents in which actions done at one site are equated with actions performed at another more prestigious location. She provided the example that thirteen circumambulations around Mount Tarab are considered equal to one circuit around a more culturally significant site, Mount Kailash. Also, a site’s ability to attract pilgrims has economic dimensions. This may partially motivate claims that some sites are as potent as—or even the combined embodiment of—other well-known locations, like Tsibri in the region of Tsang, which is considered a combination of three sites: Lapchi, Tsari, and Kailash (Buffetrille 2015:145).

Lastly, although the complexity of the subject extends well-beyond the scope of this reflection, mountains also contribute a cosmological template, which is outlined in the Abhidharmakośa and the Kālacakra Tantra. The cosmic mountain as axis mundi stands at the centre of a composition comprising a macrocosmic world system, which is analogous to a second mountain-based network visualized inside the body of the practitioner. Utilizing this macro-microcosmic duality, it is possible to conceptualize processes which hover on the brink of non-conceptual thought. The subtle body is a catalyst for reversing the supposedly confused perception that the universe causes the human form to come into being, and that this form creates the mind, which in turn creates consciousness. By reversing this conception of universal-to-internal space generation and discovering the primordial awareness believed to predate material reality, the three layers of topographical, microcosmic, and macrocosmic space are united as a single entity. By locating the individual’s notion of self within Buddhist cosmology, and simultaneously recognizing a microcosm within that self, pilgrimage sites—such as the twenty-four pīṭhas identified in the Chakrasamvara Tantra—act as physical spaces where it is possible to concurrently operate on all three levels of space.

As it exists in the Tibetan imagination, space can neither be considered an “ether” wherein “things float,” nor a common characteristic; rather, it should be considered “the universal power enabling them [phenomena] to be connected” (Merleau-Ponty 2002:284). From the immediate experience of an individual, space includes a perception of the self and external objects in a cohabitated environment. Material reality composed of self, objects, and landscape are all easily recognized from the vantagepoint of the individual. Tibetan Buddhist philosophy seeks to complicate or problematize this idea by deconstructing the dualism of microcosmic and macrocosmic spatial divisions, that is to say, the internal world of the self and the larger universe in which it is contained can merge. Dualistic distinctions of interior/exterior or self/other can be obliterated. The great yogi, Milarepa (1052-1135), once said, “Having meditated on gentleness and compassion, I have forgotten the difference between myself and others” (Odier 2003:104). Milarepa demonstrates that, from a Buddhist perspective, space not only encompasses perception, sacred geography, and micro-macrocosmic metaphysics, but is the medium through which soteriological aspirations are accomplished.  While there are many nuances regarding the conception of Tibetan space, it is clear they are not somehow affiliated with a super-consciousness. Rather, these conceptions form a thought-structure upon which cultural representations of reality have been projected throughout time and from which individuals derived a variety of interpretations that bear similar characteristics

Joshua S. Daugherty is a graduate fellow at the University of Washington pursuing a PhD in the history of Art. He has previously studied art history at the University of London, SOAS and Tibetan & Himalayan Studies at the University of Oxford.

Anthropologia

By guest contributor Trish Ross

For the full companion article, see this Winter’s edition of the Journal of the History of Ideas.

“Human nature is the only science of man; and yet has been hitherto the most neglected.” Thus David Hume simultaneously lamented the past and hailed a bright future for the sciences humaines in the eighteenth century. Historians have, by and large, assumed the narrative eighteenth-century thinkers like Hume devised, tracing the development of the social sciences, and in particular, anthropology, to the Enlightenment and colonialism. (Popular pastiches like Steven Pinker’s purvey a whiggish knockoff of this narrative with little concern for precision and care.) But had the study of human nature really been neglected? If the study human nature was not ignored before the eighteenth century, and if it is the foundation of the human sciences, how might that change our historical narrative about the goals and the development of disciplines familiar to us?

Contrary to Hume’s claim, dozens of learned early modern humanists, physicians, theologians, and philosophers of all religious confessions produced a series of texts that show them laboring to study and understand what Hume charged past thinkers with disregarding: human nature. They often spoke explicitly of their topic as “natura humana.” Operating across what we retrospectively classify as distinct scientific, social scientific, and humanistic disciplines, they integrated empirical research and experimentation with intricate natural philosophy and complicated theologies in a wide-ranging attempt to understand human bodies and souls. Focusing on one of the names they gave their study is as revealing as the undertaking itself. They termed it “anthropologia.”

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Magnus Hundt, Anthropologium (1501).

