“Are the Samaritans worth a volume of 360 pages?” Thus pondered an anonymous reviewer of James A. Montgomery’s The Samaritans: The Earliest Jewish Sect (1907). Today, specialists in Samaritan Studies are still arguing that they deserve broader attention—most recently in Reinhard Pummer’s 2016 survey of Samaritan history. Despite the low profile of Samaritans when compared to “world religions” like Judaism, Christianity, Islam, and Buddhism, they are an intriguing case: a Torah-observant group tracing their origins, like Jews and Christians, to ancient Israel, but worshiping God on Mount Gerizim near Biblical Shechem rather than in Jerusalem. Travelling back in time we see that our gloomy anonymous reviewer stood at the end of another arc in European scholarship, at the beginning of which Samaritans had provoked curiosity from an antiquarian as prestigious as Joseph Scaliger (1540-1609).
How did Samaritans go from being sought after by some of the most influential early modern intellectuals to being the afterthought of an early twentieth-century scholar? The answer tells us something about how ideas gain and lose academic worth. What does it mean for a scholarly project to be valued—and how can change in that valuation reveal or occlude possibilities for writing history with our archives? To answer that question it is instructive to begin by looking to what intrigued scholars about Samaritans in the early modern period.
In 1581, the famous Dutch antiquarian Joseph Scaliger confronted a problem of chronology. He knew, like the medieval and late antique chronographers before him, that the genealogies in the Samaritan Pentateuch’s version of Genesis reported the chronology of the biblical patriarchs differently from the Masoretic text used by Jews. He also grew intrigued by Samaritan Hebrew’s preservation of characters more similar to the ancient Hebrew alphabet—the alphabet he thought they shared with the Phoenicians—rather than the square script of contemporary Jews. What if the remaining Samaritan communities preserved undiscovered manuscripts capable of upending the standard view of ancient Israel, just as their chronology sometimes contradicted that of ancient Jews?
Scaliger asked his contact Claude Dupuy to write to their friend Gian Vincenzo Pinelli to ask his Jewish contact in Constantinople to acquire a Samaritan calendar. When the Samaritans responded, sending him a calendar, he reached out directly to their communities in Cairo and Shechem. Unfortunately for Scaliger, the answers were lost in the wreck of the ship carrying them back to France, the St. Victor, and he died before their recovery. Fortunately for posterity, Nicolas-Claude Fabri de Peiresc (1580-1637), an antiquarian based near Marseilles, the home port of the St. Victor, managed to recover the responses. They contained—to Peiresc at least—a treasure-trove of information and curiosities. He then spent substantial time and attention trying to obtain Samaritan manuscripts. Subsequent generations of scholars shared his interest (as Peter Miller has explored).
Peiresc and Scaliger’s search for Samaritan secrets is partly explained by how post-Reformation battles between Christian scholars incentivised control over the biblical past and spurred debate about its variant versions. Mastery of Bible manuscripts served as a primary qualification of expertise within these scholarly contests. The Samaritan Pentateuch, as Scaliger had noticed, sometimes agreed with the Greek version of those five books over against the Masoretic text, and sometimes contradicted both. A Catholic scholar such as Jean Morin (1591-1659) could thus argue that the Samaritan Pentateuch proved Protestant appeals to a pure Hebrew original were a basic mistake. Moreover, emphasizing the skills of manuscript study permitted well-connected scholars to emphasize mastery over the Bible with their superior access to the manuscripts perceived to embody the history of a text. The Samaritan Pentateuch, for this reason, found itself incorporated into two Polyglots (Paris 1628-45; London 1657). These prestigious and expensive collaborative projects printed multiple versions of the biblical text side-by-side, thus displaying the expertise of the editors while also undermining the appeal to any one ancient version (tacit: the Hebrew). For more than a century, then, the Samaritans—whilst never gaining the degree of attention granted to the great ancient civilizations of Greece, Rome, Egypt, and Israel—mattered.
How, then, did Samaritans go from this relative prominence to almost total neglect at the turn of the twentieth century? As Arnaldo Momigliano has demonstrated, antiquarianism, and its fractal approach to the historical past, never really went away. Nor did the attachment of scholarship to Christian goals. But the world of learning had been reconfigured. Research into Samaritans, for instance, calls for some expertise in Hebrew and Arabic as well as the languages of Mediterranean antiquity. This antiquarian combination jarred with the philological segmenting of the nineteenth-century university (except for German Jewish scholars who, as Susannah Heschel has tracked in her research on Abraham Geiger, were increasingly excluded by anti-Judaism).
In the nineteenth and twentieth century, moreover, antiquarianism proved no match for political, national, and racial logic in incentivizing the selection of material for study. During the global expansion of European power, “religion” came to function in what David Chidester has called an “empire of religions.” Scholarly approaches framed religious history vis-à-vis tension between universal “civilization” and “the primitive” as a means to formulate universally applicable difference between European Christians and non-Europeans, between proper Christians and deviant Christians, or between European Christians, Jews, and Arabs. In turn, such intellectual practices encouraged methods best able to order taxonomies of knowledge according to progress towards a universal prototype embodied in an imagined “modern” or “Christian” Europe. The Samaritans, a small group which most commentators expected to disappear, whose historical appearances are intermittent enough to resist smooth narrativization, made too small a splash in a research space dominated by universals with all-encompassing scope.
Even the biblical basis for Samaritan prominence that drove the interest of scholars like Morin fell on hard times. Wilhelm Gesenius, one of the primary contributors to Semitic language pedagogy, had little patience for the potential priority of the Samaritan Pentateuch. His 1815 De Pentateuchi Samaritani origine, indole et auctoritate commentatio philologico-critica demonstrated to the satisfaction of most Bible scholars that the potential of the Samaritan text to witness an earlier version of the Hebrew Bible was a pipe dream. Similarly, his grammar—first published in 1813 but used even today as a pedagogical touchstone—dismisses Samaritans as a minor subset of north-west Semites, characterized by ethnic and linguistic mixture. In the first decades of the twentieth century scholars like Paul Kahle and Moses Gaster attempted to rehabilitate the Samaritan Pentateuch as worthy of scholars’ time. But it was too little to retain Samaritans within the Biblical Studies mainstream.
The publication of Samaritan texts continued, but contemporary scholars increasingly criticized those publications as amateurish. Thus, Samaritan literature fell prey to a double attack: on the one hand, published in editions slated for their poor quality, plagiarism, and lack of professional attention; on the other, attacked by academics whose choice of research topics had judged Samaritan Hebrew too insignificant to receive more expert attention. A savage review in the 1902 Journal of Near Eastern Studies of an enthusiast’s attempt to provide a Samaritan grammar embodied both ways of thinking. “Our universities do not maintain professorial chairs for Samaritan,” the author wrote, “and not one of the many widely advertised series of world-literature extracts contains a single citation from Samaritan literature. The world has judged rightly. There is nothing in this literature to tempt anything higher than an antiquarian…”.
Since this early twentieth-century nadir, Samaritans have seen much more attention. The Societe d’Études Samaritainswas founded in 1989, and has met semi-regularly ever since. Although much of the scholarship published in the burgeoning field of Samaritan Studies is in Hebrew or German, we now have a comparative critical edition of the Samaritan Pentateuch and the Masoretic text (reviewed here by Emanuel Tov) in English. Stefan Schorch, Abraham Tal, and others have worked hard to make core Samaritan documents accessible to European scholars (especially in De Gruyter’s Studia Samaritana series). An ongoing project at the University of Manchester currently headed by Katharina Keim examines Moses Gaster, whose archive includes hundreds of letters that he composed in Samaritan Hebrew. My own research examines the representation of Samaritans in Late Antiquity, modifying our histories of the period as one of religious polarization and using the Samaritans to render visible the selectivity of modern historians.
