Forms of Bureaucracy

by editor John Raimo

What sorts of history does bureaucracy yield, and what might histories of bureaucracy itself look like? That the two questions remain distinct yet fall closely together emerged in the course of an excellent recent conference organized by Rosamund Johnston (New York University) and Veronika Pehe (European University Institute). Speakers for From Josef K to Lustration: Bureaucracy in Central Europe sought to move from case studies to broader definitions of bureaucracy or vice-versa even as they reflected upon historiographical and disciplinary challenges specific to the subject. Classical definitions from Max Weber, Georg Simmel, and others proved less a starting point than something to be challenged. A thematic organization of panels brought together a variety of regional and chronological expertise; the final conclusions were less simply heterogeneous than thrillingly suggestive of broader lines of common phenomena and historiographical challenges.

A panel dedicated to bureaucracy and the production of knowledge began the conference. Ana Sekulić (Princeton University) explored how Franciscan monasteries under Ottoman rule quickly mastered the intricacies of the imperial bureaucracy, even as the latter came to almost informally accommodate them with reference to questionable Ahidnâme charters. That is, overlapping competencies on both sides of an imperial divide gave way to something like a formalized détente, as in the case of exceptions made for monastic inheritance under Sharia law. Rachel Schaff (University of Minnesota) spoke on how postwar Czechoslovak bureaucracy created the genre of melodrama to categorize an important body of interwar films. Anachronistic discrepancies naturally followed even as the form of records prevented correction or, in a certain sense, a body of expertise to revise the record. Alina Popescu (University of Bucharest) took as her subject how Romanian censorship collapsed under its own weight both with its own increasing rigor and with widening autonomy from central authorities. Censoring institutions could be broken up and reconstituted as necessary under Nicolae Ceaușescu. In his comments, Jan Surman (Herder Institut Marburg) emphasized how closely archives would hew to the internal narratives of bureaucracy, and what challenges these posed for historians. Throughout the panel, one could trace the problem of how bureaucracies generate competing forms of expertise which in turn challenge the easy functioning of the system.

“Rethinking Images of Bureaucrats and Bureaucracy,” the second panel under Jiřina Šmejkalová (Prague College / Palacký University, Olomouc), moved from inner to outward workings of these offices and officials. Margarita Vaysman (St. Andrews University) looked to the popular author Aleksii Pisemskii who, drawing on his long civil service career, could mediate between his experience and public notions of bureaucracy. His role in forming a public ‘tradition’ of Russian bureaucracy to be criticized has been overlooked even as his sort of rhetoric towards the same came to be adopted across the political spectrum. The tensions between state teachers and the central educational authorities in late imperial Austria furnished the subject for Scott Moore (Eastern Connecticut State University), as the sheer distance between the metropole and country came to reflect operational challenges as much as ideological differences under the same rubrics of liberal progress. Alice Lovejoy (University of Minnesota) discussed the paradoxes linking bureaucratic sponsorship of cinematic avant-gardes. An interwar avant-garde notion of didacticism quickly became institutionalized after WWII in terms of personnel, funding, artistic form, and notions of an audience. At the same time, however, international associations of filmmakers fractured as the Iron Curtain fell across Europe, resulting in new artistic relations and antagonisms to bureaucracy.

Calling Mr. Smith (Stefan and Franciszka Thermerson, dir.; 1943), a wartime documentary on Nazi atrocities produced under the auspices of the Polish Ministry of Information and Documentation in London

As Felix Jeschke (Charles University) noted in his comments to a panel dedicated to bureaucrats and regime change, social upheavals directly affected the inner workings of bureaucracies more often than not. Ilya Afanasyev (University of Birmingham) discussed how a perennial lag between public, theoretical ideals of Bolshevik bureaucracy and its actual operations forced constant revisions to both sides of this equation. Marián Lóži (Ústav pro studium totalitních režimů) explored what he termed ‘regional Stalinist elites,’ the temporary layer of bureaucrats aiding in the transition to communist rule in Czechoslovakia from 1948-1952. Both as representatives as well as functionaries of a new system, these bureaucrats’ role necessarily proved transitory even as they embodied both the positive and negative effects of the new regime upon everyday life. Molly Pucci (Trinity College Dublin) went so far as to question to what degree Stalinism yielded new definitions of bureaucracy as opposed to classical definitions. Looking to biographical studies as much as distancing herself from the paradigms offered by secret police organizations, Pucci suggested that the instrumentalization afforded by the “machine of the party” (the rhetoric and structure of cogs and quotas), the “permanent purge” of personnel turnover, the structural ambiguities and redundancies attending hierarchies and authorities, and the complexity revealed by perpetrator studies resulted in something wholly new. And in an appropriate keynote speech to the first day’s proceedings, Ben Kafka (NYU) illustrated the psychological underpinnings of any individual interaction with bureaucracy, not least the phenomenon of a ‘still face’ both personalizing and depersonalizing the very lowest levels of contact.

Joanna Curtis (NYU), Mirjam Frank (Royal Holloway), and Tereza Willoughby (Hradec Králové) began the second day’s proceedings with a panel chaired by David Vaughan (Anglo-American University in Prague) on the subject of cultural bureaucracies. Looking to the postwar career of the Wiener Sängerknaben, Curtis showed how two myths of bureaucracy—the idea that it expresses rational impulses and that it fundamentally embodies irrationality—faltered in this instance of an institution falling between a humanistic embrace of music, fears of cultural imperialism at home and abroad, and a shambolic interior structure under strict state control. Frank continued the discussion of Austrian culture by moving to the interwar period and discussing how bureaucracies realizedvarious conceptual changes leading to the Ständestaat period. The cosmopolitanism of the Habsburg Empire was made to yield an ‘Austrian’ identity premised on the interior culture of the reduced nation in the fairs at the Prater; the genesis of a tourist industry in the Weiner Festwochen elided a movement from Volk to a public; and the Ständestaat eventually held ‘culture’ as a shield against geopolitics. Willoughby demonstrated something similar in terms of bureaucratic manipulation of popular culture, namely how an official and unofficial rhetoric of ranking artists survived in the Czech Republic after the transition from communist rule—even if the terms changed. In this sense, as Willoughby showed, bureaucratic inner workings of television simultaneously preserved not only a similar editorial structure but also an only slightly-modified notion of audience numbers guiding the programming choices.

Personnel and agents emerged as a running theme throughout the panels, appropriately leading to the “Bureaucracy Personified” panel chaired by Veronika Pehe. Mátyás Erdélyi (Central European University) looked to the life and career of Josef Körösy (1844-1906), the director of the Budapest Statistical office. Körösy’s work there over several decades demonstrates how the international networks girding national offices, professional training in medicine and law, and sheer problems of scale could open gaps and debates between different, supposedly parallel bureaucracies. Nguyen Vu Thuc Linh (European University Institute / Sciences Po) similarly focused upon Jacek Kuroń (1934-2004) and how the “immanent critique” of bureaucracy in his 1964 “Open Letter to the Party” and Polish reform communism helped yield the Polish dissident movement across generations. And in a tour-de-force of close-reading of police files, Muriel Blaive (Ústav pro studium totalitních režimů) showed how the tones, arguments, and vocabulary of the secret police in Communist Czechoslovakia allowed for pockets of agency on both sides of the state divide, with the basis of participation changing between generations of families, jealous wives, and lazy police officers caught in the midst of official forms and habitus-change.