Long before the development of the eighteenth-century human sciences and before anthropology became a modern academic discipline, over thirty books appeared in Europe between 1500-1700 that include the word anthropologia in their titles, starting with the earliest so far identified: Magnus Hundt’s Anthropology, on the Dignity, Nature and Powers of a Human Being [and] the Elements, Parts, and Members of the Human Body (1501). Studying these texts and what their early modern authors meant by the term anthropologia requires suspending impulses anachronistically to read our own disciplinary divisions into the past. Yet doing so offers insight into the ways in which sixteenth- and seventeenth-century religious and philosophical debates intersected with scientific developments and, as time went on, with reports about new lands and peoples from beyond Europe to encourage the development of what would become the modern human sciences.

At first glance, the content of these works bears little resemblance to anthropology as we think of it. Sixteenth-century texts with the term covered everything from detailed anatomies to discussions of the soul inspired by the long tradition of commenting on Aristotle’s De anima to a humanist dialogue about gender to descriptions of the history and customs of peoples. Around the beginning of the seventeenth century, the term started to be used primarily to describe studies of the body (anatomy and physiognomy) and the soul (philosophical and theological anthropology). The German physician Johannes Magirus’s Anthropologia (1603), a fulsome commentary on the more famous Philip Melanchthon’s works on natural philosophy and the soul, was a turning point. After Magirus’s book appeared, anthropologia texts by philosophers, physicians, and theologians came off the presses in greater numbers. Thereafter anthropologia, as a multi-faceted study addressing the physical, religious, and moral aspects of human nature, provided grounds from which eighteenth-century (and later) human sciences developed.

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James Drake, Anthropologia Nova (1707).

Anthropologia and its vernacular variants continued to be used in this way to denote the study of anatomy and the soul up to and even through the eighteenth century, such as in James Drake’s Anthropologia nova (1707). Out of this usage grew eighteenth-century French “anthropological medicine,” described by Stephen Gaukroger and Elizabeth Williams, with its focus on the body-soul nexus and its concern with moral questions and human nature.

Moreover, anthropologia developed out of and fortified a tendency to understand human bodies as disclosing moral or theological truths, as well as out of post-Reformation debates about the extent of sin’s effects on human souls and bodies. Some took this to what seem to us perhaps amusing extremes, such as the Lutheran theologian Christoph Irenaeus, who argued that sin is the reason defecation smells. In its study of bodies and souls with a view to understanding what they revealed about human nature, anthropologia was related to the flourishing early modern practice of physiognomy, widely tied by scholars to early theories of race and and social order. This search for truths about human nature, stripped of their inherited natural philosophical and theological roots, in turn encouraged the development of anthropology.

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Kant, Anthropologie in pragmatischer Hinsicht (1799)

Early modern “anthropologists” used this interest in the truths discernible from body and soul to ground arguments about natural law, and theories about the proper order of the world and differences between types of people on the study of bodies and souls. In this way, their longstanding interest in and study of human nature and souls eventually was combined with debates about the capacities of peoples encountered in the Americas and Asia, speculation about whether and how these people and Europeans descended from common ancestors, and widely popular travel literature to inform influential arguments about human nature and diversity as well as the first attempts to theorize race. This is the heart of the connection between anthropologia, natural law, and ethnography that developed among German intellectuals, leading up to Kant’s important lectures on anthropology. By 1808, the Englishman Thomas Jarrold utilized the term for a book on racial differentiation entitled, Anthropologia: or Dissertations on the Form and Colour of Man.

Notwithstanding Hume’s proud boast about founding the study of human nature, eighteenth-century studies of it grew out of a tradition of thought about it, summed up in words sometimes strikingly familiar to us today.  Intra-disciplinary divides between histories of the Enlightenment and nineteenth-century science on the one hand, and early modern natural philosophy, medicine, and religion on the other have hitherto obscured the way in which earlier studies bearing the name “anthropologia” evolved into later ones. Taking this early modern study seriously in (literally) its own terms highlights how questions raised by physicians, natural philosophers, and theologians in recondite and seemingly repetitive Latin treatises and disputations gave rise to a discipline that is more familiar to us in range and content. Though not coterminous with the later sciences humaines, recovering this earlier effort by sixteenth- and seventeenth-century European scholars to understand human nature by drawing on religious and scientific thought can deepen our understanding of what shaped the development of the human sciences, including what their eighteenth-century successors rejected from the past and what they quietly retained. Anthropologia reveals how disciplines we use to study ourselves developed from an all-but-forgotten natural philosophical and religious discourse that was slowly secularized in the eighteenth and nineteenth centuries.