So, what do we learn from this about how ideas gain or lose value over time? Samaritan Studies remains a very small field disconnected from disciplines with which it could share closer links such as Biblical Studies, Near Eastern Studies, Jewish Studies, Religious Studies, History. From the vantage point of Samaritan Studies we can perceive particularly sharply how the spectre of the nineteenth-century professionalization, nationalization, and universalization of academic research haunts contemporary frames of reference. In particular, we can see the power of habit in pre-selecting our areas of academic research, the questions we ask, and the sources that we use to answer them and how much the manufacturing of history relies on such habits of selectivity even with respect to a group who share much of the past of Christianity and Judaism. By noting such habits and looking past them, we can begin to fray the edges of the stories we have learned to tell—and render them more able to surprise us.
Matt Chalmers is a PhD candidate in Religious Studies at the University of Pennsylvania. His research focuses on the manufacture of identities through control of the past, and his dissertation explores often overlooked representations of Samaritans in late antique Christian and Jewish sources. He tweets with occasionally alarming regularity from @Matt_J_Chalmers.
Consider two vastly different versions of the same course “Introduction to Islamic Civilization.” In the first, an emphasis of political factors in Islamic group formation supersedes all other considerations. Shias, even before their inception as a distinct, self-identified group, are described as a uniquely political Islamic sect. In such analyses, theological, economic, and ethnic considerations are peripheral, if they at all constitute factors. To make the group intelligible to students predominantly acquainted with the history of the west, an instructor might offer a historical parallel to the French Legitimist tradition. The comparison’s extended implications render Orléanists out of the nonrelative Sahābah, Bonapartists out of Khawarīj, and neo-orientalists out of a fresh generation of young scholars.
In the second, interdisciplinary approaches can offer a different take. Beginning with the Covenant of Medina and a discussion on the nature of identity, course instructors can prompt students to ask themselves the following: when reading the history of Islam and its many groups, has modern scholarship excessively privileged objective over subjective identity? Do we identify early Islamic groups through our own contemporary dichotomies? Anyone who opens a newspaper will realize that it is hard to dispute that this is not the case. No doubt, contemporary political events parade the dichotomy as the fundamental operative in the history of the Middle East. The central idea (a well-intentioned one, I think) is an earnest attempt to discern some of the otherwise camouflaged nuances of contemporary politics. So be it—journalists, diplomats, and human rights groups use the dichotomy because it offers intelligible explanations for otherwise complex socio-political phenomena. But how useful is the chasm pedagogically? Even instructors who disagree with the claim that Sunni versus Shia is an overly simplistic heuristic must, nonetheless, consider what political and strategic purposes such a binary has come to serve.
Still, I would like to suggest that the Sunni versus Shia chasm, though useful in some scholarly endeavors, is of little value as a primary framework for the study of Islamic history. Those who plan to make use of it might consider the three following pedagogical drawbacks. First, privileging the Sunni-Shia dichotomy as the main framework for the study of Islamic history allots students little opportunity to discuss either tradition’s subgroups. Second, because the Sunni-Shia dichotomy is depicted as the product of a politico-theological dispute, economic, tribal, and geographical factors in group formation are easily overlooked. Third, the dichotomy inevitably runs the risk of “modern ideologies masquerading as historical truths.” Depicting a geopolitical rivalry between Iran and Saudi Arabia as the climax of a fourteen-hundred-year religious struggle is not far off from labeling Operation Iraqi Freedom as an extension of medieval crusades. Such grandiose historical ornamentations are highly caloric, yet offer little nutritional value—no matter how forcefully U.S. presidents, Iranian Ayatollahs, or Saudi Monarchs may have tried to persuade otherwise. So, what is to be done?
The importance of self-identification in the history of Islamic group formation suggests, according to one theory, that historians should reconsider and reexamine sources that provide clues to the group’s subjective identity. A group’s subjective identity is “how [they] conceive themselves to be, whereas [their] objective identity is how [they] might be viewed independently of how [they] view [themselves]” (p. 5). In this sense, it would be historically brute to claim that Ali was Shia. While he is labeled so retrospectively, his subjective identity could not be accounted for in those terms, as “the Sunni-Shia schism only materialized a century [after the prophet’s death]” (p. i). Even the use of proto-Shia or proto-Sunni as indicators of subjective identity proves problematic. These kinds of qualifications are, to borrow one historian’s description of Muslim heresiographies, “simply back-projections intended to validate subsequent political and theological developments” (p. 249).
There is also the question of what happens when a non-dominant group’s identification is rejected by a dominant one. Although a Sufi group may consider itself Sunni or Shia, in its legal affiliation for example, prominent orthodox Sunni or Shia groups may reject its claim. In a historical narrative in which the Sunni-Shia chasm dominates, Sufi groups are characterized by their objective identity, as dictated by the dominant group, as non-Shia/Sunni. By extension, there is the added risk of underappreciating the role of non-dominant groups’ subjective identity in the making of Sunni/Shia orthodoxy. In other words, we are blind to the process wherein Sunni and Shia define themselves not against one another, but rather through other “Others.”
But what about when a group’s subjective identity is non-Shia/Sunni? This dichotomy, as a heuristic, risks erasing the historical presence of groups whose subjective identity lies entirely outside of it: the early Khawarij, Murji’a, Ibāddiya and, more recently, the Aḥmadiyya and NOI . In these instances, it is the absence of Sunni-Shia elements in their subjective identity that places them in historical margins, resulting in a narrative dictated by dominant groups.
Cover of New Statesman (20-26 June 2014)
While renewed emphasis on subjective identity in Islamic group formation can soften an otherwise rigid dichotomy, it cannot, on its own, provide the reasons for differences in objective and subjective identity. Because the Sunni/Shia dichotomy is presented primarily as a politico-theological chasm, the impact of geographical, tribal, and economic factors in group formation is sidelined. The Kharijites (Khawarij), sometimes referred to as the first distinct sect in Islamic history, are one such example. Emerging in the aftermath of the Battle of Siffin (657), the name refers to the members of Ali’s troops who rejected his decision to negotiate with Mu’awiyah’s supporters. Derived from the Arabic word ‘Khawarij,’ seceders, Kharijite came to signify anyone who “left” Ali’s camp. Most historical narratives attribute the Kharijite secession to a theological dispute—namely their view that Ali’s acquiescence to negotiate with Mu’awiyah’s supporters was a violation of divine will.
Recent scholarship has signaled a shift from the theological interpretation, suggesting that the Kharjites’ secession is attributable to their Tamim tribal composition. The influence of Tamim tribal affiliation in the origins and development of the Kharijite led one historian to describe it as “a movement of democratic ideals that advocated a militant democracy [against an aristocratic Ummayad counterpart]” (p. 34). The group is as an example of how theological differences, while important, may at times be compromised, and at others corroborated, by tribal affiliations. The Sunni-Shia heuristic is inclined to overemphasize theological considerations or attribute them as a cause to non-theological divisions. Even within the category of Khairijite itself, a confluence of geographical, tribal, and economic factors eventually led to the creation of further subdivisions. According to one historian, Muslim heresiographers had accounted for four original Kharijite groups, “Azariqa, Najadat, Ibadiyya, and Suffriya” (p. 77). This double divergence is significant as an instance wherein tribal considerations supersede the theological and political factors are offset by their economic counterparts. The study of such groups, whose origins and development cannot be expounded by a simplified dichotomy or modern political terminology on their own, promises a more holistic account of the history of Islamic civilization.