A final panel on gaps in bureaucracy perfectly closed the conference. With Kafka chairing, Cristian Capotescu (University of Michigan) opened by suggesting that “bureaucratic blindspots” both followed from and further developed bureaucratic procedures, indeed startlingly so in the case of cross-border charitable ‘giving’ practices on the edges of communist Romania. In a lighter talk discussing his own experiences applying for a “Certificate of Slovak Living Abroad,” Charles Sabatos (Yeditepe University) showed the relative complexities of the term ‘národnost’ or nationality as they emerge in the retrospective projection of the term backwards in Slovakian bureaucracy today. Whether politicized or not in the wake of 1989, bureaucracies did not necessarily become simpler or uniform with the advent of the European Union, and Sabatos’ case suggests that indeed inefficiencies might be the true purpose of many offices. And finally, conference organizer Rosamund Johnston (NYU) presented her ongoing research into the history of Czech Radio. Moving between the extant archives and the period practices—technological, material, and human—of radio production, Johnston documented how Czech Radio produced its own idiosyncratic variations of bureaucracy filled with lacunae, parallel hierarchies, specific forms of record-keeping, and traces of history. Layers of bureaucracy both occluded and preserved characteristic gaps calling for further reconstruction. Her case studies suggested how much further historiography can and should go in order to ‘fill in’ these holes.

Excerpts from Postava k podpírání (Pavel Juráček and Jan Schmidt, dir.; 1963)

The conference ended on an artistic note. Pavel Juráček’s film Joseph Kilian (Postava k podpírání; 1963) was shown before a guided tour of linked art installations by students from the Center for Audio Visual Studies (CAS) at the Film and TV School of the Academy of Performing Arts (FAMU). Juráček’s script is darkly comical, dedicated to the travails of a man trying to return a rented cat (…) to avoid late fees when the business wholly disappears. A sort of collective solidarity gradually emerges in the face of grinding state and official absurdity; an almost gentle sense of sympathy emerges among the menace. The work of the CAS and FAMU students under Eric Rosenzveig’s guidance followed in much the same vein. The very impersonality of bureaucracy could be seen to allow certain forms of disinterested critique— humorous and edged with a greater sense of historical distance. What both the film and the artworks allowed viewers to understand is how tightly the personal experience of bureaucracy remains tied to particular aesthetic forms, images, and genres; this heritage of paperwork and incomprehension naturally survives until today.

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Listening in to art by FAMU and CAS students (courtesy of Rosamund Johnston)

It reflects no small credit to the conference organizers that the proceedings both proved interesting and exploratory. Participants’ willingness to conceive of bureaucracy in terms other than those of Weber’s classical definitions—not to mention period or retrospective notions of secret police workings—opened up further avenues of research in terms both of a longue durée across eastern and central European history and of cultural exchanges and differences between east and west. The slow churn of paperwork may exhibit an unchanging face at first glance, but each case study of glacial bureaucratic rigor mortis yields considerable evidence of change behind the scenes.

The larger question hovering over the conference might be more bluntly termed. Did a particularly eastern and, later, a particularly Soviet form of bureaucracy emerge apart from any larger ideas about modernity? Here a tendency of many speakers to focus upon the Stalinist and postwar era suggested immediate problems of continuity. Did different degrees of internationalization (carried out from before and after WWII) characterize Austria and countries further to the east? That is, did competing models of bureaucracy and management exist—Soviet, American, Ottoman, Prussian, Habsburg, and so forth? And what might be said about the direction of causality between technology and organization? Despite what one might expect to find interesting, here a closer attention to the nitty-gritty, ground-level office forms, official rhetoric, and specific archival gaps proved most promising in terms of challenging old definitions and making clear the need for interdisciplinary research. Sociology, anthropology, media studies, cybernetics, historical epistemology, art history, architecture, law, and psychology to name but a few fields would all find work to do alongside more strictly historical research. One might be forgiven for presuming all this to be terribly boring. Yet seeing how the boring, frustrating, labyrinthine, and commonplace were specific, timely constructions—how they mediated social relations as much as experiences people had when encountering different state powers—draws back a curtain on the innermost workings of history.

From Josef K to Lustration: Bureaucracy in Central Europe (23-24 February 2017) was supported by NYU Prague, the Institute for the Study of Totalitarian Regimes, NYU Global Research Initiatives, and NYU Center for European and Mediterranean Studies. The author thanks the conference organizers for the invitation to attend and report on the proceedings.

Saving Nigeria

by guest contributor James Farquharson

The year 2017 will mark fifty years since the start of the Nigerian Civil War. One of postcolonial Africa’s most devastating conflicts, the war left between one and three million people dead. This year is also the fiftieth anniversary of a forgotten peace mission organized by four prominent African-American civil rights leaders in an attempt to halt the Nigerian conflict.  In the midst of one of the most significant phases in the civil rights revolution in the United States, the four co-chairmen of the American Negro Leadership Conference on Africa (ANLCA)—Martin Luther King Jr., Roy Wilkens of the NAACP, A. Philip Randolph of the Brotherhood of Sleeping Car Porters and Whitney Young of the Urban League—attempted to craft a diplomatic settlement between the Nigerian federal government and the self-declared Republic of Biafra. It is an effort that has been mostly ignored in the scholarship or written off as the final act of a moribund organization, but it deserves a much closer examination.

Between March 1967 and April 1968, the ANLCA dedicated its financial, political and individual resources to stop the fighting. Theodore E. Brown, the executive director of the Conference, criss-crossed Africa from Accra to Lagos to Addis Ababa, building diplomatic support for the mission. In the United States, the four co-chairmen met with Nigerian and Biafran officials as well as senior figures in the U.S. State Department to coordinate their efforts. The ANLCA was backed by a call committee of over seventy-five organizations, including African-American business, educational, fraternal and sorority, labor, professional, religious, and social organizations and with significant support in the black press, particularly the New York Amsterdam News.

While the mission itself was unprecedented in the annals of African-American engagement with Africa, it also represented a shift in the ANLCA understanding of black internationalism. The civil war in Nigeria broke out at a time when three converging elements were pushing the ANLCA in a more “activist” direction: the political situation in the Third World, particularly in Southern Africa; the advent of “Black Power” in the United States; the growing appeal of radical regimes and groups in the Third World to some African American activists; and the need for mainline civil rights leaders to remain relevant domestically.

In a speech in December 1962 at the founding of the ANLCA, Dr. King evoked the black intellectual W.E B DuBois in the need for the African American community to overcome “racial provincialism” that did not look beyond “125th Street in New York or Beale Street in Memphis.” King noted that “the emergent African nations and the American Negro are intertwined. As long as segregation and discrimination exist in our nation the longer the chances of survival are for colonization and vice-versa.”  The ANLCA’s black internationalism focused on developing greater understanding of Africa among African Americans and broader American society and influence U.S. foreign policy towards the continent by arguing that the U.S. throw its full weight behind decolonization. Through its unparalleled access to diplomats in the State Department as well as officials in the Kennedy and Johnson Administrations, the Conference hoped to push its agenda forward.

However, by 1965 the Conference’s leadership became increasingly disillusioned with U.S. policy towards Africa. The Johnson’s Administration’s anemic handling of Rhodesia’s Unilateral Declaration of Independence (UDI) in November 1965 and stalling of the decolonization process throughout Southern Africa pushed in the ANLCA to adopt a more activist approach to the continent. In a memorandum to the call committee of the Conference in June 1966, Executive Director Theodore Brown stated that:

Our efforts must be accelerated if we are to have a meanful [sic] impact on the problem of racism in Africa generally, apartheid in South Africa, the Rhodesia crisis, Angola and Mozambique and the ‘after thought’ approach of our own government in the formulation of United States-African policy.

