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Between Conservatism and Fascism in Troubled Times: Der Fall Bernhard

by guest contributor Steven McClellan

The historian Fritz K. Ringer claimed that for one to see the potency of ideas from great thinkers and to properly situate their importance in their particular social and intellectual milieu, the historian had to also read the minor characters, those second and third tier intellectuals, who were barometers and even, at times, agents of historical change nonetheless. One such individual who I have frequently encountered in the course of researching my dissertation, was the economist Ludwig Bernhard. As I learned more about him, the ways in which Bernhard formulated a composite of positions on pressing topics then and today struck me: the mobilization of mass media and public opinion, the role of experts in society, the boundaries of science, academic freedom, free speech, the concentration of wealth and power and the loss of faith in traditional party politics. How did they come together in his work?

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Ludwig Bernhard (1875-1935; Bundesarchiv, Koblenz Nl 3 [Leo Wegener], Nr. 8)
Bernhard grew up in a liberal, middle-class household. His father was a factory owner in Berlin who had converted from Judaism to Protestantism in 1872. As a young man, Bernhard studied both Munich and Berlin under two-heavyweights of the German economic profession: Lujo Brentano and Gustav Schmoller. Bernhard found little common ground with them, however. Bernhard’s friend, Leo Wegener, best captured the tension between the young scholar and his elders. In his Erinnerungen an Professor Ludwig Bernhard (Poznań: 1936, p. 7), Wegener noted that “Schmoller dealt extensively with the past,” while the liberal Brentano, friend of the working class and trade unions, “liked to make demands on the future.” Bernhard, however, “was concerned with the questions of the present.” He came to reject Schmoller and Brentano’s respective social and ethical concerns. Bernhard belonged to a new cohort of economists who were friendly to industry and embraced the “value-free” science sought by the likes of Max Weber. They promoted Betriebswirtschaft (business economics), which had heretofore been outside of traditional political economy as then understood in Germany. Doors remained closed to them at most German universities. As one Swiss economist noted in 1899, “appointments to the vacant academical [sic] chairs are made as a rule at the annual meetings of the ‘Verein für Socialpolitik’,” of which Schmoller was chairman from 1890-1917. Though an exaggeration, this was the view held by many at the time, given the personal relationship between Schmoller and one of the leading civil servants in the Prussian Ministerium der geistlichen, Unterrichts- und Medizinalangelegenheiten (Department of Education, church and medical affairs), Friedrich Althoff.

Part of Bernhard’s early academic interest focused on the Polish question, particularly the “conflict of nationalities” and Poles living in Prussia. Unlike many other contemporary scholars and commentators of the Polish question, including Max Weber, Bernhard knew the Polish language. In 1904 he was appointed to the newly founded Königliche Akademie in Posen (Poznań). In the year of Althoff’s death (1908), the newly appointed Kultusminister Ludwig Holle created a new professorship at the University of Berlin at the behest of regional administrators from Posen and appointed Bernhard to it. However, Bernhard’s placement in Berlin was done without the traditional consultation of the university’s faculty (Berufungsverfahren).

The Berliner Professorenstreit of 1908-1911 ensued with Bernhard’s would-be colleagues, Adolph Wagner, Max Sering and Schmoller protesting his appointment. It escalated to the point that Bernhard challenged Sering to a duel over the course lecture schedule for 1910/1911, the former claiming that his ability to lecture freely had been restricted. The affair received widespread coverage in the press, including attracting commentaries from notables, such as Max Weber. At one point, just before the affair seemed about to conclude, Bernhard published an anonymous letter in support of his own case, which was later revealed that he was in fact the author. This further poisoned the well with his colleagues. The Prussian Abgeordnetenhaus (Chamber of Deputies) would debate the topic: the conservatives supported Bernhard and the liberal parties defended the position of the Philosophical Faculty. Ultimately, Bernhard would keep his Berlin post.

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Satire of the Professorenstreit (click for larger image)

The affair partly touched upon the threat of the political power and the freedom of the Prussian universities to govern themselves—a topic that Bernhard himself extensively addressed in the coming years. It also concerned the rise of the new discipline of “business economics” gaining a beachhead at German secondary institutions. Finally, the Professorenstreit focused on Bernhard himself, an opponent of much of what Schmoller and his colleagues in the Verein für Socialpolitik stood for. He proved pro-business and an advocate of the entrepreneur. Bernhard also showed himself a social Darwinist, deploying biological and psychological language, such as in his analysis of the German pension system in 1912. He decried what he termed believed the “dreaded bureaucratization of social politics.” Bureaucracy in the form of Bismarck’s social insurance program, Bernhard argued, diminished the individual and blocked innovation, allowing the workers to become dependent on the state. Men like Schmoller, though critical at times of the current state of Prussian bureaucracy, still believed in its potential as an enlightened steward that stood above party-interests and acted for the general good.

Bernhard could never accept this view. Neither could a man who became Bernhard’s close associate, the former director at Friedrich Krupp AG, Alfred Hugenberg. Hugenberg was himself a former doctoral student of another key member of the Verein für Socialpolitik , Georg Friedrich Knapp. Bernhard was proud to be a part of Hugenberg’s circle, as he saw them as men of action and practice. In his short study of the circle, he praised their mutual friend Leo Wegener for not being a Fachmann or expert. Like Bernhard, Hugenberg disliked Germany’s social policy, the welfare state, democracy, and—most importantly—socialism. Hugenberg concluded that rather than appeal directly to policy makers and state bureaucrats through academic research and debate, as Schmoller’s Verein für Socialpolitik had done, greater opportunities lay in the ability to mobilize public opinion through propaganda and the control of mass media. The ‘Hugenberg-Konzern’ would buy up controlling interests in newspapers, press agencies, advertising firms and film studios (including the famed Universum Film AG, or UfA).