Najam Haider Origins of the Shi’a: Identity, Ritual and Sacred Space in Eighth-Century Kufa (Cambridge, Cambridge University Press: 2011)
The paucity of historical sources may be one explanation for why the Sunni-Shia chasm dominates literatures on the history of Islam—it proves convenient to otherwise source-less historians. Recently, the more innovative have found ways to remedy the source scarcity. In Origins of the Shia, Najam Haider shows how sources which may appear ahistorical at first glance can in fact elucidate elements of subjective identity—providing new insights on the history of Islamic groups. By drawing from innovations in “textual archaeology… [Haider is able] to identify traditions and views concerning specific ritual practices among jamā’ī-Sunnī, Zaydī, and Imāmī scholars in the early eight century Kufa (modern day Najaf)” (p. 1395). Haider’s method is nothing less than revolutionary in its pedagogical implications. For one, his rich and complex narrative, produced by emphasizing the role of ritual as one way to discern the consolidation of a group’s subjective identity, stands in stark contrast to histories crafted exclusively with reference to objective identities. Second, the work shows that when the Sunni-Shia binary framework is employed with reference to anachronistic formulations of politics, historians miss fundamental aspects of group formation. Accordingly, instructors of Islamic Civilization should be weary of investigating the fragmentation of the early Islamic community in sole reference to the political or theological.
In effect, the third pedagogical drawback—the risk of “modern ideologies masquerading as historical truths”—is already minimized when the former two are remedied. Distinguishing objective from subjective identity produces a fuller understanding of how and why dominant and non-dominant groups form and decidedly dispels a faux-history of dominant group rivalry. Using Sunni v. Shia as the ultimate explanatory signifier in the history of Islam produces a perpetual enmity that is, as one observer put it, “misguided at best and disingenuous at worst.” As a historical explanatory, it is reductionist. Used as a social scientific predictor, it is dangerous.
Sunni and Shia theological differences do have an important place in Islamic history. Of course, this is partially because this history is still being written: contested along the borders of modern nation-states, fought in violent armed struggle and frequently redefined by geo-political developments. But this phase of Islamic history is no longer, strictly speaking, “Islamic.” Transpiring in circumstances unintelligible in terms of regional or religious isolation, these events are part and parcel of globalization, neoliberalism, and post-colonial nationalism— anything but the climax of a fourteen-hundred-year theological dispute. There is little warrant to look at eighth century Kufa for these events’ origins—no more, anyways, than there is for young scholars to expect a rich history of Islamic civilization through the prism of an exaggerated historical enmity.
Basma N. Radwan is a doctoral student in the Department of Middle Eastern, South Asian and African Studies and the Institute for Comparative Literature and Society at Columbia University. Her interests include the history of political thought and the impact of colonialism in the making of modernity. She is currently writing about notions of racial difference in the work of Alexis de Tocqueville.
When I was beginning my undergraduate studies in the mid-1990s, “collective memory” was all the rage. Back then, and it does seem like ages ago, new books about cases of collective memory were published en masse—Henry Rousso’s The Vichy Syndrome (1991), Richard Terdiman’s Present Past (1993), Jay Winter’s Sites of Memory, Sites of Mourning(1995), and of course Pierre Nora’s Les Lieux de mémoire (1990) all discussed in the book under discussion—as well as new journals such as History and Memory (est. 1989), were reframing the historical profession on the basis of memory studies. Much of this preoccupation with memory was a result of the Historikerstreitof the mid-late 1980s, which showed the need for a more nuanced understanding of the Holocaust and the ways in which its investigation depends on one’s perspective and sense of belonging. As the Friedlaender-Broszat debate demonstrated, the memory of perpetrators and memory of the victims were not the same, even if the testimonies related to the same events. The entanglement of narratives, forms of representation, memories and philosophies of history exposed historical methodology—and much of critical thinking with it—to a new set of questions. And for a while it seemed the philosophy of history had became fashionable again, not only among historians, but also among theorists of all kinds.
By the time I reached graduate school, at the end of the 1990s, collective memory was already suffering the corrosive effects of a wild neoliberal privatization of the public sphere. (If you can’t buy it, it’s not there.) 9/11 and its aftermath changed the discourse once again, and the earlier pluralism of voices and narratives were replaced with a demand for moral clarity and narrative unity. Plurality was fine, but only so long as it did not undermine an extra-juridical sense of sovereignty and a booming market. Unlike trauma studies—which continued to flourish in conjunction with psychoanalytical theory— historians gradually retreated from the critical engagement with representation and memory in favor of facts, social and economic data.
In the twenty-first century, global theorizing, the anthropocene, and the biopolitical—in response to both good and ill—have left theorizing of individual and collective memory largely to the side.
Jeffrey Andrew Barash’s new book is the first major philosophical attempt in two decades to adopt the concept of collective memory as its methodological focus. Barash brings the post-Holocaust discussions of collective memory into conversation with more recent theories of temporality to create a new theory of collective memory that can serve a more global sphere. It calls for theoreticians, interested in the philosophy of history, and historians to reexamine the notion of “living memory,” or “living generation,” for the sake of “experiential continuity that quickly fades when no living memory remains to recount past events” (Barash, p. 55), as the sociologist Maurice Halbwachs (1875-1945) argued. Broadly, Barash’s argument is that if known concepts of history, such as facts, truth, and testimony are necessary for a well-grounded examination of the past, then they must be weight against their immediate impact on collectives, institutions, and individual experience.
In Collective Memory and the Historical Past, Barash divides the notion of “collective memory” into three spheres: “the rhythms of habitual practices of everyday life, the periodic, socially organized… commemorative event, and the ongoing subsistence of group dispositions…that span generations” (91). In other words, memory weaves together the exceptional and the habitual, the individual and the group, the immediate and the longue durée. If the philosophical origins of collective memory are embedded in the neo-Kantian intersubjective, Cassirer’s symbolic forms (“all the forms assumed by man’s understanding of the world,” Philosophy of Symbolic Forms, vol. 3, 13), Husserlian phenomenology, Dilthey’s living experience, Bergson’s durée, and Ricoeur’s hermeneutic, then the historical and literary roadmap of the book proves a strictly modernist tour that parallels Baudelaire and Proust’s themes of voluntary and involuntary memory (mémoire involontaire). It concludes with a clear Sebaldian melancholic tone, as Barash realizes that “attempts to obliterate the past… are no more feasible on the collective level than they are in regard to the personal past” (p. 209). From this angle, any attempt to disconnect the epistemic from the ontic and ontological is merely delusional.
Barash’s modernist discourse expresses an irrevocably humanist commitment. He takes the ineradicability of collective memory as an alternative to the skepticism of the linguistic turn, or “the decades following World War II” during which different philosophers—Hayden White is a case in point—interpreted “the facts of the past” as nothing more “than a linguistic existence’ and as such ultimately figments of the historian’s imagination” (p. 210). Instead, Barash asks his readers to use insights from theories of collective memory from Halbwachs’s broad identification of collective memory with the historical past to what Barash (following Koselleck) calls the “horizon of contemporaneity,” which concerns “not only an abstract capacity to recall given past events,” i.e. “not only data, facts, or circumstances…but primarily the temporal horizon itself” (p. 172). In other words, Barash strives to reunite the earlier social understanding of collective memory with the universal value of human finality.