The Nigerian peace mission, which occurred in the aftermath of this activist turn, reflected the sense that the gains of African self-determination and Pan-Africanism needed to be protected at all costs. The disintegration of Nigeria, a country that since its independence in 1960 had been lauded by the black press and by black community leaders in the United States as a model for African development sparked serious concern. The mission, according to the New York Amsterdam News, offered “a unique but extremely vital opportunity for Negro American leaders (ANLCA)” to assert themselves in contemporary African diplomacy. While provoked by the fear that the collapse of Nigeria into civil war would lead to untold human misery and a backward step for postcolonial Africa, the mission also reflected the domestic context of the battle for black liberation in the United States. By 1967, the civil rights leaders that made up the ANLCA, who had been the predominant voices in the movement since the mid-1950s, were being challenged by the Black Power activists.

Black Power emerged out of growing frustration with the lack of further progress on racial equality, particularly in terms of tackling persistent poverty and economic inequality in African-American communities. Black Power activists critiqued the viability of capitalism to provide economic justice for African-Americans. They were equally dubious about the effectiveness of Gandhian non-violent direct action employed by leaders such as Dr King in the face of continued violent resistance by U.S. segregationists. In search of inspiration, key Black Power activists looked abroad for inspiration. As historian Fanon Che Wilkins noted, Black Power was “internationalist from its inception.” Leaders of the Black Power movement such as Stokely Carmichael, James Forman, Bobby Seale, Huey Newton saw in the guerrilla organizations and radical nationalist and Marxist regimes of the Third World from Havana to Hanoi as models to be emulated in the United States. This re-engagement with anti-capitalism and anti-imperialism as part of the African-American freedom struggle marked a return to programmatic positions adopted by black activists such as W.E.B DuBois, Paul Robeson, George Padmore, and the Council of African Affairs prior to the onset of the Cold War.

As historian Brenda Plummer has noted: “[T]he ANLCA interests after 1966 reflected pressures by domestic nationalist organizations and civil rights activists committed to that immediatism [sic] of ‘Freedom Now’.” This meant that the ANLCA needed to maintain its credibility in the face of Black Power critiques by continuing to firmly advocate for Pan-Africanism, self-determination and decolonization. While the Conference offer to help mediate the conflict was provoked by shocking accounts of violence and political disintegration reported widely in the mainstream and African-American press, the mission was viewed as a way for integrationist civil rights leaders to reassert themselves both at home and abroad. By taking on the role as peacemakers in Nigeria, the ANLCA sought to burnish its credibility as an organization that stood for black internationalism and Pan-Africanism. In seeking to bring both the Nigerian government and the Biafran leadership together to peacefully resolve the conflict, the ANLCA hoped to show that political change could be achieved through compromise and diplomacy, a notion increasingly challenged at home.

By March 1968, after a year of planning and consultations, the ANLCA leadership were able to gain a major breakthrough. Both sides in the war agreed to have the four co-chairmen travel to Nigeria to act as intermediaries in resolving the conflict. Dr King, according to the New York Amsterdam News, was willing to postpone his Poor People’s march on Washington to enable him to make the trip. However, an assassin’s bullet at the Lorraine Motel not only ended King’s life but the mission to Nigeria. It is impossible to know whether the ANLCA peace effort would have succeeded. Growing domestic turmoil in the United States certainly acted to distract civil rights leaders from their internationalist platforms. Moreover, even after almost a year of bloodshed, neither Nigerian nor Biafran leaders seemed particularly likely to reach a compromise.

Nevertheless, the ANCLA mission itself represented an under-appreciated aspect of black internationalism during the 1960s. Rather than being an organization destined to wither away, the ANLCA adapted to the shifting domestic and international context of the mid-1960s, a period when the ideas associated with black internationalism were in flux. In wading into the maelstrom of the Nigerian Civil War, the ANLCA were attempting to show that the future of black internationalism was not destined to be armed struggle and revolution. Rather, diplomacy and mediations offer another pathway to achieving peace and justice for the black diaspora.

James Farquharson is a PhD candidate on an Australian Postgraduate Award at the Australian Catholic University. He holds a Master’s degree in American diplomatic history from the University of Sydney. He has a chapter forthcoming on the response of African-Americans to the Nigerian Civil War in Postcolonial Conflict and the Question of Genocide: The Nigeria-Biafra War, 1967-1970 (Routledge). He will be presenting on this topic at the Organization of American Historians meeting in New Orleans in April. 

What We’re Reading: February 24

Don’t forget that this Wednesday, March 1 is the deadline for authors and publishes to nominate outstanding first books in intellectual history/history of ideas for JHI’s Forkosch Prize! Details here on what and how to nominate.

Here are a few interesting articles and pieces we found around the web this week. If you come across something that other intellectual historians might enjoy, please let us know in the comments section.

Emily:

Timothy Larsen, Incarnation and drains, a review of James Kirby’s Historians and the Church of England (TLS)
Rosemary Hill, The World of Mr Casaubon by Colin Kidd review – in defence of George Eliot’s pedant (Guardian)

John Lanchester argues with his Amazon Echo (LRB on YouTube

Dan-el Padilla Peralta, Classics Beyond the Pale (Eidolon)

More than the headline, a thoughtful exploration of the pedagogic usefulness of canons: Kenan Malik, Are Soas students right to ‘decolonise’ their minds from western philosophers? (Guardian)

A dramatization of H.G. Wells’ Ann Veronica (1908) (BBC Radio 4)

David Rohrbacher, A Sexual Encounter, Narrated through Entries in the Index of Herbert Weir Smyth, (Ancient) Greek Grammar (1920) (Eidolon)

Spence:

Mark Rowlands, “Dirty Animals, Clean Animals” (TLS)

Michael Prodger, “A sketchy legacy? How Pieter’s sons kept Brand Breughel going” (New Statesman)

Eileen Cronin, “Dagoberto Gilb on the Right Way to be Crippled and Naked” (LARB)

Rebecca Tuhus-Dubrow “An Ad Hoc Affair: Jane Jacob’s clear-eyed vision of humanity” (The Nation)

Caitlin Hu, “Syndrome K” (Quartz)

Eric:

Kevin Amara, “Les petits matins avant le grand soir” (Le Comptoir)

Nicolas Duvoux, “L’idée de ghetto” (La Vie des Idées)

Arun Kapil, “2017 César award virtual Ballot” (Arun with a View)

Sarah Larson, “The Librarian of Congress” (The New Yorker)

An Anti-Anti-Lachrymose Approach to Jewish History?

by contributing editor Yitzchak Schwartz

In his seminal 1928 essay, “Ghetto and Emancipation: Shall We Revise the Traditional View?,” historian Salo Wittmayer Baron argues against what he refers to in his later work as the “lachrymose conception of Jewish history.” In the essay, Baron, at the time a young historian (albeit one with three doctorates), argues that his forbears in the Jewish academy, men such as Heinrich Graetz and Leopold Zunz, had overstated the extent of Jewish suffering in the premodern world. Although the Jews had faced certain disadvantages during the medieval and early modern periods, Baron argues, their status reflected that of a corporate community in a society of corporate communities, each with its own disadvantages and privileges. Baron would go on to become the most influential Jewish historian of the twentieth century, and perhaps even in the entire history of the field. His anti-lachrymose approach, codified in his own 18-volume “Social and Religious History of the Jews,” has framed the subsequent near-century of Jewish historical scholarship, leading scholars of Jewish history to focus on coexistence over conflict and on the positive over the negative in the Jewish past and Jewish-dominant-cultural relations.

Historian Salo Baron testifies at Adolph Eichmann's trial in Jerusalem.

Historian Salo Baron testifies at Adolph Eichmann’s trial in Jerusalem.