In 1928, to combat the “hate” and “lies” of the “democratic press” (Wegener), Bernhard penned a pamphlet meant to set the record straight on the Hugenberg-Konzern. He presented Hugenberg as a dutiful, stern overlord who cared deeply for his nation and did not simply grow rich off it. Indeed, the Hugenberg-Konzern marked the modern equivalent to the famous Raiffeisen-Genossenschaften (cooperatives) for Bernhard, providing opportunities for investment and national renewal. Furthermore, Bernhard claimed the Hugenberg-Konzern had saved German public opinion from the clutches of Jewish publishing houses like Mosse and Ullstein.

Both Bernhard and Hugenberg pushed the “stab-in-the-back” myth as the reason for Germany’s defeat in the First World War. The two also shared a strong belief in fierce individualism and nationalism tinged with authoritarian tendencies. These views all coalesced in their advocacy of the increasing need of an economic dictator to take hold of the reins of the German economy during the tumultuous years of the late Weimar Republic. Bernhard penned studies of Mussolini and fascism. “While an absolute dictatorship is the negation of democracy,” he writes, “a limited, constitutional dictatorship, especially economic dictatorship is an organ of democracy.” (Ludwig Bernhard: Der Diktator und die Wirtschaft. Zurich: 1930, pg. 10).

Hugenberg came to see himself as the man to be that economic dictator. In a similar critique mounted by Carl Schmitt, Bernhard argued that the parliamentary system had failed Germany. Not only could anything decisive be completed, but the fact that there existed interest-driven parties whose existence was to merely antagonize the other parties, stifle action and even throw a wrench in the parliamentary system itself, there could be nothing but political disunion. For Bernhard, the socialists and communists were the clear violators here.

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Ludwig Bernhard, »Freiheit der Wissenschaft« (Der Tag, April 1933; BA Koblenz, Nl 3 [Leo Wegener)], Nr. 8, blatt 91; click for larger image)
The Nazis proved another story. Hitler himself would be hoisted in power by Hugenberg. Standing alongside him was Bernhard. In April 1933, Bernhard published a brief op-ed entitled “Freiheit der Wissenschaft,” which summarized much of his intellectual career. He began by stating, “Rarely has a revolution endured the freedom of science.” Science is free because it is based on doubt. Revolution, Bernhard writes, depends on eliminating doubt. It must therefore control science. According to Bernhard, this is what the French revolutionaries in 1789 attempted. In his earlier work on this topic, Bernhard made a similar argument, stating that Meinungsfreiheit (free speech) had been taken away by the revolutionary state just as it had been taken away by democratic Lügenpresse. Thankfully, he argued, Germany after 1918 preserved one place where the “guardians” of science and the “national tradition” remained—the universities, which had “resisted” the “criminal” organization of the Socialist Party’s Prussian administration. Bernhard, known for his energetic lectures, noted with pride in private letters the growth of the Nazi student movement. In 1926, after having supported the failed Pan-German plan to launch a Putsch (coup d’état) to eliminated the social democratic regime in Prussia, Bernhard spoke to his students, calling on the youth to save the nation. Now, it was time for the “national power” of the “national movement” to be mobilized. And in this task, Bernhard concluded, Adolf Hitler, the “artist,” could make his great “masterpiece.”

Ludwig Bernhard died in 1935 and therefore never saw Hitler’s completed picture of a ruined Germany. An economic nationalist, individualist, and advocate of authoritarian solutions, who both rebelled against experts and defended the freedom of science, Bernhard remains a telling example of how personal history, institutional contexts and the perception of a heightened sense of cultural and political crisis can collude together in dangerous ways, not least at the second-tier of intellectual and institutional life.

Steven McClellan is a PhD Candidate in History at the University of Toronto. He is currently writing his dissertation, a history of the rise and fall, then rebirth of the Verein für Sozialpolitik between 1872 and 1955.

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The Interwar, Ourselves

by contributing editor Disha Karnad Jani

The period in between the First and Second World Wars yields fertile ground for reflection by many of our public intellectuals. Much of this resonance comes from the fact that historians have typically understood the 1920s and 1930s in one of three ways. The period can be understood as the aftermath of the First World War and the lost peace. It can be understood as the lead-up to the Second World War. And the contrarian’s response to these gloomy retellings: it was the culturally vibrant period that birthed the Jazz Age, talkies, advances in technology, and shifts in the restrictive social mores of the Long Nineteenth Century. But to hear it told as a single European story, the history of the interwar years reads first and foremost as warning. The period-after-the-war and the period-before-war are one and the same, as the post bleeds into the pre. The years between the First and Second World Wars become a cautionary tale for foreign policy experts, a lesson for those who tinker with the economy, and a time of warnings unheeded.

There are three sets of assumptions attached to most renderings of this period. First, that ‘war’ is defined as the armed conflict carried out between state actors and bound by official declarations that mark the beginning and end of fighting. Second, that ‘peace’ is merely the absence of war, meaning that the period between 1918 and 1939 was one of relative, if not absolute stability – the ‘inter’ in ‘interwar.’ And finally, that the First World War was a signal and symbol of the breakdown of a particular European civilizational identity. The Allied victory in 1945 was consequently a triumph in the wake of which a peaceful liberal order for Europe was built in the shadow of Soviet Russia and the encroaching illiberal mirror-image it represented.

In our moment, it has become customary to draw comparisons between the contemporary world and the world of the 1920s and 1930s. I invite readers to search Twitter for the phrase “and what rough beast its hour come round at last slouches towards Bethlehem to be born?” The overwhelming result will be a piece of news or photograph with Yeats’ ominous query quoted without comment. In an era apparently marked by the crumbling of the postwar liberal order (if our public intellectuals are to be believed) it makes sense that we look to the last time that happened. Pankaj Mishra, for instance, has characterized our moment as an “age of anger” that liberal rationalism is incapable of explaining away. Instead, Mishra proposes considering democracy as a “profoundly fraught emotional and social condition” rather than one side of the liberal-illiberal binary. Commentators have framed and re-framed the first decades of the twentieth century in The London Review of Books, Foreign Affairs, The New York Times, Dissent, and The New Republic, among others. Arguments against comparing our moment to the Weimar Republic were published last month in Jacobin by way of a Weimar historian. In this vein, Mark Mazower’s 1998 book Dark Continent: Europe’s Twentieth Century remains an early example of the reevaluation of the cradle of post-1945 stability, years before the oft-referenced ‘de-stabilizers’ occurred – 9/11, the 2008 financial crisis, the rise of the far-right in Europe, and the Syrian civil war.