This, to my mind, is Barash’s most innovative contribution to a philosophy of history in this populist and post-humanist moment: A contemporary reconsideration of history and memory, fact and imagination that moves with the human and its humanness to the point of no-return, yet where finality—the evident fact of our expected death—does not contradict chronology, continuity, or reality itself. One recalls here Barash’s earlier work on Heidegger and the stress on finality or “temporal intentionality” which enables “a unity of temporal continuity between a certain collective past and present” (p. 98). As Barash implies, without saying so explicitly, it is his (and our) project, to find a proper response to Heidegger’s understanding of existence (Dasein) as inherently final, on the one hand, and to his nationalist sense of belongness, on the other, without falling into a relativist or skeptical mode of thinking. In more explicitly political terms, it is to find an answer to Jean-Marie Le Pen’s provocative invocation to take hold “of the sacred rights of the collectivity in regard to its continuity” (quoted in p. 108). According to Barash, an open discussion of “collective memory” in philosophy, literature, and, finally, the mass media should help us in this task.
Barash’s argument ultimately leads to a short examination of mass media—mostly conceived as a set of televised news reports—at the book’s end. The stress here falls on the commercialized delivery of information as adapted to a mass audience. This is the most relevant part of the book but also its least convincing section: the commercialized nature of mass media—the “field of currency” in Barash’s terms— implies an “anonymous, decontextualized, haphazard, and continually updated mode of presentation [that] lends information a spatiotemporal pattern and logic that formats it for mass dissemination” (119). Barash seems to here imagine a CNN screen that hops from one disaster to another without examining the history or possible repercussions of any specific situation. Worse, it never accounts for its own method of telling. Rather, the screen is divided in such a way it stimulates our visual appetite, while the editing simplifies and digests images in order to spit them back out for an imagined appeal to the rating.
Barash is right in his critique of the media, of course, but what is to be done when this very “field of currency” is identified by so many with the sacred values of historic capitalism? What to be done, from a present angle, when this form of materialism becomes the last defense of democracy, fighting “fake news” and “post truths”? How might a collective symbolic order arise that cannot be manipulated by the pompous vacuities of politicians or that can compete with the narcissistic subjectivity of a facebook feed? The modernist tools out of which Barash constructs his theory of collective memory seem to falter here. The madeleine of the present does not stand for Proust’s nostalgic recollection anymore, but is reproduced as a pre-packaged, universally consumable image of ‘the good life.’ In this unprecedented contemporary social, political, and above all medial landscape, memory does not suffice—if it even obtains. One would need to analyze the mechanism that enables mass reproduction and bring this analysis into the social and political terrain. In the age of fake news perhaps not only the past is undermined, but the present and, as such, the future too. In fact, it is the very epistemological assumption that there is past, a reliable testimony for example, that could shape our collective memory. Three decades after the Historikerstreit the very ontology of the witness—perpetrator and victim alike—is undermined, and with it the conditions of possibility of a critical and historical collective memory.
When Yung In Chae told me that she was going to Nancy Malkiel’s book talk, I begged her to cover it for the blog. After all, my dissertation is a new, comprehensive history of coeducation in British universities, and as I was writing my prospectus Malkiel helped to put coeducation back into historians’ headlines. As Yung In’s account shows, Malkiel’s weighty tome restores some important things that have been missing in previous histories of university coeducation: attention to the intricacy of the politics through which institutions negotiated coeducation (and an emphasis on politics as a series of negotiations between individuals, often obeying only the logic of unintended consequences), and attention to the men who were already part of single-sex institutions and considered whether to admit women to them. Histories of coeducation usually focus on the ideas and experiences of women who sought access to the institutions, whether as teachers or as students. But that tends to imply a binary where women were progressives who supported coeducation and men were reactionaries who opposed it. As Malkiel shows—and as we might know from thinking about other questions of gender and politics like women’s suffrage—it just doesn’t work like that.
Malkiel’s book strikes me as a compelling history of gender relations at a specific set of universities at a particular moment—the 1960s and ’70s, which we all might point to as a key period in which gender norms and relations between men and women came under pressure on both sides of the Atlantic. But we should be wary, I think, of regarding it as the history of coeducation (Malkiel isn’t suggesting this, but I think that’s how some people might read it—not least when glancing at the book’s cover and seeing the subtitle, “The Struggle for Coeducation”). Malkiel’s story is an Ivy League one, and I’m not sure that it can help us to understand what coeducation looked like at less selective universities whose internal politics were less dominated by admissions policy; at universities in other countries (like the UK) which existed in nationally specific contexts for institutional structure and cultural norms surrounding gender; or in terms of questions other than the co-residence of students. Some of Malkiel’s cases are unusual universities like Princeton and Dartmouth which admitted women very late in the game, but others are about the problem of co-residency: merging men’s and women’s institutions like Harvard and Radcliffe that already essentially shared a campus and many resources and administrative structures, or gender-integrating the Oxford and Cambridge colleges, and thus meaning that men and women students would live alongside each other. But at these institutions, as at other, less elite universities, student life was already significantly coeducational: men and women had some, though not all, teaching in common; they joined mixed extracurricular organizations; they socialized together—though this was limited by curfews and parietal rules, which in 1960s style became the focus of student activism around gender relations. Women teachers and administrators faced other, historically specific challenges about how to be taken seriously, or how to balance a career and marriage. Those who opposed coeducation and sought to support single-sex institutions did so—as Malkiel shows—in ways specific to the political and social context of the 1960s.
But my dissertation research suggests that lasting arguments about co-residency that persisted into the 1960s—and ultimately resulted in the coeducation of hold-out institutions like Princeton and Dartmouth—were the product of an earlier series of conflicts in universities over coeducation and gender relations more broadly, whose unsatisfactory resolution in some institutions set up the conflicts Malkiel discusses. Let’s take the British case, which is not perfectly parallel to the US case but is the focus of my research. My dissertation starts in the 1860s, when there were nine universities in Great Britain but none admitted women. The university sector, like the middle class, exploded in the nineteenth century, and as this happened, the wives, sisters, and daughters of a newly professionalized class of university teachers campaigned for greater educational opportunities for middle-class women. In the late 1870s, Bristol and London became the first universities to admit women to degrees, and activists founded the first women’s colleges at Oxford and Cambridge, though they were not yet recognized by the universities. By 1930, there were seventeen universities in Britain as well as many colleges, all except Cambridge granting women degrees. Cambridge would not admit women to the BA until 1948, and as Malkiel shows the Oxford and Cambridge colleges wouldn’t coeducate until the 1970s. Indeed, higher education did not become a mass system as in the US until the period following the 1963 Robbins Report, and national numbers of women undergraduates did not equal men until the higher education system was restructured in 1992. But it’s already possible to see that a definition of coeducation focused not on co-residency but on women’s admission to the BA nationally, and on the first women on university campuses—as teachers, as students, and also as servants or as the family members or friends of men academics—changes the periodization of the story of coeducation, placing the focal point somewhere around the turn of the twentieth century and taking into account the social and cultural changes wrought by significant factors within British history such as massive urbanization or the First World War. Of course, it’s not just about the BA, and the cultural aspects of this shift in norms surrounding gender relations in Britain are an important part of the story—as middle-class men and women (particularly young men and women) found themselves confronting the new social experience of being friends with each other, an experience which many found perplexing and awkward, but which the more liberal sought out regardless of whether they were educated at the same institutions or whether there were curfews and other regulations governing the ways they could meet each other. University administrators had to confront the same questions among their own generation, while also making decisions about institutional priorities: should accommodation be built for women students? should it look different from the accommodation offered to men students? should women be allowed into the library or laboratory or student union? should they be renovated to include women’s restrooms? how would these projects be funded? would philanthropists disgruntled by change pull their donations? These were questions universities faced in the 1920s as much as in the 1960s—or today.