In the last decade, however, Baron’s model has come into question, as several scholars have argued that Jewish historians have gone too far in trying to paint a non-lachrymose picture of Jewish past. The first scholar I am aware of to explicitly challenge this model is historian David Engel. In his 2010 Historians of the Jews and the Holocaust, Engel tackles the question of why Jewish historians rarely incorporate the Holocaust into their narratives and theories of Jewish history. This remains the case even as it is central to German and European history and has generated the field of Holocaust Studies. Engel traces this puzzling reality to Baron’s anti-lachrymose model, which has resulted in Baron’s intellectual heirs painting the Holocaust as a “black box” in Jewish history, an aberration that they do not allow to color how they see the Jewish past before and after it. Indeed, Engel demonstrates, many Jewish historians are very frank about this and explicitly argue that the Holocaust ought not to color our non-lachrymose view of Jewish history, citing Baron as their inspiration. This is despite the fact that Baron himself urged—as both Engel and Baron’s biographer historian Robert Lieberlis note—that the Holocaust necessitated acknowledgement of the darker sides of the Jewish past.

In a 2012 essay, historian Steven Fine makes a similar argument for a less anti-lachrymose approach to Jewish history, specifically with reference to late antiquity. In the article “The Menorah and the Cross: Historiographical Reflections on a Recent Discovery from Laodicea on the Lycus,” Fine uses a column fragment found among the ruins of this ancient Roman city to question the anti-lachrymosity not just of Jewish history, but of late antique studies as well. The fragment features an etching of the menorah flanked by a palm frond and shofar, a common Jewish visual trope in the Roman Empire. Superimposed over the upper portion of the menorah is a large cross—evidence that at some point, in some reuse of this stone fragment, someone made an effort to Christianize it. Fine argues that this object speaks to a subject carefully avoided by most ancient Jewish and late antique historians, namely the violence that accompanied Christianization during this period. On the Jewish end, Fine traces this approach to Baron’s forceful arguments in his Social and Religious History for the goodwill between Christians and Jews in late antiquity, a perspective Fine sees as reflecting mid-twentieth century efforts to create a place for Jews in the American consensus.

The latest installment in this debate had the unlikely departure point of a recent exhibition at the Metropolitan Museum of Art. The exhibition, Jerusalem: Every People Under Heaven, 1000-1400, on which I worked as an intern in the planning stages, showcases the role of the city in the Jewish, Christian, and Muslim visual arts of this period. Praise for the exhibition has been almost universal. In the weeks since it came down on January 8, a debate about its presentation of Jewish history has been ignited in an article published in the Jewish monthly Mosaic Magazine by Wall Street Journal and former New York Times critic-at-large Edward Rothstein. Rothstein is already well known to students of Jewish art history for his critical essay on Jewish museums’ curatorial approaches, published in Mosaic last year. In his essay on the Jerusalem show, Rothstein argues that its curators go too far in painting a picture of the city as a place of harmonious coexistence of Jewish Christian and Muslim cultures, especially with regard to Jews. Rothstein argues that although the exhibition assembles many artifacts that evoke the importance of Jerusalem in Jewish life, Jews were an extremely persecuted group during this period whose experience, especially in Jerusalem, dramatically undermines the exhibition’s narrative of diversity.

This page from a fourteenth-century illuminated Jewish prayerbook features a frame surrounding the plea from the Yom Kippur liturgy, “He who opens the Gates of Mercy” that evokes the gates of heaven and of the heavenly Jerusalem. Inasmuch as this work of art evokes a flourishing Jewish culture and Jewish longing for Jerusalem, however, it reflects the harsh realities of Jewish exile from the holy land.

In two responses to the article solicited by Mosaic, Fine and Robert Irwin, Middle East editor of the Times Literary Supplement, echo Rothstein’s assessment of the exhibition’s approach to its Jewish subject matter. Drawing from medieval traveler accounts, Irwin notes the obstacles Jews faced in the holy land during the middle ages and the difficulty many even had accessing Jerusalem. Fine traces the approach to art history evinced by Jerusalem to the work of eminent art historian Kurt Weitzmann, a dissident scholar who left Nazi Germany and settled at Princeton. In Fine’s reading, Weitzman’s 1979 exhibition at the Metropolitan Museum  The Age of Spirituality was one of the first to depict a harmonious coexistence of differing religious communities during the late antique period in galleries showcasing “The Jewish Realm,” “he Christian Realm,” “The Classical Realm” and so forth. To what degree was Weitzmann’s harmonious understanding of late antiquity, then, influenced by his own reality in postwar New York and his longings for Wiemar Berlin, Fine asks? To Fine, both Weizman and Baron’s visions, as well as those of many of their proteges in the curatorial and Jewish-historical professions respectively, have been deeply colored by their desire to create a more tolerant and multicultural society in their own times.

The debate over the role of lachrymosity in Jewish history should hold a lot of interest for Jewish historians. Although its been several years since Fine and Engel’s critiques of the anti-lachrymose approach, I do not know of any scholars that have followed their lead and worked to construct a post-anti-lachrymose narrative. What would such a narrative look like? Thinking of my own area of American Jewish history, such an approach to things might lead us to ask more questions about how anti-Jewishness has impacted American Jews, their senses of community, religious lives, and senses of themselves. This is a kind of question that is rarely asked in the field—indeed, as organizer and writer Yotam Marom points out in a recent article, it is almost a taboo subject in Jewish public discourse in general. The possibilities for a less, if not anti anti-lachrymose, Jewish history are many. As tempting as it is in politically trying times to use the past as a role model, the actual picture is perhaps much more rich and nuanced, even as it perhaps raises some troubling questions and realities.

Cogito ergo sumus

by contributing editor Eric Brandom

As insipid slogans of dubious provenance go, “be the change you wish to see in the world” is not so bad. On a bumper sticker or the signature line of a well-meaning colleague’s email, it is presumably meant to inspire. If it registers at all, it manages only to scold. The idea is not a new one, although it is also not ancient. In any case it is unsurprising that moral reform of the self should seem a good place to begin at a moment when many people who have not recently or perhaps ever thought about how to organize themselves politically are trying to figure out how to do so. With that complex of problems in mind, in this post I look back at a particular document, published in France in 1892, which served as a manifesto of sorts for a durable program of moral, and ultimately political, action. The Union for Moral Action, renamed the Union for Truth in 1904 and extant until 1940, engaged in we might now describe as advocacy and agitation, but was above all a venue for clarifying discussion. It was founded in the context of concern with the disintegration of social bonds—the social question—and emerged strengthened in unity and purpose from the great trial by fire that was the Dreyfus Affair. Paul Desjardins, a young literary-critic-turned-reformer, was the animating spirit of the Union, which in the end was a locus of progressive activity: Dreyfusard, solidariste, and concerned about the political status of women.

Puvis de Chavannes, Scene from the Life of Saint Genevieve, patroness of Paris - Printed for the Union for Moral Action, 1898 (BnF)

Puvis de Chavannes, Scene from the Life of Saint Genevieve, patroness of Paris – Printed for the Union for Moral Action, 1898 (BnF)

My object here appeared as an unsigned text in a summer number of the Revue bleue, with the unassuming title “Simple notes for a program of union and action.” Desjardins signed a brief paragraph introducing the manifesto, suggesting that he had solicited it and hoping that some people, at least, would find their own ideas reflected therein. In fact Jules Lagneau, Desjardin’s philosophy teacher, wrote the text and it would later be reproduced under his name in the Union’s Bulletin.

The first person plural rules the “Simples notes,” which are divided into three sections: our spirit, our rule, our action. “The weakening…of the social bond” is both a cognitive and a moral problem, and therefore the spirit of the Union is reason. This is not individuating reason, but rather, “a principle of order, union, and sacrifice…the ability to pass beyond one’s self while affirming a higher law, the idea of which man finds within himself and only the reflection outside himself.” The group is open to all who have “practical faith” but especially to those “without positive faith…who believe that in man, the spirit must command and not serve, because it alone has in itself its end and meaning, and that life has no value except where spirit has marked it.” The Union, then, welcomes all for whom truth and certitude are something one does not arrive at once and for all, but that are sought constantly.