Alternatively warning away from or advocating for the use of the past as a lesson, writers nonetheless have found it powerful to compare and contrast century-old developments and the present. It is not difficult to understand why these lessons resonate. Much of this conversation has to do with the simple act of naming: what is a fascist? What is a liberal? What is a populist? It is not for me to say here whether these parallels should or shouldn’t resonate, or what kind of value these comparisons may hold, either for our understanding or for productive political action. I am merely inviting an examination of the assumptions contained within our treatment of the interwar period, and what happens to this period in our collective memory if those assumptions’ legacies are dismantled by some, and upheld by others. The distinction is stark if we compare two kinds of reflections on the resonance of the interwar period. If the comparison is made in order to demonstrate the dangers of ignoring or abetting a threat to liberalism or social good, then the interwar stands as a warning. If, however, the parallel is not a call to preserve or guard against a threat, but rather to reexamine the usefulness of the very thing in need of preservation – NATO, the Democratic Party, or a ‘free press’ for example – then the critical intervention necessarily involves an adjustment of the lessons of the 1920s and 1930s. Such an intervention requires at least a partial rejection of the notion that the twentieth century’s greatest triumph was the spread of liberal democracy.

The interwar period has also been framed as a simultaneous genesis and telos of our narrative understandings of the past. 1914 was the year our present began, and it was the year the world ended. Playing with these starts and stops forms the substance of many, if not all, historiographical interventions in the study of the interwar period. And because this period is also considered the genesis of many of our paradigmatic and normative categories for political life, a re-orientation of the narrative has implications for the foundational assumptions of our notions of governmentality, order, and social good, as gathered – as though for ease of access – in the term “liberal democracy.” Two historians who have recently grappled with these questions are Robert Gerwarth and Enzo Traverso.

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Robert Gerwarth shifts the center of the violence of the war towards the defeated states in his recent book, The Vanquished: Why The First World War Failed to End.  Gerwarth’s aim with this book is to move eastward, away from victory and ‘strength amid chaos’ narratives, and to those places with chaos as the main character. The shift is simultaneously geographical and chronological. Gerwarth encourages us to extend the “end” of the period of European violence called the First World War from 1918 to 1923, because, as he argues, “in order to understand the violent trajectories that Europe – including Russia and the former Ottoman lands in the Middle East – followed throughout the twentieth century, we must look not so much at the war experiences between 1914 and 1917 but at the way in which the war ended for the vanquished states of the Great War” (13). Gerwarth does not concern himself much with explaining why tensions arose between particular ethnic groups or political opponents in the period following the armistice, which he tends to see as older antagonisms coupled with new national struggles (214). Rather, he is interested in how and why such violence became so pronounced in the defeated states. The aftermath of the First World War, or rather, the extended European war, changed the course of the twentieth century because it altered the “logic of violence” (254). Even as he describes the moments of success for democracy and stable government, Gerwarth is sure to emphasize the hubris of such moments of triumph: “many policymakers in the vanquished states, and notably in central Europe, firmly believed that they had delivered where the liberal revolutionaries of 1848 had failed…. Liberal democracy, which had failed to come into existence then, had finally emerged triumphant” (116-117). Thus the foundation of whatever ‘peace’ that existed after 1918 is cast as misguided and naïve.

fireandbloodA similar shift takes place in Enzo Traverso’s Fire and Blood: the European Civil War, 1914-1945, which was translated from the French last year. Traverso extends the period of violence even further than Gerwarth does, as he examines the years between the start of the First World War and the end of the Second World War as a single historical event. The characterization of the conflict as a civil war frames the European continent as a single polity tearing itself to shreds, with a shifting roster of combatants. At the beginning, the war emerges as typically as conflicts had for hundreds of years with a formal declaration of war and the mobilization of troops. It turns into a total war, in which civilians are fodder for the war machines of various state and non-state actors. Traverso notes that the norms of liberal democracy become subsumed under the conditions of civil war, which takes on its own horrible logic. He considers the Holocaust, the anti-fascist resistance, and the deaths of civilians on both sides of the wartime and interwar fronts as part of a single global epoch one in which the scale and chaos of violence was unmatched.

Fire and Blood also dislocates two of the most persistent assumptions of older accounts of the interwar period. One of these assumptions is the “anachronism so widespread today that projects onto the Europe of the interwar years the categories of our liberal democracy as if these were timeless norms and values” (2). The second incorrect assumption is that the Allied victory over the Nazis proved itself a “new triumph of Enlightenment…a victorious epic of progress” (276). Sandwiched between these moments is an account of resistance and violence with an almost aggressive refutation of teleology or a progress narrative. Thus, contained within what appears to be merely a chronological and geographic widening, Fire and Blood furnishes an overtly political refusal to celebrate what are meant to be the triumphs of liberal democracy and humanitarianism post-1945. Traverso demonstrates the profound impact a little rearrangement can have.

Indeed, the study of the interwar period has been until recently an investigation into what went wrong and then what went wrong a second time. This sort of narrative is necessarily based on an assumption that things were going right when they were not going wrong. The break between the old world order that existed before 1914 and the subsequent “self-immolation of bourgeois Europe” – to borrow a phrase from Tony Judt – had to be explained. Any discussion of the cultural production, social advances, scientific breakthroughs, moments of hope, or signals of progress had to be mitigated by the epilogue: “little did they know….” Attached to the study of the interwar period then, are the particular methodological and epistemic implications of studying something for its very failure. The historian knows what is to come, but no one else does. Melancholy saturates the prose of such works, and if not that, then a slightly smug dramatic irony.