I’m still early in my research, but one focus of my inquiries is those who opposed coeducation. They haven’t been given as much attention as those who fought for it—but what did they perceive to be the stakes of the question? What did they think they stood to lose? Who were they, and how did they make their claims? I already know that they included both men and women, and that while many of them were garden-variety small-c conservatives, not all of them were. I also know that for many, homoeroticism played an important role in how they explained the distinctive value of single-sex education. By 1920, the battle over women being admitted to the BA was over at all British institutions except Cambridge, but these opponents put up a strong fight. They help to show that coeducation wasn’t foreordained in a teleology of progress, but was the outcome of certain compromises and negotiations between factions, whose precise workings varied institutionally. Yet the opponents also were in many respects successful. After their institutions admitted women to the BA, they carved out spaces in which particular forms of single-sex sociability could continue. The Oxbridge collegiate system enabled this, but it also happened through single-sex student organizations (and persists, it might be noted, in universities that today have vibrant fraternity and sorority cultures), many of which were sponsored and fostered by faculty, alumni, or donors who had a stake in the preservation of single-sex spaces. Coeducation is often viewed as a process that ended when women were admitted to the BA. But even after this formal constitutional change, single-sex spaces persisted: colleges, residence halls, extracurricular organizations, informal bars to women’s academic employment, and personal choices about whom teachers and students sought to work, study, and socialize alongside. Understanding how this happened in the period from, say, 1860 to 1945 helps to explain the causes and conditions of the period on which Malkiel’s work focuses, whose origins were as much in the unresolved conflicts of the earlier period of coeducation as they were in the gender and sexuality foment of the 1960s. I suspect, too, that there may be longer-lasting legacies, which continue to structure the politics and culture of gender in the universities in which we work today.
In efforts to conceive of the relation between the historical past in its “authentic” experiential immediacy and the consistency of its representation in our living memory, two questions arise which seem to contradict one another: can we ever gain access to an adequate, reliable concept of the past, the way it was “originally” experienced? And on the other hand, can we ever not seek, or even claim to have, such access—either cognitively or psychologically—to an “original,” “authentic,” even “primordial” lost history? What is the relation between the “authentic” immediacy of the past as it was experienced in “real time” and its conceptual, cultural, symbolic representation in contemporary consciousness? In Collective Memory and the Historical Past, Jeffrey Andrew Barash eloquently and convincingly argues for the inevitability of drawing a distinction between the two. “In designating the singularity of the remote past and its irreducible alterity in view of the present,” Barash aims “to deflate mythical claims concerning the scope of collective memory and to distinguish it from the historical past lying beyond it” (p. 216). Such distinction is necessary, for the historian and the philosopher as much as for contemporary society as a whole, in order to allow for critical reflection on the past and its meaning for the present as well as on the mechanisms that produce and reproduce such meanings. The illusion or myth that collective memory stands in some form of direct relation to the historical past, that it consists of adequate representations of the past “the way it was”—which allows for an “authentic” concept of past experiences—jeopardize the capability of critical disentanglement of life and myth, experience and representation. Put another way (to use the phenomenological terminology that is fundamental to Barash’s investigation), they disguise the disparity between the immediate “lifeworld” of original experience and its transfigurations in the symbolic order created in the public sphere by new forms of mass media.
In order to gain a sustainable critical concept of collective memory, Barash maintains, one must depart from the idea of an adequate correspondence between collective memory and the historical past. As Sophie Marcotte Chénard noted in her forum contribution, “one might think that Barash completely rejects the [concept of] ‘historical past’”, only to realize that his nuanced critical approach actually aims to “preserve the specificity” of both.
A main question that arises—as I will argue along with a certain reservation—concerns such “preservation of specificity.” The immediacy of an original experiential lifeworld in the historical past, that collective memory, precisely in its intention to symbolically and communicatively represent, actually mystifies and mythologizes, a process which only the careful distinction suggested by Barash could counteract, namely to rescue the one from the other’s grip. The phenomenological terminology and methodology that Barash employs and extensively introduces in the historical-philosophical introduction and in the theoretical analyses of the book’s first part entails precisely this.
Commencing with Plato’s theory of reminiscence (“learning is reminiscence”), Barash provides a meticulous overview of theories of recollection, spanning the positions of Locke, Bergson, Hegel, Nietzsche, Freud, Heidegger, and Benjamin. While the introduction primarily concerns itself with the relation between memory, recollection, and reminiscence on the one hand and personal identity and the historical dimension of human existence on the other hand, the book’s first part elaborates a specific phenomenological argument. The immediacy of original experience—Husserl’s phenomenological idea of a leibhafte Erfahrung, a first-order experience “in the flesh”—has a certain “primordial capacity” (p. 40), which can be remembered but defies mediation. Any second-order representation precludes “precisely the aura of a singular presence encountered in the plenitude of a surrounding ‘lifeworld’ (or Lebenswelt)” (41). It is remarkable that Barash here essentially interrelates Husserl’s late theory of “lifeworld” from his 1936 unfinished and posthumously published book The Crisis of the European Sciences and the Transcendental Phenomenology with Walter Benjamin’s central concept of aura from “The Work of Art in the Age of Its Mechanical Reproduction” (written 1933-1934, published 1935). The immediacy of an experience “in the flesh” of either an historical or a personal event loses its unique aura while efforts are simultaneously made to preserve and recreate, commemorate and represent precisely this lost “lifewordly aura.” Collective memory in Barash’s account is based on a “network of embodied symbols” that aims to represent “a past that lies beyond all contemporary memory—the remote memory borrowed from the testimony of others and attested by their traces” (p. 50). It is a form of compensation for the lost immediacy, creating a surrogate aura for the lost “primordial,” “original” experience.
Edmund Husserl
In an impressively comprehensive and carefully detailed analysis, merging arguments from philosophy, historiography, literature, visual arts, and mass media, Barash proceeds to illuminate concrete articulations of such dialectics between the irrecoverable immediacy of the historical past and the attempts to reestablish it through symbolic—and often mythical, not least in the political sense—representations. Martin Luther King Jr.’s “I have a dream” speech of August 1963, a decisive moment in the formation of contemporary American identity, provides a crucial example in Barash’s account for discerning between its historical impregnation as “symbolic embodiment” (p. 57) in collective memory and its “horizon of contemporaneity” (p. 55), the immediate experience of its original “lifeworldly aura.” No symbolic representation, however coherent and accurate, can ever truly represent the lifeworldly immediate experience “in the flesh”: “the attentive silence of the forces of order, the casual apparel of many of the demonstrators, their enthusiasm and generally upbeat mood” during the historical speech (p. 53). All of these experiential contingencies are necessarily removed and reified in collective memory. Barash provides numerous thought-provoking examples for such discrepancy, in particular representations in painting, photography, and televised events. The inspiring treatment of these various forms of direct and indirect representations draws upon and simultaneously advances the phenomenological method of Husserl, Merleau-Ponty, and Ricœur along with a critical theory of mass media following Benjamin. (Here I suspect that adding the sociological perspective developed by Alfred Schütz and Thomas Luckmann would introduce an interesting dimension to the discussion.)