The Union will not simply be one of good will, but rather one in which a certain minimal agreement of principle is constantly shaped and refined through action: “We are the beginning of a society that expects progress only through determination and the rigor of its principle: we tend to realize unanimity, we do not pretend to start from it.” Fanaticism will be avoided by constantly testing in life one’s ideas, which become mere words when they cease to be “the expression in action of interior freedom [l’expression en acte de la liberté intérieure].” If we act in everyday life in a way consistent with this principle, then “it matters little who brings truth to light, who brings salvation… What deserves to be will be.” This is not irenic faith in progress. There is no easy convergence of good intentions here, but rather a Pascalianism, perhaps of the left, which valorizes “discipline” and “renouncement” and wishes to teach “the unavoidable necessity of suffering… to combat false optimism… [and] the faith in salvation through science alone and through material civilization, lying mask of civilization, [a] precarious external arrangement that cannot replace intimate agreement.” Above all, the immoral idea that “the goal of life is to freely enjoy” must be met with the counter-example of the Union itself, which must model, as we might say now, good and social behavior: “For the people is what we make it: its vices are our vices, looked upon, envied, imitated, and it is right if they come back to us in all their weight.” The union must therefore offer “résistance réfléchie” to popular fashion, and rely on moral authority rather than popularity. “We forbid ourselves irony,” and prefer “un gaieté sérieuse.” We will be, the manifesto declares, simply as we are, without false modesty, pedantry, or pride.

Through a “pure and active charity” the Union will “save l’esprit publique.” And this is not a metaphorical charity, but rather one that, by setting aside the desire to save, hopes to create “the material conditions for morality.” The Union understands that impersonal charity corrupts, but individual and direct interpersonal charity “will be the vehicle of love, the spark that wakes the flame… In true charity, the one who receives merges with the one who gives.” True charity allows the spirit to rise above the immediate “sensible” good, and carries the spirit “infinitely higher through the contagion of love.” Acting first of all on those who are closest to us—and this is the most difficult—we make them happy by “unburdening them of their egoism and putting our love in its place. To make one’s self loved by loving with a male love that is absolute will, which is to say sacrifice, and in this way to learn to love—this is everything.” And the circle of love will expand—along the rails laid down by the division of labor: “the chain of necessary service is the link forged by nature between hearts and the divine path of charity through which we enter into to the soul of the people.” Thus we will create “progressively, naturally, an inner society founded on love, peace, and true justice, within an exterior society founded on interest, competition, and legal justice.” Such an operation requires, first of all, self-abnegation from those who wish to bring it about. In the end, the only model available is a monastic and revolutionary one: “an active Union, a militant laïque Order of private and social duty, living kernel of the future society.”

Demonstration at the place Gambetta in Carmaux, (late 1895) (Archives de la ville de Blois)

Demonstration at the place Gambetta in Carmaux, (late 1895) (Archives de la ville de Blois)

Lagneau’s program is a remarkable one in several ways. It traces a circle from the idea of law as such to the instantiation of law in a quasi-monastic order that would effect change in society by disciplining itself—is this a pre- or an anti-sociological approach to social change? More, in as much as we have to do with a democratic movement here, it is a moral rather than a political one. François Chaubet, historian of the Union, identifies Lagneau’s frankly elitist position as spiritualist republicanism, although here it appears in idealist and not materialist form. Action and even articulation was indeed clarifying: Lagneau’s manifesto drove the future maréchal Lyautey out of the original group, but Lagneau would not follow Jean Jaurès to the workers at Carmaux, and so himself split from the Union when it resolved to support the strike there. Lagneau’s austere, aristocratic, and mystical project for moral action can speak directly to us only in fragments—reduced, that is, to decontextualized quotations like the one with which I began. It is certainly possible to read Lagneau’s manifesto as an example of intense desire—visible in so many places at that moment, and perhaps our own—to be a subject, rather than object of history. Yet I think we can better read it as a usefully wrong answer to questions that are still asked today. There is an unmistakable urgency in his prose, and the moral urgency of truth as an ongoing collective project, grounded in collective action, is surely one we still feel.

What We’re Reading: February 17

Here are a few interesting articles and pieces we found around the web this week. If you come across something that other intellectual historians might enjoy, please let us know in the comments section.

John:

André Aciman, “The Life Unlived” (The American Scholar)

Ulka Anjaria, “The Goddess of Loss” (Boston Review)

Sudip Bose, “The Conscience of Adolf Busch” (The American Scholar)

Bettina Maria Brosowsky, »Vergessenes Bauhaus« (Neue Zürcher Zeitung)

Guillaume Calafat, « Une histoire de France sans œillères » (La république des livres)

Caryl Emerson, “Writing in the Heat of Crisis” (TLS)

Eberhard Falke, »Ein Grenzgänger zwischen Ordnung und Chaos« (Deutschlandfunk)

Peter E. Gordon, “After the Inferno” (The Nation)

Maxime Laurent, « Paris, capitale anticoloniale » (BibliObs)

Joshua Sperling, “The Transcendental Face of Art” (Guernica)

And finally, a wonderful (and bizarrely prescient) recording of Tomáš Garrigue Masaryk and his wife Charlotte (in English; YouTube)

Emily:

Max Weber, Science As a Vocation (1922)

Rory Stewart, How to Serve Coffee: Aleppan Manners (LRB)

Alison Light, A Memoir of a Marriage, recording of a lecture about her new memoir (History Workshop)

Mike Ratcliffe, Raising the Stakes in Student Accommodation (More Means Better)

Sarah:

Laurence de Cock, “Todorov et l’école, un plaidoyer contre le racisme, et pour l’humanité” (Mediapart)

Tyler Fleming, “Pan-Africanism Was Peter Abraham’s Country” (Africa is a Country)

Samuel Moyn, “Endless War Watch, Winter 2017” (Lawfare)

Timothy Snyder, “We have at most a year to defend American democracy, perhaps less” (Süddeutsche Zeitung)

Michael Walzer, “Learning to Listen” (Dissent)

Rob:

Amy Julia Harris, The Religious Freedom Loophole (Reveal)

Benjamin Kearl, Of Laggards and Morons: Definitional Fluidity . . . in Progressive Era Special Education (Education’s Histories)

John Ernest, Life Beyond Biography: Black Lives and Biographical Research (Common-place)

Annette Joseph-Gabriel, Resisting Racism and Islamophobia: Lessons from Muslim Slave Narratives (Black Perspectives)

Eric:

Seth Denbo, “Whose Work is it Really?” (Perspectives)

Robin D. G. Kelley, “Black Study, Black Struggle” (Boston Review)

Sarah Marks and Daniel Pick, “Lessons from the 1950s on Mind Control” (Chatham House)

Laura Marsh, “Between the Lines: Ferrante’s Frantumaglia” (Dissent)

Spence:

Stephen Lovell, “Rasputin: Full of Fire and Ecstasy” (The Times Literary Supplement)

Lanre Bakare, “The fire this time—the legacy of James Baldwin” (The Guardian)

Robert Darnton, “The True History of Fake News” (The New York Review of Books)

Paul Veyne “The Oasis of Palmyra” (Lapham’s Quarterly)

Global History of Ideas: A Sea for Fish on Dry Land

by guest contributor Dag Herbjørnsrud

A remarkable example of how ideas migrate across so-called cultural borders and change minds in unknown ways happened in the German city of Bremen on October 8, 1930. There, Martin Heidegger gave a speech based upon his masterwork Being and Time (1927). Afterwards, he and several of Bremen’s citizens gathered at the home of a wholesaler. During the evening, Heidegger suddenly turned to his host and asked, “Mister Kellner, would you please bring me the Parables of Zhuangzi? I would like to read some passages from it.”