We are far enough away from the interwar period that it has nearly lapsed out of living memory – the experience of the Great War almost completely gone. Despite this, as Traverso in particular has shown, the period carries meaning for our understandings of violence and collapse. The interwar years remain both near and far. There is continuity in our political lexicon, but many of the categories and their potency have shifted in the ensuing century. Old vocabularies are often deployed to refer to shifting phenomena. If the period is upheld in historians’ understanding as the non-violent (yet markedly uneasy) interlude between the collapse of European order on the one hand, and the triumph of the West and liberal democracy over the evils of fascism on another, then we are left with a very brittle image of what it feels like to endure violence. As Nitzan Lebovic notes in his review of Traverso’s book: “If the polis has been stained since its earliest days by the crimson tide of internal conflicts, its constitutive order should be seen in a different light.” What experiences of suffering sit just off-center, obscured by the stark periodization of war and peace and its accompanying narrative of progress? We are left with a story that marks crisis via formal declarations of war, and the cessation of formal conflict becomes synonymous with peace. The continuation of violence in the lands of the vanquished and the prolonged civil war with its own logic are two spatial-temporal re-orientations that serve to destabilize the creation myth of the order of global liberalism which we are meant to just now evaluate as “in crisis.” And so, as if historians ever needed a reminder: periodization matters. Scale matters. The interwar period is unique because we made it so – it has become in the historical profession and in the public imagination an epoch saturated with poignancy and foreboding, of possibility and thwarted progress. Our moment and the interwar period have been mutually constituted as interstices of chaos. Moving a few things around can have consequences.

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The Brain-for-Itself: Soviet Psychoneurologists Debate the Psychophysical Problem

by guest contributor Jamie Phillips

At a meeting of the Society of Psychoneurologists-Materialists in Moscow in 1930, the Chairman of the Society, Aron Zalkind, appraised the current the state of their field in the Soviet Union, and spoke in particular about the work of the Institute of Higher Nervous Activity at the Communist Academy: “here they not only work experimentally,” he said, “but also sometimes philosophize” (Arkhiv Rossiiskoi Akademii Nauk [ARAN], f. 351 op. 2 d. 25 l. 23ob).

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Workers at the Institute for the Study of Higher Nervous Activity, part of the Communist Academy, Moscow, 1931. It is not immediately clear from their behavior to what extent they are philosophizing. (Image Source: Arkhiv Rossiiskoi Akademii Nauk, f. 350 op. 1. d. 1077 l. 15)

Such a remark might evoke Monty Python-esque images of a workday never begun, of materials left untouched on tables, as white-robed scientist-philosophers pace about the lab in anticipation of the eureka moment. Coming from Zalkind, however, these were words of praise. Soviet psychoneurologists frequently bemoaned and disparaged what they saw as the naïve empiricism of their Western scientific counterparts, their lack of theory, their reluctance to philosophize. And nowhere was this truer than at the Communist Academy, and its Society of Psychoneurologists-Materialists, formed in 1928 with the express goal of bringing ideological direction to the scientific study of psyche, brain and behavior, and of uniting the work of these sciences into a materialist, dialectical theory of the human.

But what was a materialist—let alone dialectical—theory of the psyche? The Soviet Union in this period saw some rather spectacular attempts at reductive explanations of the psyche through correlations in the structures of the brain. Most famously (or notoriously), a group of researchers at the Moscow Brain Institute spent several years cutting Lenin’s brain into thirty thousand little slices in search of the material substrate of his genius, and claimed to find it, at least in part, in an exceptional development of the pyramidal cells of the third layer of the cerebral cortex. Around the same time, the psychoneurologist Vladimir Bekhterev issued a proposal for a “Pantheon of the USSR,” a Pantheon of Brains, in which the brains of outstanding dead Soviet individuals would be displayed in glass cases, alongside their biographies and list of works, with accompanying diagrams and explanations to demonstrate the correlation between them. Such a Pantheon, Bekhterev suggested, would serve both to advance scientific understanding of the brain and psyche and as “propaganda for the materialist view on the development of creative human activity.” (V. M. Bekhterev, “O sozdanii panteona SSSR,” Izvestiia, June 19, 1927).

For all the fanfare of such endeavors—and they seem to have been greeted enthusiastically by both government and public—doubts remained. Bekhterev’s own brain, removed from his skull mere months after its proposal for the Pantheon (and intended, ironically, to be its first occupant), proved in death to be rather unremarkable, in mute defiance, as it were, of the ideas of its living predecessor, as if to say, ‘What, after all, is there to see here?’

Человек и Природа, 1929-02, П???????????? ?  Проблема анатомийеской основы одаренности и мозг В. И p. 16 cropped.jpg
The material substrate of his genius: microphotographs of slices of the brain of Lenin (right) and an “ordinary person” (left). From N. I. Prozorovskii, “Problema anatomicheskoi osnovy odarennosti i mozg V. I. Lenina,” Chelovek i priroda No. 2, 1929, p. 16.

The claims made of Lenin’s brain provoked skepticism as well. A discussion in the Presidium of the Communist Academy briefly considered whether it might be possible to put the brain back together again to subject it to other methods of study. “They’ve shredded it to smithereens,” one lamented, “the conclusions are negligible, and the brain is lost” (ARAN f. 350 op. 1 d. 188 ll. 36-39). More than mere empirical questions, there were conceptual concerns about the overly “mechanistic” understandings of the psyche that such explanations offered. Where in these big or small cells, to paraphrase one objection, was class consciousness? (ARAN f. 350 op. 1 d. 269 l. 8). Such research might be useful, it was argued, but was in need of ideological direction, a push toward more “dialectics.” They didn’t philosophize enough, it would seem, or they philosophized badly.

It was in the context of such concerns that, in late 1928 and early 1929, philosophers, psychologists, physiologists and others came together at the Society of Psychoneurologists-Materialists for a discussion between mechanists and dialecticians on the psychophysical problem. The transcripts remain preserved in the archive of the Communist Academy in Moscow (ARAN f. 350 op. 2 d. 337, 393). They make for dense and at times inscrutable reading; a full exegesis would require volumes. But a brief consideration might provide some insight into what—if anything—came of this meeting of minds and brains.