Theodor W. Adorno
The distinction between the immediacy of experience in the historical past as well as the symbolic embodiments and transfigurations it undergoes in collective memory presupposes, however, that such original immediacy of “leibhafte Erfahrung” in the historical past was itself indeed free—“purified” in Husserl’s language—of any such “external,” “impure” representations. In the 1930s, Theodor W. Adorno worked on what he considered to be an “immanent critique” of Husserl’s phenomenology. His book on Husserl, On the Metacritique of Epistemology: Studies in Husserl and the Phenomenological Antinomies (Zur Metakritik der Erkenntnistheorie: Studien über Husserl und die phänomenologischen Antinomien; curiously translated into English as Against Epistemology with the original only published in 1956) unfolds the intrinsic antinomies, the paradoxes Adorno sees entailed in Husserl’s work. They predominantly concern the very idea of such a distinction as seems to me to be central to Barash’s argument on the lost immediacy of original experience. Adorno questioned the validity of such “primacy” or “originality” and contended that precisely what seems to be the most “primordial” and “pure” merely conceals its historical and social character: “[t]he search for the utterly first, the absolute cause, results in infinite regress,” since what we experience and cognize as “immediacy” is historically and socially mediated while seeking to conceal this mediation (Adorno, Against Epistemology; p. 29). “This illusion,” Adorno writes, “is a function of reality and historical tendencies. […] Reified thought is the copy of the reified world. By trusting its primordial experiences, it lapses into delusion. There are no primordial experiences” (p. 109). In other words, Adorno expresses radical skepticism concerning the very immediacy of experience that the phenomenological approach sees as given in the historical past, and which, according to Barash, can never be sustained as such in collective memory. The worry that we can draw from Adorno’s perspective concerns the concealed entanglement of historical past and collective memory, which may overshadow the inevitability of a distinction between them. If the historical past does not necessarily imply a “primordiality” or “authenticity” of lifeworldly experience, but rather mediated representations and transfigurations as the later collective memory, the distinction might blur rather than sharpen its critical function.
It seems to me that Adorno’s argument does not necessarily contradict, but rather complement Barash’s important critical objective, however. In his historical-political intervention, “The Meaning of Working Through the Past” (1959), Adorno addresses a different kind of gap between collective memory in post-war Germany and the historical past, and he warns against drawing a sharp distinction between them, raising another dimension of a “working through.” (Aufarbeitung: reprocessing, working up, cognitively dealing with). Beyond questions of responsibility and guilt, Adorno is troubled by its latent aspects: the infiltration of the unworked-through historical past, itself containing ideological and symbolic mediations which perceive themselves as “original” and “primordial” into collective memory, into the process of “working through”. “National Socialism lives on,” Adorno states in 1959, “and even today we still do not know whether it is merely the ghost of what was so monstrous that it lingers on after its demise, or whether it has not yet died at all” (Adorno, “The Meaning of Working Through the Past,” in: Critical Models; p. 89-90) According to Adorno, the mythical residues of a different form of “authentic,” “primordial” experience in the past, that of xenophobic sentiments and ethnic supremacy, carry on latently in the form of representations and symbolic embodiments into the collective memory of the present. “Working through” for Adorno is not measured by the authenticity of a lifeworldly experience; it is, rather, a conscious “turn toward the subject” (Critical Models, p. 102 ), critical questioning of the “authentic” sources of the self, whose undercurrent claim of “primordiality” undermines such conscious “working through.”
Can the culture of remembrance ever be free of ideological, political, material interests that claim to rely on authenticity, primordial experience, on being there “in the flesh”? In other words, what seems to be most subjective, immediate lifeworld experience, and ostensibly cannot be imported as such into collective memory, might indeed intrude it from underneath, subterraneaneously, creating the deceptive myth of a “primordial,” “in the flesh” experience to gain authority over the “true,” “authentic” mode of representation. Adorno’s political critique of phenomenology may therefore complement Barash’s impressively vital project. Alongside the importance of differentiating between historical past and collective memory, it may be as necessary for critical historical reflection to detect the undercurrents of entanglements and infiltrations between them: the modes in which the historical past still invades collective cultural memory in a reified, mythical, ghostly manner, potentially giving rise to a re-invention of “Holocaust centers.”
Interview conducted by guest contributor Chloe Bordewich
Timothy Nunan’s recent book, Humanitarian Invasion: Global Development in Cold War Afghanistan(2016), sets global Cold War history on an Afghan stage. It is not, however, the familiar story of the decade-long war between the country’s Soviet-backed communist government and the U.S.-backed Islamic mujahidin. In this account, foreign visions for Afghanistan clash instead in the cedar forests of Paktia, the refugee camps of an imagined Pashtunistan, and the gas fields of Turkestan.
This is an Afghanistan of aid workers and technocrats. While American modernizers and European humanitarians play important roles, Nunan foregrounds Soviet development experts and their protracted attempt to fashion a successful socialist nation to the south. Afghanistan was a canvas across which these different foreign actors sketched out their aspirations for postcolonial states. But modernization, socialism, and humanitarianism all foundered on conceptual errors about the nature of Afghan territory, errors whose consequences were often devastating for Afghans.
Cambridge University Press, 2016
When we follow the misadventures of development projects in Afghanistan, a second salient story emerges: the rise and fall on both sides of the Iron Curtain of a certain romance with the idea of the Third World nation-state. By the late 1970s, foreigners’ disillusionment with their attempts to mold Afghanistan resulted in the inversion of international mechanisms once designed to promote postcolonial sovereignty. Countries like Afghanistan were suddenly put on trial, exposed, and shown to be unjust.
In providing a nuanced look into shifting sites of postcolonial sovereignty, Nunan’s account of scholars, engineers, militants, murderous border guards, and traumatized orphans highlights the importance of juxtaposing histories of ideas with the real encounters that unsettle them.
JHI: How did you come to this project? Did you hope to revise popular misconceptions about the history of Afghanistan?
TN: Clearly, concerns about the ethics of humanitarian invention and the prospects of building a “functional state” in Afghanistan reflect what was going on while I was writing the book. But I did not sit down intending to write a history of U.S. involvement in Afghanistan, or Afghanistan at all. I came to this topic from the north – from the Soviet Union and the study of Soviet Central Asia. I originally thought I would write on the thaw in the 1950s and 1960s in Soviet Central Asia, to look differently at a story usually centered on Russia. However, when I arrived at the archives in Moscow and, later, Dushanbe (in Tajikistan) many of the files I discovered from the 1950s were wooden and bureaucratic. I struggled to think of how I could turn this archival material into a manuscript that would speak to broader concerns.
But in the State Archive of the Russian Federation, I found, for example, the long transcript of a conference in Moscow in 1982 to which Afghan socialist feminists were invited to talk about what a real women’s movement would look like in Afghanistan under conditions of socialist revolution. As I spent more time on Afghanistan, I became aware of the files of Komsomol (Soviet Youth League) advisors, which took me down to the village level. Quickly, I found myself being able to write a certain version of the history of Kandahar or Jalalabad in the 1980s, which seemed much more exciting and current.
JHI: In the first chapter, “How to Write the History of Afghanistan,” you map out in fascinating detail the epistemological framework of the Soviet area studies and development studies apparatus that facilitated, but also was at times in friction with actual Soviet development projects. As you point out, Soviet Orientology developed alongside anti-Western-imperialism, not as an accomplice of it – a hole in Edward Said’s map of Orientalism.
Today, the unipolarity of scholarship is striking and the Soviet knowledge apparatus has largely been forgotten. What happened to this alternative body of expertise with the fall of the Soviet Union? Do we see parallels emerging today that could challenge Euro-American hegemony over the narration of the history of the Third World?