Being_and_Time_(German_edition).jpg

Sein und Zeit
(Being and Time; 1927)

Martin Buber (1878–1965) had already translated these parables of a founder of Daoism (Taoism) in 1910 with the help of Chinese collaborators, one of his first acclaimed books, Reden und Gleichnisse des Tschuang-Tse (Leipzig, 1910). Buber’s afterword connects Zhuangzi (or Chuang Tzu/莊子 369–286 BC) with his reading of the Bible, and this can be seen as advance notice of sorts for his later philosophy of “I and You” (“Ich und Du”). It was this book that Heidegger demanded.

The tradesman didn’t hesitate but went to his library and returned with a new edition of Buber’s translation. Heidegger started reading from Zhuangzi’s chapter 17, which in this context might be seen as a follow-up to his own speech “On the Essence of Truth”. Heidegger read from the passage where Zhuangzi says to the thinker Hui Tzu, known for his Zeno-like paradoxes, as they walk by a river:

Do you see how the fish are coming to the surface and swimming around as they please? That’s what fish really enjoy.”

“You’re not a fish,” replied Hui Tzu, “so how can you say you know what fish really enjoy?”

Zhuangzi said: “You are not me, so how can you know I don’t know what fish enjoy.”

The people of Bremen could relate to this 2200-year-old Chinese conversation. As an eyewitness described it: “The deep meaning of the legend cast a spell on all who were present. With the interpretation he offered of that legend, Heidegger unexpectedly drew closer to them than he had with his difficult lecture….”

Heidegger’s and Buber’s dialogue with the thinking of Asia seems to prove that Arthur O. Lovejoy was right when, in the first issue of the Journal of the History of Ideas in 1940, he pointed out that “ideas are the most migratory things in the world.” Human thoughts are like fish that swim as they please. There are no borders underwater. The connections in our minds transcend modern categories in unknown ways, and thus our ideas migrate across ages and seas – from Zhuangzi’s ancient town of Meng in eastern China to Kellner’s modern home in northern Germany.

Heidegger seems to have proved that ideas are the most migratory things in the world long before he became internationally famous. When he studied in Freiburg with the philosopher Shuzo Kuki (1888–1941) from Japan, Heidegger read Edmund Husserl’s major work with him and other East Asians once a week, as he stressed in one of his late major texts, “Aus einem Gespräch von der Sprache. Zwischen einem Japaner und einem Fragenden” (1959) (“A Dialogue on Language between a Japanese and an Inquirer”) – set out as a conversation between two professors. By that time, in 1921, transcripts of Heidegger’s classes were already translated into Japanese, which might be regarded as the first recognition of his groundbreaking philosophy. Indeed, Japanese was the first language Being and Time was translated into – in 1939, a staggering twenty-three years before the first English translation.

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The Chinese philosopher Zhuangzi (Chuang Tzu, 3rd century BC)

If we re-read Heidegger’s 1927 work from such perspectives, we might understand why many East Asian philosophers feel more at home in his thinking than most Europeans.  As he concludes: “One must seek a way of illuminating the fundamental question of ontology and then go this way. Whether this is the sole or right way can be decided only after one has gone along it.” This insistence on finding and going the way in order to seek the essence of being, might be hard to grasp with a so-called Cartesian or modern perspective, trying to make philosophy a part of science, but it seems all the more natural from Zhuangzi’s point of view and the way of thinking about the Way (Dao).

After the Nazi era, Heidegger concludes much of his wandering in Unterwegs zur Sprache (1959) (On the Way to Language). In that work he explains his 40-year-long quest for a deeper, pre-philosophical source which connects us as beings across time and space: “The word ‘way’ probably is an ancient primary word that speaks to the reflective mind of man. The key word in Laozi’s poetic thinking is Tao, which ‘properly speaking’ means way […].” He concludes: “The lasting element in thinking is the way.” In this way the thinking of China and Japan breathes in Heidegger’s philosophy. Europe’s foremost thinker of the 20th century cannot be properly understood without knowledge of Asia’s philosophy.

Heidegger’s universal quest might also be something for our times. Heidegger was seeking a thinking experience which would assure “that European-Western saying and East Asian saying will enter into dialogue such that in it there sings something that wells up from a single source.” And he walks the walk in the dialogue with his friend, as when he finds out that the Japanese word for language, ‘koto ba,’ is the best way to better understand his own language, German.

Thus, both Zhuangzi and Heidegger formulated central challenges and opportunities for the 21st century. Zhuangzi by asking us to see “the Others”, understand what they enjoy, and acknowledge it. Heidegger by asking us to seek a way to understand his thinking, his transcultural roots, and his search for a common human ground. Or as professor Reinhard May puts it: “In order to gain a new perspective from this ‘Heidegger case’,” we will have to devote ourselves to other people’s thinking “as thoroughly as to that of our own tradition, not least since Heidegger has, in his own special way, demonstrated the necessity of transcultural thinking.”

In this light we can also see how Heidegger questioned the basis of our modern thinking in Brief über den ‘Humanismus’ (1947) (Letter on ‘Humanism’): “Philosophy is hounded by the fear that it loses prestige and validity if it is not a science,” Heidegger wrote. And again he returned to a fish metaphor: “Thinking is judged by a standard that does not measure up to it. Such judgment may be compared to the procedure of trying to evaluate the natures and powers of a fish by seeing how long it can live on dry land. For a long time now, all too long, thinking has been stranded on dry land.”

He didn’t write it explicitly, but this metaphor seems to be a reference to another of Zhuangzi’s parables (number 6): “When the springs dry out, the fish are found stranded on the earth. They keep each other damp with their own moisture, and wet each other with their slime.”

Vital parts of our migratory history of ideas have become stranded on dry land since the encounter in Bremen. At the same time, a new awareness might be dawning of the importance of our long-forgotten global interconnectedness – as can be seen from Samuel Moyn and Andrew Sartori’s Global Intellectual History (2013) or Jonardon Ganeri’s “Why Philosophy Must Go Global: A Manifesto” (2016). The history of ideas can also learn lessons from the new insights now being presented in the field of global history and the de-centering of perspective, or from earlier times: The “universalism” of Mozi, or the argument for “world literature” by both Goethe and Nobel laureate Rabindranath Tagore.

The world is not just connected by trade, as Hajime Nakamura pointed out in A Comparative History of Ideas (1975). Even more importantly, humans are bonded by those migratory ideas that transcend national and cultural borders. And as Heidegger showed, we don’t have to meet physically in order to face each other. In the global history of ideas we can rather stand face to face through texts across ages and seas.

Such a history of ideas has the potential to give us new and fresh ways of looking at our world, as the participiants at the gathering in Bremen found out. This is not just because “there is no such thing as western civilization,” or eastern civilization for that matter, as Kwame Anthony Appiah puts it. It is also because new research frequently proves that our cultural heritage is often not what we are taught to believe. Heidegger’s critique inspired the Algerian-born Jacques Derrida to develop the German term “Destruktion” into the French concept of “déconstruction”. As the time and being of the 21st century drags on, it might be about time to add reconstruction to deconstruction.