Comrade V. N. Sarab’ianov, a mechanist philosopher, gives the principal paper. Are our thoughts, or ideas, our sensations, he asks, material or not? When Marx says that “being determines consciousness,” does he mean to oppose consciousness to being, in the sense that consciousness is not being, is not objective, spatial, material? Absolutely, as Sarab’ianov affirms: he opposes them. That which in itself is objective, a physical act in the body, Sarab’ianov continues, , is for me subjective, a psychical act. To the disappointment of the reader, he then launches into a long disquisition on primary and secondary qualities, from Locke and Galileo to Plekhanov and Lenin. (Sarab’ianov’s preferred example, fitting for the circumstances, was the quality of red-ness). But his point, in effect, comes to this: subjective phenomena are immaterial and cannot be objectively observed, and the only path to an objective materialist science of the psyche is through what is directly observable in the body and behavior. The dialecticians’ attempts to treat the psyche as “objective being,” Sarab’ianov contends, prove essentially wrong-headed.

The dialecticians, in turn, counter that

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What is there to see here? A cabinet full of brains in the Institute for the Study of Higher Nervous Activity, Moscow, 1931. (Image Source: Arkhiv Rossiiskoi Akademii Nauk, f. 350 op. 1. d. 1077 l. 18)

Sarab’ianov has confused the ontological problem with an epistemological one, and that the mechanists fail to understand, as one dialectician puts it, “the development of the world,” the emergence of new orders of lawfulness at different stages of development. The mechanists, they argue, conceive of the world only in terms of physical and mechanical forms of motion, and either attempt to reduce the psyche to primary elements, to the brain and physiology, or—what amounts to much the same—isolate consciousness from the world, and render it unintelligible. Either way, they are “unwitting idealists,” for they ignore the problem of the psyche as a distinct property of highly organized matter, as a distinct property of that specially organized piece of matter called the brain. The problem with the mechanists, the psychologist-dialectician Iu. V. Frankfurt asserts, is that they cannot imagine that matter can think. They fail to understand the brain as a thinking thing; they fail to understand the brain, he says, as a “thing in itself and for itself.”

Does any of this make any sense? Certainly, there is no eureka moment here—or in the discussion that follows—and indeed the prevailing sense is of an immense confusion. The psychophysical problem is not solved. Rather, what we begin to see is that they are in fact posing different questions. At the risk of stretching Frankfurt’s use of the term here (though not, I think, the stakes of a broader intervention), the problem of the brain ‘for-itself’ for the dialecticians was not, in the first instance, a question of matter and sensation, but of the possibility of conscious and purposeful action, of the active role of consciousness, as they liked to say, in human behavior. It was a problem of the place of the psyche in the world.

In this respect, we might begin to see how a push towards “dialectics” could point to a different approach to the brain, and to what a materialist explanation of the psyche would be. On one hand, it entailed a turn away from the physical and immediately observable as the privileged form of explaining the psyche: thinking the brain as a thinking thing, the demonstration of “substrates” and “correlates” in itself was of no explanation at all. On the other, it focused attention, above all, on the question of development, and the relation of the brain to the structure of consciousness. Posed in this way, the question to be answered was not one of how the brain produced ideas and sensations, but rather of why, of the role of thought and affect in conscious human activity. In this vein, a number of Soviet psychologists in these years would turn to evidence from the clinic, from child development, and even from socialist construction, to understand the development of specifically human higher psychological functions. As Alexander Luria would later say of the work done in this period by Lev Vygotsky (himself one of the participants in the psychophysical discussion), it was a question of how “history ties new functional knots in the cortex” (Luria, “L. S. Vygotsky and the Problem of Localization of Functions,” p. 391).

The fate of that research is a story for another time. The idea here is not that such attempts to rethink the brain came out of this one discussion, or even that they had much to do with dialectics as we might understand it. Rather, it is to consider how such attempts at “ideological direction” may have raised significant questions about what it is we can see, and what it is we explain, when we look at the brain—dead or alive. In this respect there is still perhaps some value in not only working experimentally, but also, sometimes, philosophizing. And, just maybe, in thinking historically as well.

Jamie Phillips is a Ph.D. candidate in modern European history at NYU. His dissertation examines the history of psychoneurology as a total science of the human in early twentieth century Russia, and its relation to the project of creating a ‘New Man.

Further reading:

For more on the dispute between the Mechanists and Dialecticians, see David Joravsky, Soviet Marxism and Natural Science, 1917-1932 (Routledge, 2009)

For lighter fare, join Joy Neumeyer as she takes A Visit to Moscow’s Brain Institute to explore what’s left of the Pantheon in a delightful article for Vice.

 

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90 Years of Intellectual Cooperation: the Forgotten History of UNESCO’s Predecessor

By Jan Stöckmann

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On 16 January 1926, a group of statesmen, diplomats, and civil servants gathered in Paris to celebrate the inauguration of the International Institute of Intellectual Cooperation at its grand premises in the Palais Royal. Wine was served, an orchestra played Beethoven, Handel, and Mozart. French education minister Edouard Daladier addressed the guests, outlining the idea behind the Institute: “Just like the League of Nations itself,” Daladier explained, “the Institute was inspired by collaboration for peace” (Program Leaflet, January 1926, A.I.6, IIIC Records, AG 1, UNESCO Archives, Paris). It was intended as a platform of exchange for academics, writers, teachers, and artists, to encourage common standards in science and librarianship, to spread major scholarly achievements, to protect intellectual property, and to facilitate student exchanges. Daladier’s address culminated in the proclamation that “the future of the League of Nations depended on the formation of a universal spirit.” In other words, building peace in the minds of people would guarantee peace at large—a variation of which remains UNESCO’s slogan to this day.