Trish Ross is a postdoctoral research fellow at the Institute for Advanced Studies in the Humanities at the University of Queensland, Australia.

The First of Nisan, The Forgotten Jewish New Year, Part II

By guest contributor Joel S. Davidi

In my last post on the history of the first of Nisan as a Jewish new year I discussed the history of this now mostly forgotten holiday into the tenth century. Until this point, this festival was celebrated among the Jews of Eretz Israel as well as their satellite communities across the Middle East (including a small “Palestinian-rite” contingent in Iraq itself). Over the next one hundred years, however, the celebration of the first of Nisan became the domain of only a very small minority of Jews. In a large measure, this was due to the long standing disagreements between the two great centers of Jewish learning at the time, Eretz Israel and Babylonia/ Iraq.   

All in all, the competition between Babylonia and Eretz Israel ended in a decisive Babylonian victory. This was due to several factors not least of which is the fact that Babylonian Jewry experienced much more stability under Sassanian and later Islamic rule while its Eretz Israel counterpart was constantly experiencing persecution and uprooting. The final death knell for Minhag Eretz Yisrael was delivered in July of 1099 when an army of Crusaders broke through the walls of Jerusalem and massacred the city’s Jewish inhabitants, its Babylonian-rite,  Palestinian-rite communities and Karaite communities. With the destruction of its center began the decline and eventual disappearance of many unique Eretz Israel customs. It is only due to the discovery of the Cairo Genizah that scholars have become aware of many of those long-lost traditions and customs. At this time Babylonia’s prominence began to decline as the Sephardic communities of the Iberian Peninsula and the Ashkenazic communities of France and Germany were increasingly on the ascendancy. Both of these communities, however, maintained the Babylonian rite. (As Israel Ta Shma points out in his book on early Ashkenazic prayer, both the Sephardic and Ashkenazic rites have Eretz Israel elements. These are more evident in the Ashkenazi rite, probably due to the ties between the proto Ashkenazim and the Palestinian academy Academy in Byzantine Palestine.)

The latest evidence the celebration of the first of Nisan comes to us from the 13th century and it would seem that even by this time it was all but stamped out by those who were determined to establish the primacy of the Babylonian school. This period coincides with the increased activism of Rabbi Abraham Maimonides, the son of Moses Maimonides, the great Spanish codifier of Jewish law. Rabbi Abraham, who championed standardization based on his father’s codification, exerted great pressure against the Synagogue of the Palestinians in Fustat, Old Cairo to bring their ritual into line with Babylonian standards. He was for the most part successful but, as we have already seen, this unique  custom was retained (albeit in diminished form) among Egyptian Jews to this very day.

In an April 20, 1906 article for the English  Jewish Chronicle, Herbert Loewe provides an eyewitness account of an Al-Tawhid ceremony in the fashionable Abbasiya neighborhood of Cairo. Two years later, a more detailed description was recorded by the Chief Rabbi of Egypt, Refael Aharon ben Shimon in his book Nehar Misrayim (p. 65-6).

I reproduce it here (courtesy of Hebrewbooks.org):

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After extolling this “beautiful custom”, ben Shimon laments how the custom had become so weakened and how so many had become lax in keeping it. He states that this was largely due to the fact that the city had experienced such large scale expansion and many members of the Jewish community had relocated to the suburbs. He concludes on an optimistic note with the hope that the custom will experience a renaissance in the near future.

Two other North African Jewish communities that I know of retain more pared-down versions of the celebration of the first of Nisan. In the communities of Tunisia and Libya, the ceremony is referred to as bsisa (and also maluhia). Bsisa is also the name given to a special dish that is prepared for this day which is made of wheat and barley flour mixed with olive oil, fruits and spices. Several prayers for the new year are recited whereupon the celebrants exchange new year greetings with each other. Many of these prayers contain similar themes to the Egyptian-Jewish Tahwid prayers I discussed in part I of this article. (For example: “Shower down upon us from your bounty and we shall give it over to others. That we shall never experience want– and may this year be better than the previous year.”) As in the Egyptian community, however, the new year aspect of the celebration is not especially stressed. As the eminent historian and expert on North African Jewry Nahum Slouschz points out in an article in Davar (April 7, 1944), “It is impossible not to see in these customs the footprints of an ancient rosh hashanah which was abandoned with the passage of time because of the tediousness of the Passover holiday and in favor of the holiness of the traditional [Tishrei] Rosh Hashana.”