TN: Soviet Orientology was very different from how graduate students [in Western Europe and North America] are trained to think about Orientalism. Anouar Abdel-Malek, the author of the entry on Orientalism in the Great Soviet Encyclopedia, was an Egyptian Coptic Marxist who came out of the same social background as Edward Said. But rather than challenging the Soviet Orientalist establishment, as Said did in the U.S. context, he was embedded in it.
Alfrid Bustanov, Masha Kirasirova, and others are doing outstanding work on how Russian and Soviet Orientological traditions affected nationalisms inside and outside the USSR, but there is still an enormous amount of Soviet scholarly engagement we don’t know much about.
The question of what happened afterward is a very good one, especially as we ponder what might come after this moment and the problems with the global history approach. Within the former Soviet space, after 1991, institutions of Soviet Orientology suffered from significant funding shortages and positions were cut, and many of the people I interviewed felt embattled.
I spend a lot of time reading mujahidin publications from the 1980s, mostly in Persian, and even when these journals translate works of propaganda written by Saudi scholars, they cite Russian orientalists such as Vasily Bartold. The Soviet Orientological tradition appears to have been received, processed, and understood by actors working in the Arabic- and Persian-speaking world. In Afghanistan, Syria, Iraq, Algeria – places that were strongly aligned with the Soviet Union – there were academies of sciences that employed dozens of people. What was it like to be a member of one of these institutions in Syria after 1970, or in Afghanistan after 1955, or 1978 or 1979? These are important stories that I was only able to gloss in Humanitarian Invasion, but which I hope future works will elucidate.
Timothy Nunan
JHI: Some of the most interesting sources you use are interviews with these Soviet Orientologists who worked in and studied Afghanistan, mostly in the 1970s and 1980s. How did you track down these scholars, and how do you deploy their stories in the book?
TN: I wanted to access Soviet subjectivity of experiences in Afghanistan beyond the archive. What did Soviet Uzbeks and Tajiks think about Afghanistan? Did they suddenly convert to Wahhabism? Did they feel some special bond with Afghans?
The interviews would have been impossible without a yearbook that Komsomol advisors had produced about themselves around 2006. When I arrived in Dushanbe in summer 2013, I started Yandex-ing [Russian Googling] these people to find out where they were. One person responded and that led to more introductions. Their networks ran all the way from Kiev to the border of Afghanistan, and I was able to travel widely around the former Soviet Union to interview many of them. By talking with these people I identified figures and turning points that distilled the themes they themselves emphasized.
JHI: In your introduction, you write that you hope to cast Afghanistan not as the “graveyard of empires,” as it has often been known, but as the “graveyard of the Third World nation-state.” Just as the former has more to do with the foreign empires than with Afghanistan itself, the latter speaks to the idea of the Third World nation-state as it was championed by foreign actors and transnational bodies – and their eventual disillusionment with it. Could you elaborate on the life and death of the international romance with the Third World nation-state? What role did Afghanistan play in shaping it?
TN: Afghanistan gained its independence from the British Empire in 1919, and the Soviet Union was the first country to recognize it. But what did this recognition mean? From 1914 to 1945, countries could become independent, but in many cases didn’t have the geopolitical wherewithal to make this sovereignty meaningful. Furthermore, there was no significant international forum not already dominated by the imperial powers. This changed after 1945 and especially after 1960, when not only did independent nation-states have a forum, the United Nations, in which they could gain representation, but there were also new rules within that international organization that allowed them to effect a certain kind of power not commensurate with their GDP or whether or not they had nuclear weapons. We might point to 1960 as a turning point, when the UN General Assembly overwhelmingly affirms the independence of colonized people as a human right, and when “civilization” is erased as a criterion for admission into the United Nations.
This lack of commensurability between sovereignty at the United Nations and geopolitical heft began to have real effects on international society. Throughout the mid-1960s and especially from the 1970s onward, many Third World nation-states, including Afghanistan and often sponsored by the Soviet Union, began to realize that they could sponsor resolutions against Israel, the Portuguese empire, apartheid South Africa – and attempt to delegitimize entire states’ right to exist. By the mid-1970s, in addition to this power, however symbolic, at the United Nations, nations were taking control of their destinies with armed force. Broadly speaking, if you had enough Soviet or Chinese weapons, you could push back the imperialists and eventually gain enough power at the level of international organizations to delegitimize groups that disagreed with you.
However, Afghanistan was one of the turning points against this mood, starting in the late 1970s. European actors became disillusioned with this Third World nation-state form through events like the Vietnamese boat people crisis of the late 1970s, and the Pol Pot regime in Cambodia. Often, post-colonial sovereignty seemed more like an excuse to murder ethnic minorities and political dissidents than to realize a vision of freedom. Arguably, China’s post-1970s Chinese détente with the United States was a factor, as well. Leftists saw that China no longer offered a viable vision of revolution, but was just a lackey of American finance capital and imperialism. Many of the intellectuals who went on to found humanitarian NGOs had lost faith in the USSR as a revolutionary force since the Prague Spring, or, at the very latest, the publication of The Gulag Archipelago.
In short, by the late 1970s, these East Asian and Southeast Asian fantasies of the future were discredited. One place these groups turned was humanitarian action, rather than the Third World nation-state, as a new form of political organization. But the old tools of delegitimization and Third World politics were applied in reverse to places like Afghanistan. Forums pioneered for use against Israel or South Africa, such as the UN Special Rapporteur and human rights investigations, were flipped. It was suddenly no longer the oppression of black Africans or Palestinians qua colonized subjects but rather the oppression of Afghans qua humans under a Third World socialist regime that constituted the supreme crime within international society. The reversal of this Third World logic onto Third World nations is one of the key themes of the book.
JHI: One of the overarching themes of the book is sovereignty: sovereignty as it was imagined and sovereignty as it was performed. Could you flesh out for us some of the major disjunctions between the ways different foreign actors, as well as Afghan politicians, conceptualized Afghan sovereignty, and acts of sovereignty that were carried out on the ground?
TN: The Afghan government was extremely ambitious in claiming that other countries were parts of it, yet was very weakly territorialized. From 1947 onward, when Pakistan is formed, Afghanistan does not recognize its own entire eastern border. One official Afghan government map has a disclaimer on it saying “this map was composed in great haste and none of the information on it should be taken to be reliable.” There’s an odd mix of hyper-ambition and total insecurity. The indeterminacy of the border also creates catastrophic consequences for people living around it.
In the 1980s, Soviet border guards extend the Soviet border regime hundreds of kilometers inside Afghanistan, and murder Afghans within Afghanistan’s borders. Children are another interesting lens. On one hand, the Soviet Union says that children are the future of the nation and need to be educated and mobilized as symbols of the nation’s future. Orphans, especially, are taken to the Soviet Union. From the Soviet Union’s point of view, there’s nothing wrong with this. Insofar as states have a right to exist and defend their borders, it then follows that the state has a right to mobilize its citizens–men, in particular–to defend those borders and weave protection of the state with the citizen’s life-cycle.
In the 1970s and 1980s, however, humanitarian actors like Amnesty International become concerned with children having the right to a nationality and the right not to be trafficked out of the nation-state of their birth. And yet, those deploying this humanitarian logic, who are often concerned with diagnosing children as traumatized, have no problem taking the children out of their familiar contexts to receive medical treatment. Here we see two different logics of what the Third World nation-state project is supposed to be about: the solution for creating a national future, or the problem causing people to be traumatized for life.