The Institute was the executive agency of the Geneva-based International Committee on Intellectual Cooperation, founded in 1922 at the League of Nations. The Committee boasted a dozen public intellectuals, including Marie Curie and Albert Einstein, who met annually to demonstrate the trans-nationality of science and culture. Since, however, the League was unable to provide sufficient funding, the Committee was little more than an illustrious meeting of international intelligentsia at the Palais des Nations. When the Committee expressed its dissatisfaction with this state of affairs, the French government responded in 1924 with a generous offer—the only condition being that the new Institute be located in Paris: “The French government would be disposed to found in Paris an International Institute of Intellectual Cooperation…. All the costs would be covered by an annual subsidy” (Le Gouvernement français serait disposé à fonder à Paris un Institut international de coopération intellectuelle […] Tous les frais seraient couverts par une subvention annuelle. Communiqué, 12 September 1924, A.64.1924.XII, IIIC Records, AG 1, UNESCO Archives, Paris).

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The League of Nations gratefully accepted. After approval by all authorities, the Institute opened the following year. Thanks to the French endowment, its home became the Palais Royal in central Paris. Situated conveniently close to the French Education Ministry, the Palais Royal provided the Institute with outstanding facilities for meetings, receptions, and research work. It spread over four floors, including a conference room, reception salons, a library, an archive, various offices, and a dining room. The Institute fully refurbished the premises and fitted them with a modern kitchen, an intercom system, fire extinguishers, and linoleum floors, spending a total of 184,877 francs. League Secretary-General Sir Eric Drummond commented upon the luxurious setting of the Institute in his speech at the opening ceremony: “There is one thing that I envy, namely the magnificent building which today is formally placed at the Institute’s disposal by you, Monsieur le Président. In this respect, I fear that the Secrétariat must accept to remain for ever in a position of inferiority” (Address by Eric Drummond, 16 January 1926, A.I.6, AG 1, IIIC Records, UNESCO Archives, Paris).

The Institute, directed from 1926 until 1930 by French education expert Julien Luchaire, started out with an ambitious program: a section for university relations, one section devoted to natural sciences and one to humanities, a legal service, and an information bureau which published leaflets, bulletins, and handbooks. The diverse range of projects included the revision of school textbooks, the spread of radio and cinema productions, an agreement on intellectual property rights (passed in 1938), collaborations between artists and museums (including the publication of the quarterly review Museion), and the organization of scientific conferences—such as the International Studies Conference, the world’s first association for the study of international relations. Most endeavors enjoyed only mild success, as the Institute lacked funds to do more than facilitating networks between existing institutions. During the 1930s, the Institute’s ideal for peaceful cooperation suffered from the withdrawal of the dictatorships from all League activities, and in 1940 the German authorities put its offices under seal. A brief attempt after the Second World War to revive the Institute failed, and instead Jean-Jacques Mayoux, the Institute’s last director, signed a contract with Julian Huxley which transferred all property to the newly established UNESCO—thus ending its short, twenty-year history.

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Despite its shortcomings, the Institute provided an important site for intellectual debates and cultural exchange during the inter-war period. A particular gem is the series of conversations between leading intellectuals, including a correspondence between Albert Einstein and Sigmund Freud called Why War? (1932). The Institute’s underlying idea as well as its various projects anticipated in many ways the work of post-1945 international organizations. It is surprising, therefore, that intellectual cooperation under the League of Nations remains such an understudied field, with only a handful of articles (such as Daniel Laqua’s “Transnational intellectual cooperation, the League of Nations, and the problem of order” in the Journal of Global History) and only one recent monograph, Jean-Jacques Renoliet’s L’UNESCO oubliée: l’Organisation de Coopération Intellectuelle (1921-1946), published in 1999 but only available in French. Almost a century later, it is a good time to reflect upon the achievements of inter-war intellectual cooperation, and to make use of the Institute’s archives hosted with UNESCO in Paris. So this blog post is as much celebrating a birthday as it is urging not to forget the dead.

Jan Stöckmann is a doctoral candidate in History at New College, Oxford, and currently a visiting PhD student at Columbia University, New York. His dissertation explores networks of scholars, diplomats and politicians who promoted the study of International Relations as an academic discipline from about 1914 to 1939. Besides his research, he has spent two months at UNESCO as an intern.

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Think Piece

Anti-Imperialist Publications and Suspended Disbelief: Reading the Public Materials of the League Against Imperialism, 1927-1937

by guest contributor Disha Karnad Jani

“Why We Appear”: so begins the September-October 1931 issue of the Anti-Imperialist Review, the official journal of the League Against Imperialism and for National Independence (LAI). This organization was founded in 1927 and brought nationalists, Communists, socialists, and sympathizers together under the direction of the Communist International (Comintern) to organize a complex solution to a complex problem. Based in Berlin, then London, but arguably led from Moscow, the organization would disintegrate by 1937, despite the fanfare that accompanied its arrival in the anti-imperial spaces of the interwar period. Their inaugural sessions at the Palais d’Egmont in 1927 had resulted in an organization tasked with bringing empire to its knees, through the cooperation of all those who considered themselves “anti-imperialists.” As the attitude of the Comintern towards non-Communists and national bourgeois leaders hardened, the LAI turned away from this avowedly inclusive agenda. The socialist origins of the organization, when combined with the nationally-circumscribed aims of many involved, meant that the League’s rhetoric and activities reflected the complexities of a negative association such as “anti-imperialist.” These were the years during which men like Jawaharlal Nehru, Mohammad Hatta, Achmed Sukarno and J.T. Gumede met and forged links that contextualized and strengthened their decades-long struggles for freedom.

A historian seeking to understand this organization—and the tremendous significance of this moment for the long decades of nationalisms and decolonizations to come—will likely ask some basic questions. What did the League Against Imperialism look like? Who were the participants? How did this organization function? How did its members make decisions? What did it set out to do? To whom was it appealing?

Luckily, the answers to these questions lie in the LAI’s official publications, journals, and resolutions. Take the first piece in the Anti-Imperialist Review‘s September 1931 issue:

We are faced at the present moment with the need to draw up a concrete and detailed programme for the international anti-imperialist work in the spirit of the principles and organizational lines led down by the second World Congress and by the recent session of the Executive Committee [of the League Against Imperialism], a programme that will serve as a mighty weapon in the struggle for integrity of principle and against national reformism. This journal will systematically prepare for the working out of such a programme by free and open discussion. (Anti-Imperialist Review, Vol. 1, No. 1, 5, author’s emphasis).