(For more on the roots and contemporary practice of bsisa and maluhia see here, here, here, and here. For videos of the bsisa/ maluhia ceremony see here, here, and here.)

Although the observance of the First of Nissan is no longer as prominent as it once was in rabbinic Judaism, the two most prominent non-rabbinic Jewish communities, the Karaites and the Samaritans, have maintained the holiday into recent times. The Cairo Genizah contains leaves from a Karaite prayer book containing a service for the first of Nisan. This custom eventually fell out of the Karaite textual record as Karaite traditions fell in line with Rabbanite ones over the later middle ages. In his monumental study of the now extinct European Karaite community, historian Mikhail Kizilov discusses how Eastern-European Karaites underwent a gradual process of “dejudaidization” and “turkification” in the 1910s-20s. This was largely due to the work of their spiritual and political head, Seraya Shapshal, who, aware of growing  Anti-Semitism in Europe, was determined to present his flock as genetically unrelated to the Jews (claiming instead that they were descendants of Turkic and Mongol tribes). He likewise sought to recast Karaism as a syncretistic Jewish-Christian-Muslim-pagan creed. Among the reforms instituted by Shapshal was the changing of the Karaite calendar. Although the Karaites of old began the calendar year on Nisan, as per Exodus, they had long assimilated the Rabbinic custom of beginning the year in Tishrei. Shapshal sought to avoid a lining up of the Karaite and Rabbanite new years which is why he switched the Karaite new year to March-April, thereby ironically reverting back to the ancient Karaite custom. This particular reform never took off and the community continued to celebrate the new in year in Tishrei. Even the official Karaite calendars printed that date (which like the Rabbanites they called “Rosh Hashana”). Currently, Karaites do not actually celebrate this day or recite any special liturgy, however they do nominally recognize this day as Rosh Hashanah and they will exchange new year tidings.

Samaritans preserve the most extensive observance of this day. According to the Samaritan elder and scholar Benyamim Sedaka, the Samaritans celebrate the evening of the first day of the first Month – The Month of Aviv – as the actual Hebrew New Year. They engage in extended prayers on the day followed by festive family gatherings. They likewise bless one another with the traditional new year greeting “Shana Tova” and begin the observance, as the followers of the Palestinian rite once did, on the Sabbath preceding the day. The entire liturgy for the holiday is found in A. E. Cowley’s “The Samaritan Liturgy.” The fact that the Samaritans, who have functioned as a distinct religious community from Jews since at least the second century BCE, observe this tradition is the greatest indicator of its antiquity. The antiquity of this custom is also suggested by the fact that the springtime new year is likewise celebrated by many other ethnic communities from the Middle East including the Persians and Kurds (who call it Nowruz) and also, much closer to Jews linguistically and culturally, the Arameans and Chaldeans/Assyrians who call their New Year Kha (Or Khada) B’nissan (the first of Nissan) .

סידור_אר._ישראל

Siddur Eretz Yisrael, published by Machon Shiloh

Minhag Eretz Israel is now effectively extinct. Today, however, there is a small community of predominantly Ashkenazic Jews in Israel who seek to reconstruct this rite. Using the work of scholars who have labored to piece the Palestinian rite together based on the Cairo Genizah, this community endeavors to put it back into practical usage. Among many other customs, they celebrate the First of Nisan. The flagship institution of this movement is called Machon Shiloh and its founder and leader is an Australian-Israeli Rabbi named David bar Hayyim. In correspondence with me, Yoel Keren, a member of Machon Shilo, stated that his community observes the festival in the manner prescribed by the Geniza fragments. On the eve of the first of Nissan, the community waits outside to sight the new moon, then recites the kiddush prayer and finally sits down to a festive meal. The community has also recently published a prayer book called Siddur Eretz Yisrael, which is based on the ancient rite. You can listen to some prayers recited in this rite here, here, and here.

For an interesting interview with Rabbi Bar-Hayyim about the rite and its contemporary usage see here.

 

Appendix to Part I

Since publishing my original post about the first of Nissan’s history as a Jewish holiday a few other sources have come to light about the history of the day’s significance. Here are a few of the earliest sources that mention the day as a holiday (my thanks to Rabbi Reuven Chaim Klein for bringing some of these to my attention).

The earliest of these comes from the  book of Ezekiel (45:18-19):

Thus saith the Lord GOD: In the first month, in the first day of the month, thou shalt take a young bullock without blemish; and thou shalt purify the sanctuary.