Prior to Afghanistan becoming a battleground between the Soviet Union, the Afghan mujahidin, and the European NGOs embedded among them, it was famous for being an ‘economic Korea’ where Western powers competed with the Soviet Union to offer more effective forms of aid to Kabul. Pictured here is an exhibition for a West German-managed agricultural and forestry project in eastern Afghanistan, the Paktia Development Authority. Photograph courtesy of Christoph Häselbarth
JHI: We’re in a moment of deep suspicion not only toward internationalism, but also toward humanitarianism. In this context, a particularly timely thread of the book traces how states, Leftist activists, and eventually NGO workers envisioned social justice and moral responsibility toward distant people in need. What is the landscape of conviction in Humanitarian Invasion? Where does it intersect with expertise, on one hand, and geopolitical strategy on the other?
TN: While I see the humanitarian groups that I look at most closely – Doctors without Borders (MSF) and the Swedish Committee for Afghanistan (SCA) – as entangled in this geopolitical game, I don’t view them as having had nefarious intentions. Many of the groups that enter the Afghan theater via Pakistan in the 1980s initially try to stay very distant from a geopolitical focus. But there are different trajectories that these groups follow, with the Swedes trying to adopt a more consistent anti-imperialism and the French flirting with explicit engagement in politics.
Regardless of specific anti-imperialist or anti-totalitarian politics, new regimes of intervention are created from the late 1970s onward. Rather than saying, “OK, the Afghans or Cambodians have had their socialist revolution, now they should finally be free from foreign interference,” NGOs embed themselves in trans-border resistance movements that reframe those Third World citizens as subjects of new internationals regimes of governance. NGOs are able to diagnose Afghans as traumatized or suffering from disease, and this becomes grounds for further intervention, or shipment of supplies into a country without consulting its government. Over time, this contributes to a shift in which the dominant optic employed when engaging with Third World populations is not so much that of the guerrilla fighter but of the traumatized individual, the wounded girl. This reframing wasn’t intentionally nefarious, but did reframe subaltern actors as non-political.
There is a strange boomerang effect to all of this. In the 1980s, identifying trauma or certain types of wounds became a carte blanche for aiding armed insurrections in Third World countries–as in the case of Afghanistan, Cambodia, and Ethiopia. Today, however, as scholars like Miriam Ticktin have shown, refugees have to demonstrate exactly these kinds of wounds in order to gain the right to stay in European countries. In both cases, a discourse centered around individual, often corporeal trauma became the litmus test for whether states could maintain control of their borders, but a procedure that once allowed Europeans to insert themselves into Afghanistan now allows Afghans and others to claim a (marginal) space in European settings. Pushing back, governments like Germany have sought to classify entire countries, and specific provinces of Afghanistan, as “safe countries of origin” or “safe zones” from which it becomes procedurally impossible to file such an asylum claim. The boomerang, then, is that Europeans are grappling with these humanitarian claims in an obviously political way, even as the turn toward humanitarianism was itself motivated by an exhaustion with traditional left-right politics in the first place.
JHI: So the Soviets, while pursuing a parallel project, never really bought into the humanitarian discourse?
TN: Yes, though this does not mean they lacked something. The Soviets had a strong interest in childhood as a stage of life that is political and is protected, not, as we would put it, a stage of life that is protected and therefore should not be political.
Russian critiques of the creation of humanitarian protectorates in places like Bosnia, Kosovo, and even Libya and Afghanistan hold that humanitarian action without a strong central state is nonsense. Syria is the most dramatic instance of where these impulses are contrasting again. The Russian government claims that Syria is a sovereign member state of the United Nations that has invited Russia, Iran, and Hezbollah (not a state) to aid it in an act of collective self-defense—something permitted under the United Nations charter. Russia also provides humanitarian aid to government-held areas in Syria through its Ministry of Defense. In contrast, Russian diplomats would argue, Western media have conspired with Turkey, Qatar, and Saudi Arabia to portray the jihad against Damascus exclusively in terms of traumatized children, the destruction of Aleppo, and so on. Now as in Afghanistan in the 1980s, the tension has to do with the legitimacy of post-colonial states and reading the Syrian people’s aspirations not solely in terms of geopolitics or trauma.
JHI: Humanitarian Invasion gives an account of global actors making decisions with global repercussions, but it is at the same time firmly grounded in a particular place. So, where do you see global history heading as a field, and where does this book fit? What are the potential risks of global history?
TN: Obviously, Humanitarian Invasion is not a history of the world or of every place in the world. Rather, the book’s central concern is shifting meanings of postcolonial sovereignty during the Cold War. The Afghan-Pakistan borderlands form a particularly rich location to examine how this idea of the Third World nation-state was changing over time, precisely because so many different actors brought their own conceptual baggage to it. I would welcome anyone who wants to write a history of the Cambodian-Thai borderlands or, indeed, much of Ethiopia during the 1980s. MSF, in fact, had a larger presence in the Cambodian-Thai theater than in the Afghan one, and it would be fascinating to understand what difference it makes when these NGOs are collaborating against the Vietnamese, who had been their heroes only a decade before.
Yet as historians like Dipesh Chakrabarty have pointed out, the intensive language training and multi-archive projects of many global historians depend on the extensive resources that only wealthy American and Western European universities possess. One way we can correct this imbalance, learn from colleagues in other countries, and maintain a spirit of humility about our work is to remember, even while working on so-called global themes, that events are still taking place in actual places with local histories, and never to insist on a hierarchy in which NGO actors are more important than national stories.
For example, writing Humanitarian Invasion, I was not able to explore as much as I would like how Afghans themselves changed their political language to respond to the surge in humanitarian ideas (and funding streams) that emerged in the 1980s. I would have liked to probe more how much the massive changes in the 1980s actually affect the ways Afghans talk about politics and what they expect from an Afghan state, what needs they expect to be met by international organizations. How ideas and discourses are transmitted from North to South or South to North is a major interest for global historians today, and that’s an area where “local” scholars with a knowledge of Pashto and a deeper knowledge of regional political thought would be a great contribution.
JHI: What is your current project, and how did it evolve from Humanitarian Invasion?
TN: I would have liked to consider, more seriously, Afghan socialists as thinkers. What did socialism actually mean to them? How did they, on the front line of an Afghan national jihad and the emerging global jihadist movement, understand political Islam? The current project looks at how socialists in the Soviet Union and allied left-wing groups such as the Afghan Communists and Iranian Tudeh Party understood political Islam or Pan-Islamism, particularly in Iran and Afghanistan, where Islamists took violent control of states in the 1980s.
In 1914, the Russian orientalist Vasily Bartold writes that Pan-Islamism is totally bogus, that it’s a political program created by the Ottomans with German support. Fast-forward 60 or 70 years, and there’s enormous anxiety about Islam not only destabilizing client states such as Afghanistan or Syria, but also infiltrating the Soviet Union itself. I was shocked to discover a 1983 publication by an Adjarian nationalist from southwest Georgia describing Muslims as “something that crawled out of a trash heap, who need to be weeded out of our garden” – things you expect to hear from Geert Wilders, Marine Le Pen, or Steve Bannon today. I became really interested in how the Soviet Union and Russian scholars go from viewing Pan-Islamism as a potential ally in fomenting an anti-Western and anti-colonial global front, to viewing Muslims and Pan-Islamism as inherently opposed to the interests of the Soviet Union. In doing so, I hope to provide a unique perspective on contemporary concerns about the threat, real or imagined, of Muslim unity and Muslim communities in Europe and the United States.
The editors wish to thank Timothy Nunan for his graciousness in granting this interview.
Chloe Bordewich is a PhD Student in History and Middle Eastern Studies at Harvard University. She currently works on histories of information, secrecy, and scientific knowledge in the late and post-Ottoman Arab world, especially Egypt. She blogs at chloebordewich.wordpress.com.