This publication is very clear in its aims and its desired audience. No national reformists or members of the bourgeoisie need read this journal. Only those truly committed to the liberation of the “struggling masses in the colonies and the revolutionary workers in the imperialist centers” need read further. The Review—as well as news bulletins, resolutions, and policy briefs emanating from Friedrichstrasse 24, Berlin between 1927 and 1933—present themselves as fostering a genuinely robust community of revolutionaries from all oppressed nations in order to bring about an end to imperialism and capitalism.

These statements of intent and organizational success do little for us, however, when we read them in concert with surveillance documents, correspondence, state archives, and the private papers of the people involved in decision making—such as the Executive Committee mentioned above. As Fredrik Petersson’s research has shown, the Communist International had a heavy hand in LAI proceedings, while the Eastern Secretariat in Moscow influenced the financial and ideological direction of the organization. The German Communist Willi Münzenberg had organized the initial meetings and later facilitated the LAI’s reorientation in policy towards a more hardline, anti-bourgeois stance in 1931. These goings-on highlight the often-chaotic shifts in larger forums that affected the way this purportedly international organization functioned.

But what was it like to be a part of an organization like this one, taking what its leaders said about free and open discussion and resistance led by the colonized at face value, without having access to the kinds of archives a historian can rely on to tell the behind-the-scenes story? If you learned about the LAI sometime in 1928, for example, at a meeting of one of its affiliated groups, how were you meant to remain connected to the larger struggle against imperial injustice? One way was through engaging with the language and rhetoric of the LAI’s circulated resolutions and its “official organ” the Anti-Imperialist Review. Once the conference in Brussels, Frankfurt, or Berlin was over and one went back home, participating in this grand project meant receiving things in the mail and reading them, and writing back.

Knowing this, is it possible to read the “official” publications coming from the central offices not as a façade to be torn away, but a material and intellectual facet of what it was like to see yourself as part of a transnational project of resistance?

As an exercise, I found it helpful to read at face value the materials put out by the League and disseminated through its national sections and sympathetic friends. At least some of the people reading the materials the LAI put out likely believed the image they provided of the state of world revolution (though the profusion of qualifiers here indicates, I hope, my discomfort with assuming the intentions of these people). What can be learned from reading this organization’s so-called “propaganda” as intellectual production, as a genuine desire to work through the problems of anti-imperial struggle? Whether or not the Comintern was coordinating its efforts, and whether or not its organizing capabilities and financial situation were up to the task it claimed, the LAI’s official public materials presented an upwardly-striving, robust, diverse, and yet united revolutionary entity. That means something, whether or not it was a strictly accurate depiction, since the language and affect associated to this day with the cosmopolitan and radical and transnational 1920s and 1930s were predicated on this sort of source material.

Allow me, for a moment, to consider the LAI’s policy or outlook in the year of its founding by reading sincerely the 1927 resolution of the LAI. This document was produced as a summary of the decisions made at the first meeting, and was widely circulated in the LAI’s affiliated circles. The involvement of so diverse a group of nationalists, pacifists, Communists, and socialists lends an institutional unity to the League’s proceedings, smoothing out divisions born of specific national and colonial differences. Since these resolutions were discussed and agreed upon in Brussels, once might consider these documents an amalgam of the least objectionable viewpoints of key actors, since the LAI operated at the beginning with a culture of consensus. There was little evidence at that moment of open, recorded controversy—everyone involved was at least an “anti-imperialist.”

In 1920, the relationship between communist elements in colonial countries and the national bourgeoisie and their revolutionary movement (for independence, justice, or dominion status) was still being worked out. A somewhat open and exploratory stance continued to evolve after Lenin’s death. By 1927, the LAI believed the time was right to proceed in a manner indicative of the planning stages of the prospective world revolution.

According to the LAI, it employed three main categories of person in 1927: the home proletariat, the oppressed people(s) and the toiling masses (“Statutes of the LAI, 1927,” League Against Imperialism Archives, International Institute of Social History, Int. 1405/4). The home proletariat was the class of workers in the imperialist country, who also suffered from imperialism. They suffered, the League argued, because the exploitation of cheap colonial labor through industrialization lowered the standards of living of the workers in the imperialist country. This was the main thrust of the League’s argument for the cooperation of this sector in the anti-imperialist struggle. This group was supposedly accessed and represented in the League by European trade unionists, left-leaning social democrats, and socialists more broadly.

This is the easiest category to “define,” because it is clearly delineated in terms of nationality and class. The categories of “oppressed people(s)” and “toiling masses” are a little more troublesome. They are indicative of the complicated relationship between socialism and nationalism in the context of the League’s aims. “The oppressed people” (singular) is usually used with a national qualifier, for example “the oppressed people of India.” “Oppressed peoples” indicates a plurality of national groups, and each national group is by definition taken as containing a single “people.” Toiling masses was a term used to distinguish the European proletariat from the colonial one, and the colonial national bourgeoisie from the colonial national proletariat. The “toiling masses” in the context of anti-imperialism in 1927 was likely a distinction reserved for the unorganized colonial worker, while the same stratum in the imperialist countries is referred to merely as “the workers” or “the proletariat.” This underscores the fact that Europe-oriented socialists (i.e. socialists from the imperialist countries) did not consider the “masses” of the colonial world to have realized their proletarian character.

The complexities and assumptions contained within these terms can explain the shifting and contextually circumscribed stakes of world revolution. Who were the actors in the kind of world revolution the LAI wanted? Its resolutions contain categories that overlap and describe courses of action that are at times complementary, and, at others, mutually exclusive. The messiness of this struggle, and the ways in which the men and women involved related to one another and to the groups they claimed to represent—the workers in imperial nations and the oppressed masses in their far-flung colonies—these most basic categories are potent ones. Is reconstructing a realistic narrative always the goal of the historian? In the end, perhaps. But during the long process of archival work and the necessary selection and omission of information, if only for a moment, it might be useful to believe our subjects when they make a claim we know is false, or at the very least, much more complicated. Widening the lens to include state surveillance, correspondence, private papers, and other organizations’ collections may provide a more accurate portrayal of what the LAI looked like and how it worked. But sometimes suspending disbelief at a claim as outlandish as one to “free and open discussion” in Communist circles in 1931 can yield a degree of clarity as to the lived experience of participating in such a project.