Ezekiel contains numerous laws and festivals that are not found in the Pentateuch. Many interpret these as being meant for a future (third) Temple. Ezekiel does not explicitly describe the first of Nissan as a celebration of the new year per se but this description is nonetheless the earliest evidence of the day having special significance.

We find a similar reference in the Temple Scroll (11Q19) of the Dead Sea Scrolls. The Temple Scroll describes the ideal Temple of the Qumran sectarians. The Festival of the first day of the first month (Nissan) is one of three additional extra-biblical festivals that are mentioned in this work:

On the first day of the [first] month [the months (of the
year) shall start; it shall be the first month] of the year [for you. You shall
do no] work. [You shall offer a he-goat for a sin-offering.] It shall be
offered by itself to expiate [for you. You shall offer a holocaust: a
bullock], a ram, [seven yearli]ng ram lambs [without blemish] …
[ad]di[tional to the bu]r[nt-offering for the new moon, and a grain-
offering of three tenths of fine flour mixed with oil], half a hin [for each
bullock, and wi]ne for a drink-offering, [half a hin, a soothing odour to
YHWH, and two] tenths of fine flour mixed [with oil, one third of a hin.
You shall offer wine for a drink-offering,] one th[ird] of a hin for the ram,
[an offering by fire, of soothing odour to YHWH; and one tenth of fine
flour], a grain-offerin[g mixed with a quarter of a hinol oil. You shall
offer wine for a drink-offering, a quarter of a hin] for each [ram] …
lambs and for the he-g[oat] .

Joel S. Davidi is an independent ethnographer and historian. His research focuses on Eastern and Sephardic Jewry and the Karaite communities of Crimea, Egypt, California and Israel. He is the author of the forthcoming book Exiles of Sepharad That Are In Ashkenaz, which explores the Iberian Diaspora in Eastern Europe during the sixteenth and seventeenth centuries. He blogs on Jewish history at toldotyisrael.wordpress.com.

“Doctrine according to need”: John Henry Newman and the History of Ideas

By guest contributor Burkhard Conrad O.P.L.

Any history of ideas and concepts hinges on the observation that ideas and concepts change over time. This notion seems to be so self-evident that the question of why they change is rarely addressed.

Interestingly enough, it was only during the course of the nineteenth century that the notion of a history of ideas, concepts, and doctrines became widespread. Ideas increasingly came to be seen as contingent or “situational,” as we might phrase it today. Ideas were no longer regarded as quasi-metaphysical entities unaffected by time and change. This hermeneutic shift from metaphysics to history, however, was far from sudden. It came about gradually and is still ongoing.

Portrait_of_John_Henry_Newman

John Henry Newman in 1844, a year before he wrote his Essay on the Development of Christian Doctrine (portrait by George Richmond)

The theologian and controversialist John Henry Newman (1801–1890) must be regarded as one of the intellectual protagonists of this shift from metaphysics to history. An eminent intellectual within the high-church Anglican Oxford Movement, Newman decided mid-life to join the Church of Rome, eventually to become one of the foremost voices of nineteenth century Roman Catholicism in Britain. Newman exerts an influence well into our time with figures such as Joseph Ratzinger (Pope Benedict XVI) paying tribute to his thought. Benedict eventually beatified Newman in 2010.

Rarely quoted in any non-theological study in the history of ideas, Newman’s work is eminently important for understanding both the quest for a historical understanding of ideas and the anxious existential situation of those thinkers who found themselves in the middle of a momentous intellectual revolution. In Newman’s day, it was not uncommon for such intellectual and personal queries to go hand in hand.

In Newman’s case, this phenomenon becomes particularly obvious when we look at his contribution to the history of ideas. In 1845, during his phase of conversion from Anglicanism to Roman Catholicism, Newman wrote his famous Essay on the Development of Christian Doctrine. I wish to focus on two of Newman’s central claims within the Essay. Firstly, he states that it is justifiable to argue that doctrines and ideas change over time. Confronting a more “scriptural”—i.e. Protestant—understanding, Newman affirms that ecclesiastical doctrines hinge not only on the acknowledgement of divine, biblical revelations, but also on a tradition of teaching that has evolved since the early church. Newman writes in one of his sermons that “Scripture (…) begins a series of development which it does not finish; that is to say, in other words, it is a mistake to look for every separate proposition of the Catholic doctrine in Scripture” (§28). He complements this thought by adding in the Essay that “time is necessary for the full comprehension and perfection of great ideas” (29), which is to say that doctrine is not something given only once, but rather possesses a dynamic quality.