A reconstruction of our natural and common global history of ideas can be seen as a fulfillment of the thinking of Zhuangzi, “the first deconstructivist”. He disavowed the ideologies of rulers and the hierarchies of scholars that imprison the human mind, leading individuals astray from their own innate nature (hsing). The stringent argument that we are being taught is logic is far too often nonsense – because, rather, eclecticism is all. The eclectic, comparative, and inclusive way of thinking pours water over stranded fish, making reconstruction a flow of the natural way (wu wei 無爲). If we follow the way of Zhuangzi and read the classics anew, we can reconstruct our past based not on an ethnocentric take, but rather on a comparative and transcultural perspective – placing weight on our migratory ideas. Instead of studying history of ideas within a national or ethnic framework, we might re-orient and be on the way to reconstruction with the help of three ‘C’-terms: Contact. Comparison. Complexity.

johnadamsvp-flipped

John Adams concluded that the democracy of the US resembled that of Phoenician Carthage more than any other republic

We might for example see the way Thomas McEvilley has shown how the pre-Socratics and Plato were influenced by the thinking of India, a country where the secular and materialistic Lokayata (Carvaka) philosophy has prevailed for over 2500 years (Contact). Such global and comparative perspectives on the world of ideas can release us from the ethnocentrism that has left our thinking stranded on dry land for all too long now. If we follow such channels of thought, we discover that it was not Athens, nor any Greek city-state, that Aristotle hailed as the best-governed or most democratic. Instead, in Politics, he held up Phoenician Carthage, in modern-day Tunisia, as the state with the best constitution, the most stable rule – which was not prone to tyranny – and as the place where the people had the most say when it came to electing politicians (Comparison). As the second US president John Adams pointed out in A Defence of the Constitution of Government of the United States of America (1787): “This government [of Carthage] thus far resembles those of the United States of America more than any other of the ancient republics, perhaps more than any of the modern…” (Complexity).

Thus, the reconstruction of a global history of ideas makes the founding fathers and the basic documents of our past ripe for rereading from a comparative and non-ethnocentric perspective. Man is not an island and neither is the world – nor have they ever been. Rather, man is a fish, ever in danger of being stranded on dry land. But the springs can be refilled, opening up new channels of thought so that more fish can swim as they please – just as a simple question taught the merchant Kellner, Heidegger, and their guests how to enjoy swimming in the vast seas of the global history of ideas.

Dag Herbjørnsrud is a historian of ideas from the University of Oslo with a cand. philol. thesis on the late philosophy of Robert Nozick. He is the author of the book Globalkunnskap (2016, “Global Knowledge. Renaissance for a New Enlightenment”) at Scandinavian Academic Press, and the founder of the recently established Center for Global and Comparative History of Ideas (SGOKI).

Historicizing Ghosts: Reimagining Realities in Nineteenth Century Popular Bengali Fiction

by guest contributors Senjuti Jash and Shuvatri Dasgupta

ghostsIn South Asian historiography myths, local legends, chronicles, and folklores function as primary sources for the writing of “history,” or itihasa, as Romila Thapar has illustrated. Within the broad genre of fiction, historians have traditionally used social novels or short stories, and have overlooked popular fiction dealing with ghosts and spirits. Residing in an alternative society to that of the anthropocentric one, in fictionalized narratives and anecdotes, ghosts represented the “other” of the Bengali “self” during the nineteenth century. In this piece, we explore ghost stories as texts which can inform a bottom-up approach to histories of the nineteenth-century Bengali mind.

Why did the spectral community find popularity in the fictional realm of the Bengali mind during the nineteenth century? The primary reason behind this are the cholera, malaria, and plague epidemics which wreaked havoc in villages and cities, wiping out more than half of the population in Bengal during the early nineteenth century. From 1839 onwards, these epidemics spread from Bengal to other parts of India, as John Hays has shown. As the number of discarded and diseased corpses increased, ghosts found a place in the Bengali psyche facing the realities of death in their everyday worlds. In this scenario, the discourses of science and medicine produced a space at the intersections of “rationality” and “spirituality,” and engendered these accounts, which were transmitted both orally and in print.

The category of “ghost” remained fluid: in some stories they were seen, while in some their presence was only felt. In the fictional narratives, an environment of phantasm was created with omens like black cats, moonlight, and veiled silhouettes. The spaces of deserted houses and dilapidated bungalows acquired a metaphorical organic significance in these discourses. In a Bengali proverb from Comilla (Bangladesh), roughly translated as “ghosts inhabit a broken-down house,” the house signified the human body crumbling under various incurable ailments, which attracted ghosts to make the ailing human one of their own.

Local legends from Rangpur (Bangladesh) dating back to the nineteenth century described the habitats of different types of ghosts in various kinds of trees, namely Palmyra, Tamarind, and Madar. Ghosts also inhabited trees like Banyan, Sand Paper, Acacia, and Bengal Quince. The allocation of habitats in the spectral world mirrored anthropocentric normativities associated with gender roles. For example, the male Brahmin ghost, namely the Brahmadaitya, usually inhabited tall evergreen trees like Aegle Marmelos, Peepul, and Magnolia, maintaining his social superiority over others even after death. Female ghosts inhabited smaller shorter bushes and shrubs like the Streblus Asper and others. The Brahmadaitya’s habitat in comparison with the female ghosts’ habitats illustrated not only his primacy on the social ladder, but also the gender normativities permeating into the “other” world from the human world. 

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An early 20th century edition of the Grandmother’s Tales. Image courtesy of GoodReads.

In a famous anthology of tales compiled in the early twentieth century titled Thakurmar Jhuli (Grandma’s Bag of Tales), the narrator was an old woman entertaining her grandchildren, with a barely-disguised didactic tone. These tales reflected an element of moral speculation attached to the gender roles of the ghosts. Female ghosts like the widowed Petni were portrayed as attracted to fish, given the nineteenth century Indian tradition of widows living an ascetic life with dietary regulations. The construction of this ghostly image functioned on two levels: the reflection of the past married life on the widowed “self” of the narrator, and the articulation of these suppressed desires through the representations of the “other” widowed ghost. This dual self-projection of the narrator served a greater purpose, as it participated in the ongoing discourse about the issues of sati and widow remarriage, contributing to larger debates about the rights and privileges of women in nineteenth-century Bengali society.

With the colonial government’s criminalization of sati and legalization of widow remarriage, as Lata Mani has shown in her seminal article “Contentious Traditions,” women became sites of conflict for redefining “tradition.” There was a clear colonial preoccupation with the state of women as a benchmark for appraising civilizational standards. For the colonial masters, the injustice and oppression meted out to Indian women in the form of sati became a corroboration of “British modernity” and a moral platform on which their “civilizing” endeavor could be justified. The “feminine” hence provided a space for renegotiating what was “Indian” and what was “Western.” The female ghosts were clearly no different. While Indian women gradually unified over shared demands for various rights, the ghostly women from the other world expressed their solidarities for these reforms through the figure of Petni indulging in fish.

In these fictionalized narratives, living women—especially the ones who were pregnant or had long lustrous hair—were portrayed as more susceptible to ghostly encounters. Also, medical conditions such as seizures, epilepsy, multiple personality disorders, and schizophrenia in women were diagnosed by the quacks as being possessed or inhabited by evil or unholy spirits. These women then were subjected to the autonomy of the exorcists. They were sexually exploited under the pretext of exorcism and were sometimes even forced to marry the exorcist as a favor in return. Since most of the oral tales were produced by female narrators, they served as a space to articulate and in turn resist the threats women faced from the community of exorcists and failed to overcome in the human worlds.

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An exorcist confronting a “possessed” woman. Illustration from Bhutude Kanda, by Rabidas Saharoy (1962). Illustrations by Maitreyee Mukhopadhyay and Debabrata Gosh.

The influence of colonial race theories was also clearly detectable in the world of horror fiction, as they emerged as a significant premise for British epistemic exercises. Significant segments of British and European intellectuals, even during the age of the Scottish Enlightenment, considered Indians to be closer to black Africans, or black Malays, than they were to white “Caucasians.” As Swarupa Gupta comments, there was “selective adaptation, internalisation and re-articulation” of the basic tenets of imperial race theory, interwoven with prevalent conceptions of Hindu caste hierarchy within the Indian milieu, after the Census of 1871 (Notions of Nationhood, 112-13). While ordinary ghosts, both male and female, were described as dark-skinned, the Brahmin male ghost was portrayed as fair-skinned, tall, exhibiting saint-like feet, and wearing sandalwood sandals. On one hand, widowed Petni was depicted as a very dark-skinned figure; on the other, the ghost of the Muslim man, known as Mamdo, was also depicted with similar adjectives. Additionally, he wore a skullcap and featured an unkempt beard. The image of the Islamic ghost succumbed to colonial stereotypes, resembled its human image and position in society.