Disha Karnad Jani is a Ph.D student in History at Princeton University.

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Green Internationalism and the European Countryside

by contributing editor Carolyn Taratko

The image of the farmer tilling his field is an enduring one; it evokes meaningful labor, ties to the natural world, and self-sufficiency. However, such images were not always interpreted this way. When Jean-François Millet’s The Gleaners debuted at the Paris salon of 1857, its unflinching depiction of social inequality and coarse rural life appalled visitors; for some, like the art critic of Le Figaro, it constituted nothing less than a call for revolution and conjured up the “pikes of ‘93”. By the end of the century the painting had become an iconic, perhaps even the iconic image of the French nation. It no longer threatened with revolution–quite the opposite. During World War I Millet’s work was employed as propaganda in the service of the French nation. The peasant became the standard-bearer for nationalist and conservative values across Europe.

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Jean-François Millet’s The Gleaners (Musée d’Orsay)

The story of Millet’s Gleaners and its peregrination from fringe threat to fixture of the establishment reminds us that there is more to agrarian life than meets the eye. In Western Europe, it is a challenge for the modern imagination to conceive of cultivating one’s own plot of land as anything other than the most parochial activity. Those who tilled the fields tended to be miles away from modern cities and centers of power. Within the historical profession, swelling interest in global history–time zones, telegraphs, railroads– has all but pushed the agrarian world from view. To put it with Raymond Williams, the countryside is commonly regarded as “weather or a place for walk”, but not generally for revolution , internationalism or self-mobilization (166).

Upon closer consideration, it becomes clear that the European countryside was also enmeshed in the logic of these globalizing tendencies and not merely as a pawn of ruling interests. Across Europe, cooperatives sprung up to facilitate the purchase machinery and access to credit and agricultural schools multiplied. To cite the German case, in the years following unification, agricultural institutes were founded in 1871 at Gießen, 1874 in Munich, 1876 in Königsberg, 1879 in Bonn, 1880 in Breslau. In Berlin, an independent agricultural university was founded in 1889 (Bd. 3, 696). Teachers and practitioners congregated at regional fairs and international agricultural conferences to exchange knowledge about cultivation practices and technology. These networks extended across the Atlantic, to the United States and Canada as well. To cite just one example, reports compiled by the International Institute for Agriculture in Rome influenced policy makers in the United States, ushering in a system of credit for agriculture in the form of the Federal Farm Loan Act of 1910 that was based on the German model.

The cataclysm of the First World War also served as a reminder of the importance of Europe’s agrarian base. Faced with a British blockade, Germany and Austria-Hungary were forced to rely on their own peasantry for food production. Among the Central Powers, this contributed to strain between cities and the surrounding countryside. Prolonged shortages in foodstuffs nurtured a thriving black market and to the rise of so-called “hamstering” in Germany, a practice which had urban dwellers would head to the countryside to buy (but also steal and beg for) food from rural producers. Although they represented a diminishing share of the population, their work was as important as ever.

The end of the war and resultant peace gave rise to a vigorous spirit of internationalism. Having seen the destruction wrought by the rogue pursuit of national interests, international accords were hashed out to act as a brake on future conflict. While the League of Nations, founded in 1920 out of the Paris Peace Conference, worked through national representation, individuals were aligning themselves across national borders based on membership in other communities. Most notably this alignment took the form of the Comintern and renewed post-war appeals to the international working class, but it did not leave the agrarian countryside untouched.

GargasIn 1927, Polish-born journalist Sigismund Gargas published a short exposition on the “Green International”, a coalition of forces that had existed for several decades and united the political and economic forces of agrarian interests. These “greens” had adopted the custom of flying colored banners for causes: red for international socialism and communism, black for the forces of conservative and aristocratic Catholicism, and a lesser-known white for international Christian interests “between the Red International and the Church”. In contrast to these ideologically committed forces, Gargas described the green counterpart as a more narrow group than the others, restricted to the occupational circle of landowners and laborers. As an interest group, members saw agriculture as the highest calling of human nature; beyond that the somewhat inchoate group did not subscribe to any single foundational idea. This, in itself, was no crime, wrote Gargas. In fact, when one scratched below the surface, he charged, a lack of agreement was a prevailing characteristic of all of these “internationals”.

Gargas, for his part, could not help himself from recommending “ideological content” for the Green International (5). He pled for a return to the physiocratic tradition which held that the soil was the ultimate source of all wealth. The originator of the idea, eighteenth-century French economist François Quesnay, held that only agriculture created surplus product, because only agriculture creates. Physiocrats advocated systems of land tenure that maximized this productivity. Like Quesnay and his circle, Gargas warned against government interference with the laws of nature. He directed his ire against protectionist tariffs in particular, at one point referring to them as “preconditions and origins of war… just as armaments and war are related, so too are protectionist tariffs” (17).

Another corollary of the original physiocratic program which appeared in the Green International was the importance placed upon private property. Gargas cites the vision of Dr. Ernst Laur, director of the Swiss Peasant’s Organization (Schweizerischer Bauernverband), then regarded as the leader of the Green International movement, who declared landholding to be a major international problem in the wake of the Bolshevik Revolution. The Green International, then, was to serve explicitly as a bulwark against the forces of expropriation and international communism. Nowhere was this more clear than at the Twelfth International Congress of Agriculture held in 1925 in Warsaw, where Laur, among others, congratulated attendees (joined by representatives from the former Central Powers for the first time since the war) on having forestalled revolution and improved yields.

Under the banner of the “Green International”, an array of interests came together to devise a way forward for the farmer tied to his land. Its activity in interwar Europe presented a sort of third way between revolutionary expropriation and the landed estates of the elite. The familiar (and facile) image of the staid life of the farmer belies both the turmoil and progress in the countryside. Even in areas where life remained agrarian, change was underway.