But why does doctrine evolve in the first place? Why is it important to speak of a history of ideas? It is remarkable that Newman answers those questions in much the same way as we would do today. Doctrine, according to Newman, is ever-evolving because there is a need for such transformation. Ideas are simply “keeping pace with the ever-changing necessities of the world, multiform, prolific, and ever resourceful” (56).

Newman speaks of “a gradual supply [of doctrine] for a gradual necessity” (149). The logic behind doctrinal change may thus be explained as follows: a given or conventional doctrine comes into contact with or is challenged by alternative expressions of doctrine. These alternative expressions come to be regarded as false, as heresy. Hence, an adequate doctrinal reaction is necessary. This reaction may take the form either of a doctrinal change through the absorption of novel thought, or of a transformation through counter-reaction. Hence, Newman is even able to rejoice in the fact that false teaching may arise. He writes in the aforementioned sermon: “Wonderful, to see how heresy has but thrown that idea into fresh forms, and drawn out from it farther developments, with an exuberance which exceeded all questioning, and a harmony which baffled all criticism”(§6).

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Hans Blumenberg © Bildarchiv der Universitätsbibliothek Gießen und des Universitätsarchivs Gießen, Signatur HR A 603 a

The necessity for doctrinal development, hence, is born within situations of discursive tension. These situations—the philosopher Hans Blumenberg once called them “rhetorical situations” (Ästhetische und metaphorologische Schriften, 417)—demand a continuous, diachronical stream of cognitive solutions. The need has to be answered. As Quentin Skinner once noted, “Any statement (…) is inescapably the embodiment of a particular intention, on a particular situation, addressed to the solution of a particular problem, and thus specific to its situation in a way that is can only be naïve to try to transcend” (in Tully, Meaning and Context, 65). The need for development and change, thus, is born in distinctive historical settings with concrete utterances and equally concrete counter-utterances. That is why ideas and concepts change over time: they simply react. “One proposition necessarily leads to another” (Newman, Essay, 52). This change is required in order to come to terms with new challenges, both rhetoric and real.

To be frank, Newman would hardly agree with Skinner on the last part of his statement, namely, that statements are never able to transcend their particular context. For all his historical consciousness, Newman was, like most his contemporaries, fixated on the idea that, despite its dynamic character, the teaching of the Church forms a harmonious, logical and self-explaining system of thought, a higher truth. He writes, “Christianity being one, and all its doctrines are necessarily developments of one, and, if so, are of necessity consistent with each other, or form a whole” (96).

Newman was also convinced—again contrary to Quentin Skinner—that the history of theological ideas had to be looked at with a normative bias. He identified certain “corruptions” in the history of theological ideas (169). It was important to Newman to be able to distinguish between “genuine developments” and these “corruptions.” A large part of his Essay is devoted to setting out apparently objective criteria for such a normative classification.

Who is to decide what is genuine and what is corrupted? Newman’s second claim in the Essay deals with this question. According to Newman, the only true channel of any genuine tradition is found within the Roman Catholic Church, with the pope as the final and supreme arbiter. Newman could not do without such a clear attribution of doctrinal decision-making power. It was necessary “for putting a seal of authority upon those developments;” that is, those which ought to be regarded as genuine (79).

In consequence, Newman mobilized his first claim about the dynamic nature of doctrines with regard to his second claim, the idea of papal infallibility in deciding matters of doctrine. It was clear even to the nineteenth-century theologian that the notion of papal infallibility was not explicitly contemplated by anyone in the early Church. But, according to Newman, the requirement for an “infallible arbitration in religious disputes” became more and more pronounced as centuries of doctrinal disputes passed (89). And Newman says of his own century that “the absolute need of a spiritual supremacy is at present the strongest of arguments in favour of the fact of its supply” (89). The idea of infallibility thus came into existence because, according to Newman, it was needed to settle doctrinal uncertainty within his own time.

John_Henry_Newman_(by_Emmeline_Deane)

Cardinal John Henry Newman, painted in 1889 by Emmeline Deane

Having admitted the pope’s supremacy in matters of doctrine, a consequent existential decision by Newman had to follow. He had no choice but to leave Canterbury for Rome. It is only fair to say that Newman required the idea of a final arbitrator, someone to decide on genuine doctrinal development, in order to fulfill his own need for certainty and a spiritual home. Even a sympathetic interpreter like the historian and theologian Jaroslav Pelikan had to concede “that here Newman’s existential purpose did get in the way of his historical vision” (Development of Christian Doctrine, 144).