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Petni catching fish in a river. Image from Embellished Memories website.

Bibhutibhushan Bandyopadhyay’s short story “Oshoriri” tells how a Bengali middle-class man from Calcutta mistook his low-caste dark-skinned Bihari servant in Ranchi for a “ghost.” The tale ends with a strong note on the social constructions of the aesthetic facade of a man in contradistinction to a ghost, and how this dichotomy was balanced on an understanding of Victorian notions of outward appearance. Hence, specific categories of low-caste ghosts were marginalized even in their death, as an expression of the powerful afterlife of the stringent specificities of “caste” and “religion” that even death could not transcend. Thus, the socioeconomic and political impact of colonial dominance was translated in the languages of the spectral world through the idioms of religious, social, and gender discrimination, and racial hierarchies.

Ghosts were not always scary or malicious. In some tales, like the Jola ar Sat Bhoot (The Muslim Weaver and Seven Ghosts), they emerged as benevolent figures helping poor peasants out of financial misery, while also representing the spirit of resistance against the oppressive British regime. However, the figure of the benevolent ghost was essentially limited to the sphere of rural narratives, since urban miseries appeared to be apparently incurable even by ghostly benevolence. In the urban narratives, the ghosts appeared more as a threat to the luxuries and comforts, such as electricity, enjoyed by the city dwellers. Socially constructed notions of hygiene associated with poverty, such as bodily stink and dirty fingernails, were regarded as threatening even to ghosts, let alone humans! The poor were outcast even in the domain of enjoying the privilege of ghostly attention in the fiction generated in elite and gentrified urban spaces.

Picking up the thread from where we began, these fictional tales hence remain an unexplored repository for the intellectual historian, portraying how the Bengali mind under colonial transitions revisualized worlds, relationships, normativities, and ideologies. These narratives, both orally transmitted in rural areas and through print in urban circles, generated alternative realities. On one hand, gender restrictions were subverted, on the other, racial hierarchies and rural-urban divisions were reiterated. Reflecting the transitions in a Bengali society caught in the middle of colonial ideologues and nationalist exceptionalisms, ghosts provided Bengalis the voice of hope, faith, and sustenance they needed at the turn of the century.

Shuvatri Dasgupta is a final-year master’s student at Presidency University. Her work revolves around locating the global in the local by analyzing the multilayered origins of cultural and political discourses—tracing their genealogies and contextualizing them in transregional frameworks.

Senjuti Jash is a postgraduate student in History at Presidency University, Kolkata. Her dissertation is about the global intellectual history of caste. She is interested in overcoming the barriers of time and space to discern the intricate webs of connectivities across polities, economies, and cultures in this global age.

What We’re Reading: Feb. 11

Here are a few interesting articles and pieces we found around the web this week. If you come across something that other intellectual historians might enjoy, please let us know in the comments section.

Emily:

Heidi Egginton, ‘Cadogan’s Last Fling’: The Papers of Sir Alexander Cadogan continued (Churchill College Archives Centre)

Alex Abramovich, Ode to Joy (LRB blog)

Daniel Penny, #Milosexual and the Aesthetics of Fascism (Boston Review)

Nicholas Syrett interviews April Haynes, More than Masturbatory (on Haynes’ new book about nineteenth-century US anti-masturbation campaigns) (Notches)

John:

Alys Aglan à propos de Sergio Luzzatto, « La justice des partisans » (La vie des idées)

Dirk Baecker, »Superintelligenz, und die Plastizität des Menschen« (Open Edition: Kultur/Reflexion)

Markus Beyer im Gesprach mit Norman Manea, »Die Chance des Exils« (NZZ)

Sylvain Bourmeau avec Marc Joly, « La sociologie, une révolution » (France Culture)

Caryl Emerson, “Word Wars” (The Chronicle of Higher Education)

Emilio Gentile, “Storiografia in crisi d’identità” (Il Sole 24 Ore – Domenica):

Wolfgang Herbert zum neuen Buch Jan Assmanns, »Genealogie des Monotheismus« (Literaturkritik.de)

Anna von Münchhausen zu Willy Fleckhaus, »Ein Mann färbt ab« (Zeit)

Anna-Verena Nosthoff und Felix Maschewski, »„Democracy as Data“? – Über Cambridge Analytica und die „moralische Phantasie“« (Merkur)

Jacob Soll, “How Think Tanks Became Engines of Royal Propaganda” (Tablet Magazine)

And finally, a late interview (« La beauté sauvera-t-elle le monde ? ») with the great scholar Tzvetan Todorov (1939-2017; avec John Cornil, CLAV/CAL-YouTube)

Sarah:

Roxana Azimi, A Marrakech, quand la bourgeoisie marocaine construit des musées plutôt que des golfs (Le Monde)

Juliet Hooker, More and more influential: Frederick Douglass and Donald Trump (AAIHS Black Perspectives)

Benjamin Kunkel, Marx’s Revenge (The Nation)

Fiona Paisley, Australian Women at the League of Nations: A spotlight on settler colonialism in the 1930s (Australian Women’s History Network Blog)

Tim Parks, What Are the Pitfalls for the Politically Engaged Writer? (New York Times)

Disha:

David Bell, “France: The Death of the Elephants” (Dissent)

Peter Kujawinski, “Guardians of a Vast Lake, and a Refuge for Humanity” (The New York Times)

Amani Bin Shikhan, “Why Princess Nokia Matters, Now More Than Ever” (Vice)

Peggy Noonan, “What Comes After Acheson’s Creation?” (The Wall Street Journal)

Rachel Syme, “The Big Short” (The New Republic)

Spence:

Janet Flanner, “Isadora” (The New Yorker)

Rachel Aviv, “How Albert Woodfox Survived Solitary” (The New Yorker)

Michael Engelhard, “Darwin’s Polar Bear” (Time to Eat the Dogs)

Mark Harman, “Lesser-Known Kafkas” (Los Angeles Review of Books)

Eric:

I. Augustus Durham, “How “Black” Is Your Science Fiction?” (Black Perspectives)

Claire Jarvis, “Woman Problems” (N+1)

Damon Linker, “Trump’s theofascist” (The Week)

Kathryn Schulz, “When Things Go Missing” (The New Yorker)

Carolyn:

Raphael Pope-Sussman, “A German Historian’s Thoughts on Trump, Fascism and America: Interview with Isabel Hull” (The Gothamist)

Pankaj Mishra, “Václav Havel’s Lessons on How to Create ‘Parallel Polis’” (The New Yorker)

David Bornstein, “Comparing Young Americans for a Complex World” (NYT)

JHI 78:1 Available

The latest issue of the Journal of the History of Ideas, volume 78 number 1, is now available in print, and will shortly be online at Project Muse. The table of contents is as follows:

J.S. Maloy, Bodin’s Puritan Readers and Radical Democracy in Early New England, 1-26

Mara van der Lugt, The Body of Mahomet: Pierre Bayle on War, Sex, and Islam, 27-50

Adam Foley, Miltonic Sublimity and the Crisis of Wolffianism before Kant, 51-72

Colin Heydt, The Problem of Natural Religion in Smith’s Moral Thought, 73-94

Simon W. Taylor, Between Philosophy and Judaism: Leo Strauss’s skeptical Engagement with Zionism, 95-116

Carol Summers, Adolescence versus Politics: Metaphors in Late Colonial Uganda, 117-136

Andrew Hui, The Many Returns of Philology: A State of the Field Report, 137-156

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