And so Newman’s account of a history of ideas developing according to need was born as much out of an intellectual interest in the history of theological ideas as it was triggered by biographical motives. But which twenty-first-century scholar in the humanities could claim that his or her research interests had nothing to do with personal circumstances?

Burkhard Conrad O.P.L., Ph.D., taught politics at the University of Hamburg, Germany. He is now an independent scholar working for the archdiocese of Hamburg. Among his research interests are political theology, Søren Kierkegaard, and the Oxford Movement. He is a lay Dominican and writes a blog at www.rotsinn.wordpress.com.

Fathers Strike Back: The Revenge of Zoharic Trinitology

by guest contributor Mark Marion Gondelman

In 1713, a rebellious Kabbalist named Nechemiah Chayun published a book called ‘Oz le-Elohim. The tract immediately incited a scandal: In it, Chayun argued, in good Rabbinic Hebrew and on the basis of established Kabbalistic sources, that the main secret of the Zoharic conception of the Godhead was a trinity. Chayun was working within the conception of the Divinity of the Zohar, which sees God as comprising various emanations or sefirot that interact with the creation in different ways. According to Chayun, the emanations of Atiqa Qadisha, Malqa Qadisha, and Shekhinah animate the other sefirotic entities and comprise “three that are one” (‘Oz le-Elohim, p. 60). The compatibility of this idea with the Orthodox Christian notion of the trinity was not lost on Chayun’s contemporaries. What contemporaries and scholars have not noted, however, is that Chayun’s interpretation of the Zohar was rooted in a teaching by a more well-known kabbalist, Abraham Miguel Cardozo, who has been the focus of many scholarly studies over the last decade. Interestingly, while this teaching functions in Cardozo’s work as part of his polemic against Christianity, it somehow came back around in Chayun’s teaching as a means of making Christian and kabbalistic conceptions of God compatible.

Chayun was a member of the Sabbatian movement, a movement of Jews in the seventeenth-to-eighteenth century that  held the Turkish-Jewish mystic Shabtai Tzvi to be the messiah. Tzvi was a tortured soul who, in 1665, had sought out the mystic Nathan of Gaza to seek a remedy for his inner turmoil. Contrary to Tzvi’s expectations, Nathan claimed that his insight into the root of Tzvi’s soul revealed that Tzvi was the messiah and was destined to travel to the court the Sultan Mehmed IV the Hunter and turn him into his slave by the power of his songs and words. Tzvi amassed a tremendous following and Jews as far as Eastern Europe sold their properties to finance their imminent return to Israel. However, when Tzvi was taken before  Mehmed IV the Hunter in the summer of 1666 and was offered a choice between the death and Islam he chose the latter. Despite Tzvi’s Tzvi’s conversion, a large minority of Jews, led by Nathan of Gaza and others continued to see him as the messiah.

Chayun’s mentor was another renegade Kabbalist who devoted himself to Shabtai Tzvi,  Abraham Miguel Cardozo. Cardozo was born a Marrano Catholic family in Spain and converted to Judaism as an adult once he left the Iberian Peninsula. However, both Cardozo’s critics in his lifetime (including his own brother) and scholars today assert that Cardozo was never able to fully leave behind his Christian theological background.

Unlike the Dönmeh Sabbatians, who converted with Tzvi to Islam, Cardozo never left Judaism. Immediately after Tzvi’s conversion he warned both his friends and enemies that they must stay within the Jewish fold and to cease following Tzvi (though they still considered his teachings authoritative). His subsequent writings continue to use a conceptual framework based on Tzvi’s teachings and often criticize Christianity. I believe that Chayun’s theology is grounded in a previously untranslated and unnoticed passage by Cardozo that shows the latter’s dependency on– and betrays his efforts to grapple with– Christian Trinitology.

In his massive work Raza de-Razin, “Secret of the Secrets,” which I will quote here as it appears in manuscript JTS 2102 (from the Dropsie collection, Ms. Deinard 315), the old lone wolf Cardozo, just several years before his death, continues longstanding feuds with two sworn enemies: Shmuel Primo, the former secretary of Shabtai Tzvi, and his student Haim Angel. He accuses these two of having developed strange doctrines that are incompatible with Raza de-Mehemanuta, Shabtai Tzvi’s theological compendium. He therefore chrages them with heresy. (In fact, Cardozo, composed the work himself — Jewish mysticism scholar Yehuda Liebes demonstrates that Raza de-Mehemanuta is a forgery). Cardozo acknowledges, however that his own theology differs from Tzvi’s on a crucial point: He writes that he believes that the First Cause did not create the God of Israel and the Shehinah together, but that they both follow from another entity. The reason Cardozo gives for this conclusion is the dictum, “from the simple follows the simple.” Therefore, he argues, a twofold essence that comprises the God of Israel together with the Shehinah could not possibly follow from The First Cause:

And before all [other] things, I will write down accepted principles: The first is that from simple follows simple and there is no sage of the sages of the truth who will not agree with that and so you will find in the Pardes [Rimonim] of R. Moshe Cordovero and the Ar”i (blessed be his memory!) and Avraham ben David of Posquieres in his commentary on Sefer Yetzirah gave us a [principle] that form the Infinity (Ein Sof) necessarily follows an infinitely simple Intellect that bears no difference to the First Cause (Sibah Rishonah), except this is cause and this is effect [ze ‘ilah we-ze ‘alul].

The principle min ha-pashut yotzeh pashut is not a very commonly applied principle but it is invoked by several other Jewish scholars in their writings, among them Shabtai Sheftel Horowitz, the author of the book called Shefa‘ Tal and Maimonides. Cardozo’s wording shows that he relied on Horowitz’s work and his omission of Maimonides’ example shows that he was probably unaware of the similar dictum in the latter’s Guide to the Perplexed. Indeed, Maimonides uses a different wording to express the idea and voices doubt about this principle. Both Maimonides and Horowitz use this idea to explain how God is connected to the intermediaries of the creation — sefirot in Horowitz’s vision and intellects in Maimonides’. Cardozo, on the other hand, uses this principle to elucidate the problem of internal theogony, i.e. how the twofold bipolar and bigender. God of Israel is created the nature of his inner workings. Cardozo is far from the only Jewish thinker to ruminate on the workings of God but no other conventional Jewish thinkers propose that He is created.

Cardozo then goes farther, arguing that God must emanate from two distinct essences based on another idea, namely that “from two simple things follows a complex thing:”

And there is another principle that from two simple things, (i.e. from the first simple and from the second [thing] that exists from the first) if they produce an existing [thing], it will not be a simple, but  complex (Hebrew: meshutaf) and this way from the Primordial light that is from the second simplex sparkle together two lights and they are Bright Light and The Brightest Light (or tzah we-or metzuhtzah) like geonim and R. Shimon Bar Yohai told: that the Cause of Causes that extends from the simple Cause Above All Causes and it is not a simple intellect, but a complex one. Despite that “from the simple follows simple” and the Cause Above All Causes is simple like Upper Infinity (Ein Sof ha-`Elyon) that is the root of all roots, because it does not exist only from the Cause Above All Causes, but from the unity with the Infinity.

To Cardozo then, the First Cause, the God of Philosophers who has no interest in our world, creates the second cause. The twofold entity of God of Israel/ Shechinah emanates from this second cause.

Cardozo’s analysis here reflects a similar analysis in Augustine’s De Civitas Dei, which is the only text I’ve found that deals with this problem. In describing the creation of the Trinity, Augustine writes:

“Created,” I say, — that is, made not begotten. For that which is begotten of the simple Good is simple as itself and the same as itself. These two we call the Father and the Son; and both together with the Holy Spirit are one God; and to this Sprit the epithet Holy is in Scripture as it were, appropriated.

Augustine and Cardozo’s theologies in these two texts are quite different: Cardozo would not accept the idea that God is actually the simple Good itself (in other words that the God of Philosophers is trifold). Indeed, as historian David Halperin notes in his biography of Cardozo, Cardozo charged in his works that Christianity misunderstood the true trinity that exists in Judaism. There is, however, an important point of proximity in these two texts in that both treat the problem of the emergence of God’s personae and both employ the same philosophical principle to explain technical aspects of this emergence.

Cardozo’s opposition to Christianity was part of his own painful process of overcoming the trauma of his Marranism and his teachings were an attempt to create a Jewish theology. Chayun’s own theological research makes them visible. Later, Chayun’s ideas evolved into something which was much more grim: they were used by Yakov Frank during the famous dispute of 1759 in Kamieniec where he and his adherents demonstrated that Zohar’s true Judaism, as opposed to “false Talmudic” is about Trinity, and therefore, Jews must embrace Christianity.

Mark Gondelman was born in Riga and has lived in Moscow and Jerusalem. He is now based in New York where he is a doctoral fellow at NYU in Hebraic and Judaic Studies focusing on early modern Jewish mysticism. Mark is currently working to understand Abraham Miguel Cardozo’s legacy within the broader context of early modern thought, philosophy and Jewish and Christian mystical traditions.